Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cim Investment Mangement Inc | 4,060 | $929.1K | 0.34% | +188+4.9% | Added |
| Mayflower Financial Advisors, LLC | 4,065 | $930.2K | 0.12% | −22−0.5% | Reduced |
| High Net Worth Advisory Group LLC | 4,065 | $930.2K | 0.38% | −147−3.5% | Reduced |
| White Lighthouse Investment Management Inc. | 4,071 | $931.6K | 0.23% | +500+14.0% | Added |
| Woodward Diversified Capital, LLC | 4,077 | $933.0K | 0.73% | −35−0.9% | Reduced |
| Live Oak Private Wealth LLC | 4,081 | $933.9K | 0.19% | +100+2.5% | Added |
| GPS Wealth Strategies Group, LLC | 4,092 | $936.5K | 0.19% | +4,092 | New |
| Montis Financial, LLC | 4,093 | $936.6K | 0.72% | +90+2.2% | Added |
| Confluence Wealth Services, Inc. | 4,118 | $942.5K | 0.22% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 4,130 | $945.1K | 0.06% | +7+0.2% | Added |
| Chicago Capital, LLC | 4,135 | $946.3K | 0.05% | 00.0% | Unchanged |
| Eads & Heald Wealth Management | 4,143 | $948.0K | 0.47% | +2,340+129.8% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 4,166 | $953.3K | 0.00% | −4,300−50.8% | Reduced |
| Grimes & Company, Inc. | 4,167 | $953.6K | 0.04% | +2,888+225.8% | Added |
| Quadrant Capital Group LLC | 4,193 | $959.5K | 0.10% | +363+9.5% | Added |
| Braun Stacey Associates Inc | 4,200 | $961.1K | 0.03% | +1,950+86.7% | Added |
| Point72 Asset Management, L.P. | 4,201 | $961.4K | 0.00% | +4,201 | New |
| Southeast Asset Advisors Inc. | 4,204 | $962.1K | 0.14% | +17+0.4% | Added |
| Dynamic Advisor Solutions LLC | 4,205 | $962.2K | 0.06% | −938−18.2% | Reduced |
| Argent Advisors, Inc. | 4,205 | $962.3K | 0.46% | +238+6.0% | Added |
| Gilbert & Cook, Inc. | 4,212 | $963.9K | 0.17% | +39+0.9% | Added |
| Birch Hill Investment Advisors LLC | 4,214 | $964.3K | 0.06% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,214 | $964.3K | 0.84% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,228 | $967.6K | 0.53% | +207+5.1% | Added |
| Capital Wealth Planning, LLC | 4,230 | $968.0K | 0.01% | +490+13.1% | Added |
| City State Bank | 4,230 | $968.0K | 0.55% | −298−6.6% | Reduced |
| TRUE Private Wealth Advisors | 4,231 | $968.2K | 0.14% | −17−0.4% | Reduced |
| CoreFirst Bank & Trust | 4,233 | $968.7K | 0.71% | −5−0.1% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,240 | $970.3K | 0.71% | −100−2.3% | Reduced |
| Morse Asset Management, Inc | 4,242 | $971.0K | 0.33% | +498+13.3% | Added |
| Cypress Capital Group | 4,244 | $971.2K | 0.15% | −50−1.2% | Reduced |
| Dana Investment Advisors, Inc. | 4,253 | $973.3K | 0.05% | −323−7.1% | Reduced |
| Carson Advisory Inc. | 4,261 | $975.1K | 0.87% | +4,261 | New |
| Monticello Wealth Management, LLC | 4,105 | $976.7K | 0.10% | +625+18.0% | Added |
| Journey Advisory Group, LLC | 4,287 | $981.2K | 0.16% | +321+8.1% | Added |
| Sit Investment Associates Inc | 4,300 | $984.0K | 0.03% | 00.0% | Unchanged |
| RS Crum Inc. | 4,305 | $985.2K | 0.38% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 4,509 | $985.8K | 0.49% | −4,474−49.8% | Reduced |
| Fort Pitt Capital Group, LLC | 4,315 | $987.4K | 0.04% | −475−9.9% | Reduced |
| Naviter Wealth, LLC | 4,322 | $989.0K | 0.35% | +4,322 | New |
| Peregrine Asset Advisers, Inc. | 4,325 | $989.7K | 0.97% | 00.0% | Unchanged |
| Northwest Quadrant Wealth Management, LLC | 4,328 | $990.4K | 0.29% | +17+0.4% | Added |
| Epoch Investment Partners, Inc. | 4,330 | $990.9K | 0.01% | −48−1.1% | Reduced |
| Veracity Capital LLC | 4,332 | $991.2K | 0.46% | +4,332 | New |
| Forum Financial Management, LP | 4,333 | $991.6K | 0.03% | −103−2.3% | Reduced |
| waypoint wealth counsel | 4,336 | $992.3K | 0.77% | +31+0.7% | Added |
| Northern Financial Advisors Inc | 4,338 | $992.7K | 0.93% | −655−13.1% | Reduced |
| Flputnam Investment Management Co | 4,342 | $993.6K | 0.03% | +84+2.0% | Added |
| South State Corp. | 4,371 | $1.00M | 0.09% | −801−15.5% | Reduced |
| Perigon Wealth Management, LLC | 4,401 | $1.01M | 0.06% | +222+5.3% | Added |
