Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Diamant Asset Management, Inc. | 4,777 | $1.09M | 0.90% | 00.0% | Unchanged |
| Wright Investors Service Inc | 4,778 | $1.09M | 0.31% | +255+5.6% | Added |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.09M | 0.70% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 4,792 | $1.10M | 0.58% | +7+0.1% | Added |
| First Foundation Advisors | 4,820 | $1.10M | 0.05% | −365−7.0% | Reduced |
| Garde Capital, Inc. | 4,836 | $1.11M | 0.12% | +25+0.5% | Added |
| Beacon Investment Advisors LLC | 4,848 | $1.11M | 0.81% | +24+0.5% | Added |
| Biltmore Family Office, LLC | 4,849 | $1.11M | 0.23% | −5−0.1% | Reduced |
| WD Rutherford LLC | 4,864 | $1.11M | 0.78% | −305−5.9% | Reduced |
| West Oak Capital, LLC | 4,867 | $1.11M | 0.56% | +152+3.2% | Added |
| Parkside Financial Bank & Trust | 4,873 | $1.12M | 0.30% | −534−9.9% | Reduced |
| Indiana Trust & Investment Management CO | 4,909 | $1.12M | 0.61% | +39+0.8% | Added |
| Cottage Street Advisors LLC | 4,911 | $1.12M | 0.87% | +4,911 | New |
| Zhang Financial LLC | 4,912 | $1.12M | 0.13% | +271+5.8% | Added |
| Sonora Investment Management Group, LLC | 4,923 | $1.13M | 0.10% | −400−7.5% | Reduced |
| Centaurus Financial, Inc. | 4,935 | $1.13M | 0.09% | +78+1.6% | Added |
| Nations Financial Group Inc, | 4,935 | $1.13M | 0.12% | +282+6.1% | Added |
| Diligent Investors, LLC | 4,961 | $1.14M | 0.35% | +20+0.4% | Added |
| Baker Tilly Wealth Management, LLC | 4,968 | $1.14M | 0.13% | +380+8.3% | Added |
| K.J. Harrison & Partners Inc | 5,000 | $1.14M | 0.23% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 5,001 | $1.14M | 0.12% | −877−14.9% | Reduced |
| Schear Investment Advisers, LLC | 5,005 | $1.15M | 1.37% | +219+4.6% | Added |
| First Hawaiian Bank | 5,015 | $1.15M | 0.04% | −4,128−45.1% | Reduced |
| Wintrust Investments LLC | 5,065 | $1.16M | 0.15% | −364−6.7% | Reduced |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 5,070 | $1.16M | 0.00% | −1,161−18.6% | Reduced |
| Wolff Financial Management LLC | 5,130 | $1.17M | 0.41% | 00.0% | Unchanged |
| Old Mission Investment Co LLC | 5,143 | $1.18M | 0.46% | +528+11.4% | Added |
| Institute for Wealth Management, LLC. | 5,148 | $1.18M | 0.23% | −24−0.5% | Reduced |
| Corundum Group, Inc. | 5,171 | $1.18M | 0.56% | +2,230+75.8% | Added |
| SevenBridge Financial Group, LLC | 5,174 | $1.18M | 0.33% | −150−2.8% | Reduced |
| HM Payson & Co | 5,176 | $1.18M | 0.03% | −10.0% | Reduced |
| SOL Capital Management CO | 5,177 | $1.18M | 0.19% | −110−2.1% | Reduced |
| Harvest Volatility Management LLC | 5,282 | $1.19M | 0.24% | −186−3.4% | Reduced |
| Shepherd Financial Partners LLC | 5,207 | $1.19M | 0.20% | +15+0.3% | Added |
| Amarillo National Bank | 5,236 | $1.20M | 0.24% | −870−14.2% | Reduced |
| Manchester Financial Inc | 5,252 | $1.20M | 0.35% | +4,355+485.5% | Added |
| Tempus Wealth Planning, LLC | 5,300 | $1.21M | 0.59% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 5,312 | $1.22M | 0.05% | +599+12.7% | Added |
| Garrison Point Advisors, LLC | 5,350 | $1.22M | 0.92% | −5−0.1% | Reduced |
| Cookson Peirce & Co Inc | 5,362 | $1.23M | 0.08% | +5,362 | New |
| Comerica Securities,inc. | 5,370 | $1.23M | 0.09% | −83−1.5% | Reduced |
| Cladis Investment Advisory, LLC | 5,372 | $1.23M | 1.10% | −99−1.8% | Reduced |
| Eudaimonia Partners, LLC | 5,380 | $1.23M | 0.30% | +199+3.8% | Added |
| TKG Advisors, LLC | 5,380 | $1.23M | 0.77% | +339+6.7% | Added |
| Lifeworks Advisors, LLC | 5,383 | $1.23M | 0.58% | −1,811−25.2% | Reduced |
| Flaharty Asset Management, LLC | 5,408 | $1.24M | 0.22% | +23+0.4% | Added |
| Ballentine Partners, LLC | 5,414 | $1.24M | 0.03% | +362+7.2% | Added |
| Private Asset Management Inc | 5,454 | $1.25M | 0.21% | −420−7.2% | Reduced |
| Van Strum & Towne Inc. | 5,460 | $1.25M | 0.53% | +8+0.1% | Added |
| HighTower Trust Services, LTA | 5,514 | $1.25M | 0.12% | +16+0.3% | Added |
