Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Synovus Financial Corp | 36,974 | $8.86M | 0.10% | +1,226+3.4% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,471 | $8.87M | 1.06% | +138+0.4% | Added |
| Simmons Bank | 37,117 | $8.89M | 0.76% | +1,400+3.9% | Added |
| Tufton Capital Management | 37,254 | $8.92M | 1.96% | −485−1.3% | Reduced |
| Whittier Trust Co of Nevada Inc | 37,266 | $8.93M | 0.35% | +74+0.2% | Added |
| Nikko Asset Management Americas, Inc. | 37,661 | $9.02M | 0.13% | −5,646−13.0% | Reduced |
| Prudential PLC | 37,977 | $9.10M | 0.11% | +12,328+48.1% | Added |
| Illinois Municipal Retirement Fund | 38,109 | $9.13M | 0.21% | +22,613+145.9% | Added |
| Advisory Services Network, LLC | 38,429 | $9.21M | 0.28% | +6,889+21.8% | Added |
| Cullinan Associates Inc | 38,462 | $9.21M | 0.51% | +7,064+22.5% | Added |
| Atria Wealth Solutions, Inc. | 38,690 | $9.27M | 0.15% | +3,660+10.4% | Added |
| Noesis Capital Mangement Corp | 38,908 | $9.32M | 2.65% | −1,299−3.2% | Reduced |
| Group One Trading, L.P. | 39,115 | $9.37M | 0.32% | +25,773+193.2% | Added |
| Advisors Asset Management, Inc. | 39,350 | $9.43M | 0.19% | −5,652−12.6% | Reduced |
| Prio Wealth Limited Partnership | 40,045 | $9.59M | 0.38% | +170+0.4% | Added |
| First American Trust, FSB | 40,061 | $9.60M | 1.49% | +1,170+3.0% | Added |
| Susquehanna Fundamental Investments, LLC | 40,200 | $9.63M | 0.17% | −25,163−38.5% | Reduced |
| Atria Investments LLC | 40,323 | $9.66M | 0.20% | +3,811+10.4% | Added |
| Pittenger & Anderson Inc | 40,427 | $9.68M | 0.53% | −308−0.8% | Reduced |
| Oregon Public Employees Retirement Fund | 40,449 | $9.69M | 0.13% | −37−0.1% | Reduced |
| LS Investment Advisors, LLC | 40,498 | $9.70M | 1.89% | −1,159−2.8% | Reduced |
| Capital Investment Advisors, LLC | 40,571 | $9.72M | 0.29% | −75−0.2% | Reduced |
| Stockman Wealth Management, Inc. | 40,842 | $9.78M | 2.25% | −2,533−5.8% | Reduced |
| Elo Mutual Pension Insurance Co | 40,867 | $9.79M | 0.34% | +807+2.0% | Added |
| Maryland State Retirement & Pension System | 40,895 | $9.80M | 0.29% | −200−0.5% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 41,075 | $9.84M | 2.36% | +434+1.1% | Added |
| McRae Capital Management Inc | 41,143 | $9.86M | 2.88% | −149−0.4% | Reduced |
| Atwater Malick LLC | 41,151 | $9.86M | 4.86% | +354+0.9% | Added |
| Kentucky Retirement Systems | 41,505 | $9.94M | 0.39% | +181+0.4% | Added |
| Bourgeon Capital Management LLC | 41,964 | $10.1M | 2.47% | +115+0.3% | Added |
| Allied Investment Advisors, LLC | 43,408 | $10.4M | 3.25% | +100.0% | Added |
| Culbertson A N & Co Inc | 43,433 | $10.4M | 2.19% | +40+0.1% | Added |
| Securian Asset Management, Inc | 43,474 | $10.4M | 0.29% | +482+1.1% | Added |
| Davenport & Co LLC | 43,678 | $10.5M | 0.09% | −2,842−6.1% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 44,355 | $10.6M | 1.29% | −1,941−4.2% | Reduced |
| Snowden Capital Advisors LLC | 44,666 | $10.7M | 0.45% | −91−0.2% | Reduced |
| Clifford Swan Investment Counsel LLC | 44,816 | $10.7M | 0.47% | −74−0.2% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $10.8M | 1.25% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 45,266 | $10.8M | 0.75% | −4,607−9.2% | Reduced |
| Westpac Banking Corp | 45,379 | $10.9M | 0.16% | +2,671+6.3% | Added |
| Candriam Luxembourg S.C.A. | 45,396 | $10.9M | 0.07% | −4,574−9.2% | Reduced |
| Jacobs & Co | 45,620 | $10.9M | 1.42% | −147−0.3% | Reduced |
| Mastrapasqua Asset Management Inc | 45,980 | $11.0M | 1.45% | +202+0.4% | Added |
| Quilter Plc | 46,016 | $11.0M | 0.36% | −540−1.2% | Reduced |
| Wealthfront Advisers LLC | 46,065 | $11.0M | 0.05% | +6,925+17.7% | Added |
| Bank of Nova Scotia | 46,120 | $11.0M | 0.03% | −11,234−19.6% | Reduced |
| Steel Peak Wealth Management LLC | 46,430 | $11.1M | 0.82% | +32,039+222.6% | Added |
| Central Trust Co | 46,458 | $11.1M | 0.34% | −1,009−2.1% | Reduced |
| Squarepoint Ops LLC | 46,639 | $11.2M | 0.08% | +46,639 | New |
| Scotia Capital Inc. | 46,752 | $11.2M | 0.09% | +2,594+5.9% | Added |
