Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Charles Schwab Trust Co | 6,241 | $1.43M | 0.17% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 6,248 | $1.43M | 0.19% | +10+0.2% | Added |
| Haverford Trust Co | 6,261 | $1.43M | 0.02% | +214+3.5% | Added |
| Costello Asset Management, INC | 6,275 | $1.44M | 1.48% | −708−10.1% | Reduced |
| Coastal Investment Advisors, Inc. | 6,292 | $1.44M | 0.35% | +160+2.6% | Added |
| Palumbo Wealth Management LLC | 6,300 | $1.44M | 0.96% | +177+2.9% | Added |
| WBH Advisory Inc | 6,305 | $1.44M | 0.18% | +6,305 | New |
| Greenfield Savings Bank | 6,311 | $1.44M | 0.94% | +151+2.5% | Added |
| Western Wealth Management, LLC | 6,312 | $1.44M | 0.13% | +235+3.9% | Added |
| Cigna Investments Inc | 6,330 | $1.45M | 0.29% | −138−2.1% | Reduced |
| Rothschild Investment Corp | 6,331 | $1.45M | 0.13% | −90−1.4% | Reduced |
| XML Financial, LLC | 6,355 | $1.45M | 0.18% | +229+3.7% | Added |
| Centiva Capital, LP | 6,359 | $1.46M | 0.08% | +776+13.9% | Added |
| Garrett Investment Advisors LLC | 6,377 | $1.46M | 0.23% | +149+2.4% | Added |
| Gladstone Institutional Advisory LLC | 6,414 | $1.47M | 0.10% | +2,361+58.3% | Added |
| Convergence Investment Partners, LLC | 6,464 | $1.48M | 0.87% | −485−7.0% | Reduced |
| Spreng Capital Management, Inc. | 6,482 | $1.48M | 1.28% | +25+0.4% | Added |
| Coastline Trust Co | 6,483 | $1.48M | 0.22% | −115−1.7% | Reduced |
| Empower Advisory Group, LLC | 6,462 | $1.49M | 0.01% | +6,462 | New |
| Horizon Kinetics Asset Management LLC | 6,500 | $1.49M | 0.03% | −538−7.6% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 6,556 | $1.50M | 0.99% | +996+17.9% | Added |
| Princeton Capital Management LLC | 6,568 | $1.50M | 0.64% | −2,155−24.7% | Reduced |
| Thomas White International Ltd | 6,572 | $1.50M | 0.32% | +30+0.5% | Added |
| Bragg Financial Advisors, Inc | 6,596 | $1.51M | 0.09% | −124−1.8% | Reduced |
| Inspire Advisors, LLC | 6,605 | $1.51M | 0.35% | −589−8.2% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,608 | $1.51M | 0.02% | −428−6.1% | Reduced |
| Teza Capital Management LLC | 6,611 | $1.51M | 0.33% | +5,743+661.6% | Added |
| WealthPLAN Partners, LLC | 6,619 | $1.51M | 0.17% | −1,211−15.5% | Reduced |
| BCM Advisors, LLC | 7,000 | $1.52M | 0.41% | 00.0% | Unchanged |
| Fairfield, Bush & Co. | 6,653 | $1.52M | 0.54% | +5,000+302.5% | Added |
| Westwood Holdings Group Inc. | 6,656 | $1.52M | 0.01% | −2,120−24.2% | Reduced |
| Financial Advocates Investment Management | 6,669 | $1.53M | 0.12% | −508−7.1% | Reduced |
| Belpointe Asset Management LLC | 6,674 | $1.53M | 0.08% | −50−0.7% | Reduced |
| Transamerica Financial Advisors, Inc. | 6,684 | $1.53M | 0.20% | +91+1.4% | Added |
| Atlantic Trust, LLC | 6,698 | $1.53M | 0.49% | −428−6.0% | Reduced |
| Ar Asset Management Inc | 6,700 | $1.53M | 0.41% | 00.0% | Unchanged |
| Parsec Financial Management, Inc. | 6,701 | $1.53M | 0.06% | +367+5.8% | Added |
| Cornell Pochily Investment Advisors, Inc. | 6,707 | $1.53M | 0.66% | −256−3.7% | Reduced |
| Eagle Asset Management Inc | 6,723 | $1.54M | 0.01% | +6,723 | New |
| Ritholtz Wealth Management | 6,737 | $1.54M | 0.08% | +318+5.0% | Added |
| Legacy Bridge, LLC | 6,745 | $1.54M | 1.08% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 6,800 | $1.56M | 0.09% | 00.0% | Unchanged |
| Rockland Trust Co | 6,800 | $1.56M | 0.10% | −181−2.6% | Reduced |
| Argus Investors' Counsel, Inc. | 6,860 | $1.57M | 1.19% | 00.0% | Unchanged |
| Clarius Group, LLC | 6,868 | $1.57M | 0.13% | −135−1.9% | Reduced |
| Oak Asset Management, LLC | 6,931 | $1.59M | 0.68% | −91−1.3% | Reduced |
| Qtron Investments LLC | 6,941 | $1.59M | 0.33% | +810+13.2% | Added |
| Wilson & Boucher Capital Management, LLC | 6,981 | $1.60M | 1.54% | +15+0.2% | Added |
| J.W. Cole Advisors, Inc. | 6,991 | $1.60M | 0.11% | +225+3.3% | Added |
| Gables Capital Management Inc. | 6,995 | $1.60M | 1.12% | 00.0% | Unchanged |
