Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stonegate Investment Group, LLC | 5,882 | $1.41M | 0.06% | +5+0.1% | Added |
| Beaton Management Co. Inc. | 5,903 | $1.41M | 0.95% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 5,953 | $1.43M | 0.06% | +50+0.8% | Added |
| Delos Wealth Advisors, LLC | 5,967 | $1.43M | 2.20% | −110−1.8% | Reduced |
| First National Bank Sioux Falls | 5,970 | $1.43M | 1.04% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 6,034 | $1.45M | 0.25% | −75−1.2% | Reduced |
| Haverford Trust Co | 6,047 | $1.45M | 0.02% | +237+4.1% | Added |
| Jaffetilchin Investment Partners, LLC | 6,064 | $1.45M | 0.18% | −58−0.9% | Reduced |
| Western Wealth Management, LLC | 6,077 | $1.46M | 0.15% | −3,334−35.4% | Reduced |
| Arkadios Wealth Advisors | 6,097 | $1.46M | 0.19% | +184+3.1% | Added |
| Titleist Asset Management, Ltd. | 6,101 | $1.46M | 0.34% | −81−1.3% | Reduced |
| Investment House LLC | 6,105 | $1.46M | 0.14% | +165+2.8% | Added |
| Amarillo National Bank | 6,106 | $1.46M | 0.34% | +33+0.5% | Added |
| Keudell/Morrison Wealth Management | 6,119 | $1.47M | 0.47% | −22−0.4% | Reduced |
| MidWestOne Financial Group, Inc. | 6,122 | $1.47M | 0.34% | −1,450−19.1% | Reduced |
| Palumbo Wealth Management LLC | 6,123 | $1.47M | 1.17% | +150+2.5% | Added |
| XML Financial, LLC | 6,126 | $1.47M | 0.18% | +1,752+40.1% | Added |
| Qtron Investments LLC | 6,131 | $1.47M | 0.31% | +668+12.2% | Added |
| Coastal Investment Advisors, Inc. | 6,132 | $1.47M | 0.36% | +36+0.6% | Added |
| Massachusetts Wealth Management | 5,831 | $1.47M | 1.42% | +5,831 | New |
| AMG National Trust Bank | 6,148 | $1.47M | 0.05% | −1,449−19.1% | Reduced |
| Greenfield Savings Bank | 6,160 | $1.48M | 0.98% | −14−0.2% | Reduced |
| Essex Savings Bank | 6,161 | $1.48M | 0.52% | −100−1.6% | Reduced |
| Personal Capital Advisors Corp | 6,190 | $1.48M | 0.01% | −265−4.1% | Reduced |
| Watershed Private Wealth LLC | 6,215 | $1.49M | 1.13% | +6,215 | New |
| Garrett Investment Advisors LLC | 6,228 | $1.49M | 0.26% | +2,277+57.6% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 6,231 | $1.49M | 0.00% | −544−8.0% | Reduced |
| Mattern Wealth Management LLC | 6,235 | $1.49M | 0.60% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 6,238 | $1.49M | 0.21% | +546+9.6% | Added |
| Charles Schwab Trust Co | 6,241 | $1.49M | 0.20% | +1,414+29.3% | Added |
| Waldron Private Wealth LLC | 9,120 | $1.50M | 0.09% | 00.0% | Unchanged |
| StoneX Group Inc. | 6,248 | $1.50M | 0.18% | −84−1.3% | Reduced |
| Washington Trust Bank | 6,277 | $1.50M | 0.17% | −330−5.0% | Reduced |
| River Wealth Advisors LLC | 6,298 | $1.51M | 0.29% | −199−3.1% | Reduced |
| Graypoint LLC | 6,301 | $1.51M | 0.18% | +416+7.1% | Added |
| Parsec Financial Management, Inc. | 6,334 | $1.52M | 0.07% | +224+3.7% | Added |
| We Are One Seven, LLC | 6,345 | $1.52M | 0.15% | +293+4.8% | Added |
