Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 22,315 | $5.35M | 0.22% | −56,661−71.7% | Reduced |
| Citizens National Bank Trust Department | 22,439 | $5.38M | 1.52% | −475−2.1% | Reduced |
| Tiaa, FSB | 22,557 | $5.40M | 0.02% | +335+1.5% | Added |
| City Holding Co | 22,575 | $5.41M | 1.01% | −385−1.7% | Reduced |
| Hallmark Capital Management Inc | 22,755 | $5.45M | 0.51% | −2,145−8.6% | Reduced |
| Community Bank & Trust, Waco, Texas | 22,759 | $5.45M | 1.78% | −92−0.4% | Reduced |
| Monte Financial Group, LLC | 22,896 | $5.48M | 2.82% | −2,934−11.4% | Reduced |
| Hartford Financial Management Inc. | 23,124 | $5.54M | 1.46% | −954−4.0% | Reduced |
| Principle Wealth Partners LLC | 23,418 | $5.61M | 0.64% | −1,075−4.4% | Reduced |
| TownSquare Capital, LLC | 23,520 | $5.63M | 0.14% | +1,404+6.3% | Added |
| Sandhill Capital Partners LLC | 23,585 | $5.65M | 0.60% | −293−1.2% | Reduced |
| Paradiem, LLC | 23,678 | $5.67M | 2.10% | −26−0.1% | Reduced |
| Massmutual Trust Co FSB | 23,803 | $5.70M | 0.23% | +408+1.7% | Added |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $5.75M | 0.09% | −90,000−78.9% | Reduced |
| Fusion Capital, LLC | 24,064 | $5.76M | 3.40% | +463+2.0% | Added |
| National Asset Management, Inc. | 24,080 | $5.77M | 0.16% | −238−1.0% | Reduced |
| Savant Capital, LLC | 25,162 | $5.78M | 0.14% | +12,251+94.9% | Added |
| American National Bank | 24,207 | $5.80M | 1.19% | −1,573−6.1% | Reduced |
| Sigma Planning Corp | 24,248 | $5.81M | 0.21% | −7,433−23.5% | Reduced |
| Biechele Royce Advisors | 24,309 | $5.82M | 2.37% | −420−1.7% | Reduced |
| Wesbanco Bank Inc | 24,314 | $5.83M | 0.26% | +15,190+166.5% | Added |
| New Mexico Educational Retirement Board | 24,802 | $5.94M | 0.32% | −2,500−9.2% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 24,934 | $5.97M | 0.27% | −51−0.2% | Reduced |
| Andra AP-fonden | 25,000 | $5.99M | 0.18% | −6,700−21.1% | Reduced |
| PGGM Investments | 25,075 | $6.01M | 0.11% | +7,070+39.3% | Added |
| Aull & Monroe Investment Management Corp | 25,145 | $6.02M | 3.00% | −330−1.3% | Reduced |
| ARS Wealth Advisors Group, LLC | 25,151 | $6.03M | 0.99% | −1,925−7.1% | Reduced |
| Knights of Columbus Asset Advisors LLC | 25,286 | $6.06M | 0.63% | −4,071−13.9% | Reduced |
| CIBC Private Wealth Group, LLC | 46,947 | $6.08M | 0.02% | +489+1.1% | Added |
| Northwest Investment Counselors, LLC | 25,543 | $6.12M | 1.77% | +203+0.8% | Added |
| Crossmark Global Holdings, Inc. | 25,729 | $6.16M | 0.15% | +465+1.8% | Added |
| Banque Cantonale Vaudoise | 25,837 | $6.19M | 0.32% | −6,590−20.3% | Reduced |
| Veritable, L.P. | 25,915 | $6.21M | 0.11% | +3,872+17.6% | Added |
| Money Concepts Capital Corp | 25,955 | $6.22M | 0.28% | +3,379+15.0% | Added |
| La Banque Postale Asset Management SA | 25,961 | $6.22M | 0.18% | +25,961 | New |
| Koshinski Asset Management, Inc. | 25,986 | $6.23M | 0.60% | −684−2.6% | Reduced |
| First Financial Bank - Trust Division | 26,066 | $6.25M | 0.67% | −3,319−11.3% | Reduced |
| Kestra Private Wealth Services, LLC | 26,087 | $6.25M | 0.32% | −3,189−10.9% | Reduced |
| Financial Partners Group, LLC | 26,296 | $6.30M | 3.72% | +26,296 | New |
| Independent Wealth Network Inc. | 26,419 | $6.33M | 4.33% | −45−0.2% | Reduced |
| Logan Capital Management Inc | 26,458 | $6.34M | 0.33% | +13,085+97.8% | Added |
| Sigma Investment Counselors Inc | 26,500 | $6.35M | 0.52% | −974−3.5% | Reduced |
| Addenda Capital Inc. | 26,574 | $6.37M | 0.28% | −345−1.3% | Reduced |
| Uniplan Investment Counsel, Inc. | 26,657 | $6.39M | 0.45% | −671−2.5% | Reduced |
| Signet Financial Management, LLC | 26,686 | $6.39M | 1.14% | −91−0.3% | Reduced |
| Barometer Capital Management Inc. | 26,961 | $6.43M | 1.90% | +26,961 | New |
| Silver Oak Securities, Inc | 26,913 | $6.45M | 1.21% | +4,147+18.2% | Added |
| Oak Harvest Investment Services | 26,929 | $6.45M | 1.68% | −9,123−25.3% | Reduced |
| Pinnacle Financial Partners Inc | 27,303 | $6.54M | 0.19% | +6,290+29.9% | Added |