| Smithfield Trust Co | 4,415 | $1.01M | 0.06% | +2,428+122.2% | Added |
| Trustmark National Bank Trust Department | 4,407 | $1.01M | 0.09% | +205+4.9% | Added |
| Vise Technologies, Inc. | 4,408 | $1.01M | 0.27% | +927+26.6% | Added |
| Princeton Global Asset Management LLC | 4,415 | $1.01M | 0.29% | −170−3.7% | Reduced |
| M Holdings Securities, Inc. | 4,424 | $1.01M | 0.10% | −1,128−20.3% | Reduced |
| Optimum Investment Advisors | 4,420 | $1.01M | 0.53% | 00.0% | Unchanged |
| High Falls Advisors, Inc | 4,422 | $1.01M | 0.30% | +4+0.1% | Added |
| Choate Investment Advisors | 4,422 | $1.01M | 0.05% | 00.0% | Unchanged |
| Cahill Financial Advisors Inc | 4,439 | $1.02M | 0.18% | −1,085−19.6% | Reduced |
| Beech Hill Advisors, Inc. | 4,450 | $1.02M | 0.51% | −1,050−19.1% | Reduced |
| Amussen Hunsaker Associates LLC | 4,458 | $1.02M | 0.26% | 00.0% | Unchanged |
| Old West Investment Management, LLC | 4,458 | $1.02M | 0.55% | 00.0% | Unchanged |
| Next Century Growth Investors LLC | 4,466 | $1.02M | 0.11% | −1,013−18.5% | Reduced |
| Am Investment Strategies LLC | 4,482 | $1.03M | 0.35% | +10.0% | Added |
| Laffer Tengler Investments | 4,488 | $1.03M | 0.28% | +114+2.6% | Added |
| Westhampton Capital, LLC | 4,510 | $1.03M | 0.66% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 4,310 | $1.03M | 0.25% | 00.0% | Unchanged |
| First County Bank | 4,514 | $1.03M | 0.51% | +764+20.4% | Added |
| Pacific Wealth Strategies Group, Inc. | 4,530 | $1.04M | 1.18% | +585+14.8% | Added |
| Farmers Trust Co | 4,540 | $1.04M | 0.23% | −200−4.2% | Reduced |
| Kovack Advisors, Inc. | 4,540 | $1.04M | 0.14% | +215+5.0% | Added |
| Sound View Wealth Advisors Group, LLC | 4,541 | $1.04M | 0.14% | −5,722−55.8% | Reduced |
| Twin Tree Management, LP | 4,545 | $1.04M | 0.03% | +4,545 | New |
| Byrne Asset Management LLC | 4,555 | $1.04M | 0.74% | −317−6.5% | Reduced |
| Engineers Gate Manager LP | 4,569 | $1.05M | 0.04% | +4,569 | New |
| Harbour Investments, Inc. | 4,570 | $1.05M | 0.06% | +55+1.2% | Added |
| Allen Capital Group, LLC | 4,578 | $1.05M | 0.20% | +4,578 | New |
| Adviser Investments LLC | 4,584 | $1.05M | 0.03% | −10−0.2% | Reduced |
| Bessemer Securities LLC | 4,603 | $1.05M | 0.49% | 00.0% | Unchanged |
| Orleans Capital Management Corp | 4,605 | $1.05M | 0.78% | 00.0% | Unchanged |
| Pinnacle West Asset Management, Inc. | 4,610 | $1.05M | 1.10% | +4,610 | New |
| Bahl & Gaynor Inc | 4,619 | $1.06M | 0.01% | +77+1.7% | Added |
| WMS Partners, LLC | 4,620 | $1.06M | 0.09% | −1,175−20.3% | Reduced |
| Lindbrook Capital, LLC | 4,632 | $1.06M | 0.12% | +476+11.5% | Added |
| Sound Financial Strategies Group, LLC | 4,659 | $1.07M | 0.71% | −148−3.1% | Reduced |
| Little House Capital LLC | 4,661 | $1.07M | 0.50% | +4,661 | New |
| Warren Averett Asset Management, LLC | 4,680 | $1.07M | 0.06% | +456+10.8% | Added |
| Eastern Bank | 4,689 | $1.07M | 0.05% | −531−10.2% | Reduced |
| Xcel Wealth Management, LLC | 4,693 | $1.07M | 0.38% | +858+22.4% | Added |
| Shell Asset Management Co | 4,699 | $1.07M | 0.04% | −36−0.8% | Reduced |
| Continuum Advisory, LLC | 4,705 | $1.08M | 0.18% | −208−4.2% | Reduced |
| Good Life Advisors, LLC | 4,708 | $1.08M | 0.14% | −84−1.8% | Reduced |
| B.O.S.S. Retirement Advisors, LLC | 4,714 | $1.08M | 0.25% | −3,294−41.1% | Reduced |
| Foundations Investment Advisors, LLC | 4,721 | $1.08M | 0.04% | +1,040+28.3% | Added |
| Ingalls & Snyder LLC | 4,734 | $1.08M | 0.06% | −3−0.1% | Reduced |
| Charter Research & Investment Group, Inc. | 4,733 | $1.08M | 0.95% | +1,333+39.2% | Added |
| Widmann Financial Services, Inc. | 4,736 | $1.08M | 1.09% | −49−1.0% | Reduced |
| International Assets Investment Management, LLC | 4,737 | $1.08M | 0.16% | −8,408−64.0% | Reduced |
| Vigilant Capital Management, LLC | 4,742 | $1.08M | 0.09% | −55−1.1% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,749 | $1.09M | 0.38% | 00.0% | Unchanged |