| Alaethes Wealth LLC | 5,483 | $1.25M | 0.74% | +310+6.0% | Added |
| Glen Eagle Advisors, LLC | 5,506 | $1.26M | 0.32% | −60−1.1% | Reduced |
| Kula Investments, LLC | 5,514 | $1.26M | 0.31% | +5,514 | New |
| Bridges Investment Management Inc | 5,550 | $1.27M | 0.05% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 5,555 | $1.27M | 0.02% | −276−4.7% | Reduced |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $1.28M | 0.08% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 5,586 | $1.28M | 0.10% | +187+3.5% | Added |
| Barber Financial Group, Inc. | 5,595 | $1.28M | 0.23% | +14+0.3% | Added |
| Penobscot Investment Management Company, Inc. | 5,605 | $1.28M | 0.22% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 5,621 | $1.29M | 0.24% | +3,923+231.0% | Added |
| Proequities, Inc. | 5,639 | $1.29M | 0.10% | −206−3.5% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5,654 | $1.29M | 0.70% | −1,960−25.7% | Reduced |
| Cobblestone Capital Advisors LLC | 5,676 | $1.30M | 0.10% | −100−1.7% | Reduced |
| Schechter Investment Advisors, LLC | 5,678 | $1.30M | 0.12% | +78+1.4% | Added |
| CFM Wealth Partners LLC | 5,688 | $1.30M | 0.36% | +190+3.5% | Added |
| Granite Investment Partners, LLC | 5,702 | $1.30M | 0.05% | +2,210+63.3% | Added |
| SG Americas Securities, LLC | 5,701 | $1.30M | 0.02% | +4,100+256.1% | Added |
| Massachusetts Wealth Management | 5,706 | $1.31M | 1.35% | −125−2.1% | Reduced |
| Arete Wealth Advisors, LLC | 5,723 | $1.31M | 0.11% | +116+2.1% | Added |
| Duff & Phelps Investment Management Co | 5,775 | $1.32M | 0.02% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 5,776 | $1.32M | 0.05% | −106−1.8% | Reduced |
| Essex Savings Bank | 5,781 | $1.32M | 0.46% | −380−6.2% | Reduced |
| Aureus Asset Management, LLC | 5,811 | $1.33M | 0.11% | +20.0% | Added |
| Benedict Financial Advisors Inc | 5,812 | $1.33M | 0.37% | +4,524+351.2% | Added |
| Beaton Management Co. Inc. | 5,823 | $1.33M | 0.90% | −80−1.4% | Reduced |
| True North Advisors, LLC | 5,845 | $1.34M | 0.40% | −22−0.4% | Reduced |
| Washington Trust Bank | 5,852 | $1.34M | 0.14% | −425−6.8% | Reduced |
| Sequent Asset Management, LLC | 5,861 | $1.34M | 1.52% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 5,858 | $1.34M | 0.41% | +5,858 | New |
| Vident Investment Advisory, LLC | 5,884 | $1.35M | 0.04% | +910+18.3% | Added |
| Arkadios Wealth Advisors | 5,887 | $1.35M | 0.16% | −210−3.4% | Reduced |
| Checchi Capital Advisers, LLC | 5,912 | $1.35M | 0.13% | +254+4.5% | Added |
| First National Bank Sioux Falls | 5,970 | $1.37M | 0.95% | 00.0% | Unchanged |
| Keudell/Morrison Wealth Management | 5,987 | $1.37M | 0.40% | −132−2.2% | Reduced |
| Financial Architects, Inc | 6,006 | $1.37M | 0.22% | −360−5.7% | Reduced |
| LGT Group Foundation | 6,024 | $1.38M | 0.04% | +344+6.1% | Added |
| Jaffetilchin Investment Partners, LLC | 6,048 | $1.38M | 0.16% | −16−0.3% | Reduced |
| Industrial Alliance Investment Management Inc. | 6,055 | $1.39M | 0.04% | −9,015−59.8% | Reduced |
| Affinity Investment Advisors, LLC | 6,092 | $1.39M | 0.75% | −1,499−19.7% | Reduced |
| Imprint Wealth LLC | 6,132 | $1.40M | 0.92% | +6,132 | New |
| Mattern Wealth Management LLC | 6,135 | $1.40M | 0.46% | −100−1.6% | Reduced |
| Titleist Asset Management, LLC | 6,151 | $1.41M | 0.30% | +6,151 | New |
| Sargent Investment Group, LLC | 6,130 | $1.41M | 0.37% | −228−3.6% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 6,175 | $1.41M | 0.23% | +2,079+50.8% | Added |
| River Wealth Advisors LLC | 6,181 | $1.41M | 0.26% | −117−1.9% | Reduced |
| Wade G W & Inc | 6,194 | $1.42M | 0.05% | −152−2.4% | Reduced |
| Investment House LLC | 6,205 | $1.42M | 0.12% | +100+1.6% | Added |
| Fort Point Capital Partners LLC | 6,210 | $1.42M | 0.23% | +176+2.9% | Added |
| Watershed Private Wealth LLC | 6,215 | $1.42M | 0.96% | 00.0% | Unchanged |
| CM Wealth Advisors LLC | 6,557 | $1.43M | 0.28% | +6,557 | New |