| Farmers & Merchants Investments Inc | 27,564 | $6.60M | 0.27% | +24+0.1% | Added |
| Spinnaker Trust | 27,724 | $6.64M | 0.52% | 00.0% | Unchanged |
| Integris Wealth Management, LLC | 27,808 | $6.66M | 2.60% | +27,808 | New |
| Miracle Mile Advisors, LLC | 27,923 | $6.69M | 0.23% | +768+2.8% | Added |
| Welch & Forbes LLC | 27,988 | $6.70M | 0.12% | −61−0.2% | Reduced |
| Consolidated Capital Management, LLC | 28,141 | $6.74M | 4.02% | −1,689−5.7% | Reduced |
| Ethic Inc. | 28,271 | $6.77M | 0.37% | +13,845+96.0% | Added |
| Avantax Advisory Services, Inc. | 28,373 | $6.80M | 0.09% | +1,901+7.2% | Added |
| Lyell Wealth Management, LP | 28,463 | $6.82M | 1.08% | +8,028+39.3% | Added |
| Eagle Global Advisors LLC | 28,535 | $6.84M | 0.47% | −135−0.5% | Reduced |
| Capital Group Investment Management Pte. Ltd. | 28,689 | $6.87M | 0.26% | +28,689 | New |
| German American Bancorp, Inc. | 29,124 | $6.98M | 1.10% | +197+0.7% | Added |
| Ferguson Wellman Capital Management, Inc | 29,345 | $7.03M | 0.18% | +1,744+6.3% | Added |
| Metropolitan Life Insurance Co | 29,367 | $7.04M | 0.31% | −2,063−6.6% | Reduced |
| Gluskin Sheff & Assoc Inc | 29,386 | $7.04M | 0.40% | +247+0.8% | Added |
| Cannell Peter B & Co Inc | 29,558 | $7.08M | 0.25% | −1,124−3.7% | Reduced |
| Kanawha Capital Management LLC | 29,677 | $7.11M | 0.70% | −72−0.2% | Reduced |
| Ameritas Advisory Services, LLC | 30,038 | $7.20M | 0.33% | +11,904+65.6% | Added |
| HB Wealth Management, LLC | 30,040 | $7.20M | 0.13% | +2,154+7.7% | Added |
| Dodge & Cox | 30,049 | $7.20M | 0.00% | −1,388−4.4% | Reduced |
| Consolidated Planning Corp | 30,296 | $7.26M | 2.01% | +595+2.0% | Added |
| Becker Capital Management Inc | 30,407 | $7.28M | 0.34% | −15,420−33.6% | Reduced |
| JustInvest LLC | 30,578 | $7.33M | 0.30% | +8,106+36.1% | Added |
| Segall Bryant & Hamill, LLC | 30,649 | $7.34M | 0.08% | −265−0.9% | Reduced |
| Longbow Finance SA | 31,295 | $7.50M | 1.01% | +31,295 | New |
| Dai-Ichi Life Insurance Company, Ltd | 31,704 | $7.60M | 0.18% | −4,718−13.0% | Reduced |
| Rafferty Asset Management, LLC | 32,005 | $7.67M | 0.06% | +15,179+90.2% | Added |
| Pearl River Capital, LLC | 32,550 | $7.80M | 1.32% | +6,207+23.6% | Added |
| Brookstone Capital Management | 31,486 | $7.84M | 0.16% | −105−0.3% | Reduced |
| Bokf, NA | 33,109 | $7.93M | 0.15% | −1,303−3.8% | Reduced |
| Welch Group, LLC | 33,421 | $8.01M | 0.46% | +385+1.2% | Added |
| Louisiana State Employees Retirement System | 33,600 | $8.05M | 0.22% | −200−0.6% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 33,786 | $8.09M | 0.05% | +33,786 | New |
| Asahi Life Asset Management Co., Ltd. | 33,834 | $8.11M | 2.68% | −11,915−26.0% | Reduced |
| Shelter Mutual Insurance Co | 34,200 | $8.19M | 2.35% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 34,490 | $8.26M | 0.41% | −4,181−10.8% | Reduced |
| Gotham Asset Management, LLC | 34,988 | $8.38M | 0.24% | +18,870+117.1% | Added |
| Anderson Hoagland & Co | 34,184 | $8.40M | 1.22% | +556+1.7% | Added |
| Salem Investment Counselors Inc | 35,151 | $8.42M | 0.36% | +546+1.6% | Added |
| Federation des caisses Desjardins du Quebec | 35,212 | $8.44M | 0.10% | +6,406+22.2% | Added |
| Lido Advisors, LLC | 35,428 | $8.49M | 0.15% | +19,101+117.0% | Added |
| Philadelphia Trust Co | 35,494 | $8.50M | 0.91% | −3,133−8.1% | Reduced |
| Kiwi Wealth Investments Limited Partnership | 35,725 | $8.56M | 0.57% | +35,725 | New |
| Alberta Investment Management Corp | 35,800 | $8.58M | 0.08% | +35,800 | New |
| Fayez Sarofim & Co | 35,979 | $8.62M | 0.03% | +500+1.4% | Added |
| Gladius Capital Management LP | 36,000 | $8.62M | 2.73% | +36,000 | New |
| Polaris Wealth Advisory Group, LLC | 34,633 | $8.68M | 0.65% | −6,132−15.0% | Reduced |
| Cetera Advisors LLC | 36,349 | $8.71M | 0.16% | +5,114+16.4% | Added |
| James Investment Research Inc | 36,634 | $8.78M | 1.23% | −3,716−9.2% | Reduced |
| Handelsbanken Fonder AB | 36,804 | $8.82M | 0.06% | −34,480−48.4% | Reduced |
| Parsons Capital Management Inc | 36,972 | $8.86M | 0.74% | +1,151+3.2% | Added |