| Franklin Street Advisors Inc | 7,000 | $1.60M | 0.15% | 00.0% | Unchanged |
| Osborne Partners Capital Management, LLC | 7,002 | $1.60M | 0.12% | −10−0.1% | Reduced |
| Intellectus Partners, LLC | 7,010 | $1.60M | 0.51% | −278−3.8% | Reduced |
| Cascade Investment Advisors, Inc. | 7,010 | $1.60M | 1.27% | −975−12.2% | Reduced |
| Avantax Planning Partners, Inc. | 7,044 | $1.61M | 0.07% | +231+3.4% | Added |
| Valley Brook Capital Group | 7,060 | $1.62M | 1.49% | +115+1.7% | Added |
| Inscription Capital, LLC | 7,064 | $1.62M | 0.43% | +340+5.1% | Added |
| Redwood Investment Management, LLC | 7,083 | $1.62M | 0.17% | +501+7.6% | Added |
| Patton Fund Management, Inc. | 7,090 | $1.62M | 0.46% | +6,254+748.1% | Added |
| Natixis | 7,091 | $1.62M | 0.01% | +7,091 | New |
| Oarsman Capital, Inc. | 7,094 | $1.62M | 0.76% | −12−0.2% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.62M | 0.21% | 00.0% | Unchanged |
| AMG National Trust Bank | 7,153 | $1.64M | 0.06% | +1,005+16.3% | Added |
| Cross Staff Investments Inc | 7,163 | $1.64M | 1.62% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 7,195 | $1.65M | 0.04% | −2,789−27.9% | Reduced |
| Papp L Roy & Associates | 7,210 | $1.65M | 0.22% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 7,215 | $1.65M | 0.57% | −60−0.8% | Reduced |
| Cunning Capital Partners, LP | 7,320 | $1.68M | 1.14% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 7,343 | $1.68M | 0.06% | +374+5.4% | Added |
| Verdence Capital Advisors LLC | 7,357 | $1.68M | 0.20% | −958−11.5% | Reduced |
| Triangle Securities Wealth Management | 7,374 | $1.69M | 0.60% | −791−9.7% | Reduced |
| RFG Advisory, LLC | 7,379 | $1.69M | 0.08% | +2,356+46.9% | Added |
| NEIRG Wealth Management, LLC | 7,417 | $1.70M | 0.29% | −4,190−36.1% | Reduced |
| Axxcess Wealth Management, LLC | 7,437 | $1.70M | 0.13% | +96+1.3% | Added |
| Citizens Financial Group Inc | 7,461 | $1.71M | 0.06% | +1,508+25.3% | Added |
| Focused Wealth Management, Inc | 7,474 | $1.71M | 0.35% | −60−0.8% | Reduced |
| Weatherly Asset Management L. P. | 7,488 | $1.71M | 0.22% | −465−5.8% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,496 | $1.72M | 0.16% | −415−5.2% | Reduced |
| Cornercap Investment Counsel Inc | 7,532 | $1.72M | 0.30% | +220+3.0% | Added |
| D. Scott Neal, Inc. | 7,561 | $1.73M | 0.97% | 00.0% | Unchanged |
| United Asset Strategies, Inc. | 7,574 | $1.73M | 0.23% | −236−3.0% | Reduced |
| Atlas Brown,Inc. | 7,579 | $1.73M | 0.80% | +104+1.4% | Added |
| Silverlake Wealth Management LLC | 7,583 | $1.74M | 1.05% | +883+13.2% | Added |
| Quest Investment Management LLC | 7,588 | $1.74M | 0.24% | 00.0% | Unchanged |
| Columbia Trust Co 01012016 | 7,606 | $1.74M | 1.00% | +572+8.1% | Added |
| Stone Point Wealth LLC | 7,611 | $1.74M | 0.77% | −84−1.1% | Reduced |
| TD Private Client Wealth LLC | 7,629 | $1.75M | 0.08% | −314−4.0% | Reduced |
| MidWestOne Financial Group, Inc. | 7,657 | $1.75M | 0.40% | +1,535+25.1% | Added |
| AdvisorNet Financial, Inc | 7,705 | $1.76M | 0.16% | −757−8.9% | Reduced |
| WR Wealth Planners, LLC | 7,720 | $1.77M | 0.76% | +795+11.5% | Added |
| Ibex Wealth Advisors | 7,749 | $1.77M | 0.46% | −211−2.7% | Reduced |
| Agf Management Ltd | 7,766 | $1.78M | 0.01% | −6,380−45.1% | Reduced |
| G&S Capital LLC | 7,779 | $1.78M | 0.79% | −248−3.1% | Reduced |
| Gifford Fong Associates | 7,800 | $1.78M | 0.47% | 00.0% | Unchanged |
| United Community Bank | 7,804 | $1.79M | 1.69% | +110+1.4% | Added |
| AIA Group Ltd | 7,807 | $1.79M | 0.10% | +1,274+19.5% | Added |
| Nippon Life Global Investors Americas, Inc. | 7,820 | $1.79M | 0.11% | +7,820 | New |
| Ci Investments Inc. | 7,836 | $1.79M | 0.01% | −284−3.5% | Reduced |
| Kempner Capital Management Inc. | 7,842 | $1.79M | 1.05% | 00.0% | Unchanged |
| World Equity Group, Inc. | 131,633 | $1.81M | 0.31% | +127,141+2,830.4% | Added |