| British Columbia Investment Management Corp | 46,846 | $11.2M | 0.12% | −5,922−11.2% | Reduced |
| Wharton Business Group, LLC | 47,036 | $11.3M | 0.65% | +635+1.4% | Added |
| Cubist Systematic Strategies, LLC | 47,423 | $11.4M | 0.10% | −12,661−21.1% | Reduced |
| Chartwell Investment Partners, LLC | 47,594 | $11.4M | 0.45% | −20,512−30.1% | Reduced |
| CBOE Vest Financial, LLC | 47,775 | $11.4M | 1.81% | −3,057−6.0% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 48,077 | $11.5M | 0.57% | +10,519+28.0% | Added |
| Hantz Financial Services, Inc. | 48,144 | $11.5M | 0.35% | +2,876+6.4% | Added |
| Integrated Advisors Network LLC | 48,299 | $11.6M | 0.75% | −1,427−2.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 49,703 | $11.9M | 0.20% | −1,026−2.0% | Reduced |
| Teachers Retirement System of the State of Kentucky | 49,754 | $11.9M | 0.13% | 00.0% | Unchanged |
| Callahan Advisors, LLC | 50,271 | $12.0M | 1.65% | +3,580+7.7% | Added |
| Norinchukin Bank, The | 50,457 | $12.1M | 0.26% | −9,782−16.2% | Reduced |
| Howe & Rusling Inc | 50,580 | $12.1M | 1.52% | +511+1.0% | Added |
| Greenwood Gearhart Inc | 50,605 | $12.1M | 1.72% | +632+1.3% | Added |
| Clear Harbor Asset Management, LLC | 50,799 | $12.2M | 1.53% | 00.0% | Unchanged |
| Dearborn Partners LLC | 50,947 | $12.2M | 0.49% | −314−0.6% | Reduced |
| Ziegler Capital Management, LLC | 51,538 | $12.4M | 0.52% | −7,352−12.5% | Reduced |
| Baader Bank INC | 52,243 | $12.5M | 1.15% | −3,567−6.4% | Reduced |
| Whittier Trust Co | 52,579 | $12.6M | 0.25% | −1,337−2.5% | Reduced |
| Hartford Investment Management Co | 52,808 | $12.7M | 0.38% | −781−1.5% | Reduced |
| Aptus Capital Advisors, LLC | 52,819 | $12.7M | 0.42% | −6,678−11.2% | Reduced |
| Edmond de Rothschild Holding S.A. | 53,197 | $12.7M | 0.30% | −38,608−42.1% | Reduced |
| Richard C. Young & CO., LTD. | 53,547 | $12.8M | 1.71% | +457+0.9% | Added |
| LaFleur & Godfrey LLC | 53,662 | $12.9M | 2.14% | +103+0.2% | Added |
| Guggenheim Capital LLC | 54,464 | $13.0M | 0.12% | +14,664+36.8% | Added |
| Charter Trust Co | 55,194 | $13.2M | 1.06% | −477−0.9% | Reduced |
| M&G Investment Management Ltd | 55,848 | $13.4M | 0.10% | −3,471−5.9% | Reduced |
| D.A. Davidson & Co. | 56,141 | $13.4M | 0.16% | −738−1.3% | Reduced |
| Birmingham Capital Management Co Inc | 56,895 | $13.6M | 5.17% | +50+0.1% | Added |
| Moran Wealth Management, LLC | 57,122 | $13.7M | 0.52% | +57,122 | New |
| Lee Danner & Bass Inc | 57,185 | $13.7M | 1.29% | −2,402−4.0% | Reduced |
| Oppenheimer Asset Management Inc. | 57,396 | $13.7M | 0.22% | +1,138+2.0% | Added |
| Jane Street Group, LLC | 59,638 | $14.3M | 0.03% | −177,699−74.9% | Reduced |
| Laurion Capital Management LP | 59,881 | $14.3M | 0.40% | +44,158+280.8% | Added |
| Blackhill Capital Inc | 60,000 | $14.4M | 1.67% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 60,091 | $14.4M | 0.62% | −1,241−2.0% | Reduced |
| 1832 Asset Management L.P. | 60,314 | $14.4M | 0.03% | +59,310+5,907.4% | Added |
| Nissay Asset Management Corp | 60,495 | $14.5M | 0.14% | −497−0.8% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 60,900 | $14.6M | 0.25% | −14,070−18.8% | Reduced |
| Czech National Bank | 60,914 | $14.6M | 0.39% | −416−0.7% | Reduced |
| CIBC World Markets Corp | 61,182 | $14.7M | 0.10% | +29,294+91.9% | Added |
| Advisors Capital Management, LLC | 61,201 | $14.7M | 0.40% | +533+0.9% | Added |
| Gofen & Glossberg LLC | 61,590 | $14.8M | 0.38% | +1,710+2.9% | Added |
| Swiss Life Asset Management Ltd | 62,007 | $14.9M | 0.25% | +5,512+9.8% | Added |
| Beacon Pointe Advisors, LLC | 62,148 | $14.9M | 0.29% | −711−1.1% | Reduced |
| Mizuho Markets Americas LLC | 62,219 | $14.9M | 1.01% | +62,219 | New |
| Community Bank of Raymore | 62,268 | $14.9M | 5.46% | −2,257−3.5% | Reduced |
| Duquesne Family Office LLCSuperinvestorDuquesne Family Office | 63,800 | $15.3M | 0.76% | +63,800 | New |
| Delta Asset Management LLC | 64,088 | $15.4M | 1.67% | −581−0.9% | Reduced |
| Capital International Inc | 64,493 | $15.4M | 0.33% | −1,036−1.6% | Reduced |