| Wade G W & Inc | 6,346 | $1.52M | 0.06% | +281+4.6% | Added |
| Sargent Investment Group, LLC | 6,358 | $1.52M | 0.47% | +145+2.3% | Added |
| Financial Architects, Inc | 6,366 | $1.53M | 0.25% | −113−1.7% | Reduced |
| Ritholtz Wealth Management | 6,419 | $1.54M | 0.09% | −251−3.8% | Reduced |
| Rothschild Investment Corp | 6,421 | $1.54M | 0.14% | −4−0.1% | Reduced |
| Spreng Capital Management, Inc. | 6,457 | $1.55M | 1.34% | −1,433−18.2% | Reduced |
| Cigna Investments Inc | 6,468 | $1.55M | 0.32% | −43−0.7% | Reduced |
| AIA Group Ltd | 6,533 | $1.57M | 0.10% | −485−6.9% | Reduced |
| Thomas White International Ltd | 6,542 | $1.57M | 0.34% | 00.0% | Unchanged |
| Redwood Investment Management, LLC | 6,582 | $1.58M | 0.21% | +6,582 | New |
| Transamerica Financial Advisors, Inc. | 6,593 | $1.58M | 0.23% | +302+4.8% | Added |
| Coastline Trust Co | 6,598 | $1.58M | 0.24% | −15−0.2% | Reduced |
| Guardian Investment Management | 6,687 | $1.60M | 1.52% | 00.0% | Unchanged |
| Ar Asset Management Inc | 6,700 | $1.60M | 0.46% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 6,700 | $1.61M | 1.00% | +83+1.3% | Added |
| Bragg Financial Advisors, Inc | 6,720 | $1.61M | 0.10% | −218−3.1% | Reduced |
| Resources Management Corp | 6,720 | $1.61M | 0.25% | −2,505−27.2% | Reduced |
| Inscription Capital, LLC | 6,724 | $1.61M | 0.55% | −1,135−14.4% | Reduced |
| Belpointe Asset Management LLC | 6,724 | $1.61M | 0.10% | +2,434+56.7% | Added |
| Legacy Bridge, LLC | 6,745 | $1.62M | 1.15% | +85+1.3% | Added |
| J.W. Cole Advisors, Inc. | 6,766 | $1.62M | 0.12% | +71+1.1% | Added |
| K.J. Harrison & Partners Inc | 5,000 | $1.62M | 0.32% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 6,800 | $1.63M | 0.10% | 00.0% | Unchanged |
| Avantax Planning Partners, Inc. | 6,813 | $1.63M | 0.06% | +28+0.4% | Added |
| Integrated Wealth Concepts LLC | 6,833 | $1.64M | 0.04% | +76+1.1% | Added |
| Argus Investors' Counsel, Inc. | 6,860 | $1.64M | 1.32% | 00.0% | Unchanged |
| Main Street Research LLC | 6,914 | $1.66M | 0.40% | +45+0.7% | Added |
| WR Wealth Planners, LLC | 6,925 | $1.66M | 1.02% | −260−3.6% | Reduced |
| Winton Group Ltd | 6,942 | $1.66M | 0.11% | −643−8.5% | Reduced |
| Valley Brook Capital Group | 6,945 | $1.66M | 1.60% | +15+0.2% | Added |
| Convergence Investment Partners, LLC | 6,949 | $1.66M | 0.99% | +652+10.4% | Added |
| Cornell Pochily Investment Advisors, Inc. | 6,963 | $1.67M | 0.74% | −1,554−18.2% | Reduced |
| Wilson & Boucher Capital Management, LLC | 6,966 | $1.67M | 1.71% | +345+5.2% | Added |
| Parallel Advisors, LLC | 6,969 | $1.67M | 0.07% | +424+6.5% | Added |
| Rockland Trust Co | 6,981 | $1.67M | 0.11% | +2,958+73.5% | Added |
| Costello Asset Management, INC | 6,983 | $1.67M | 1.51% | −3,760−35.0% | Reduced |
| SlateStone Wealth, LLC | 6,986 | $1.67M | 0.40% | +917+15.1% | Added |
| Gables Capital Management Inc. | 6,995 | $1.68M | 1.22% | −125−1.8% | Reduced |
| Franklin Street Advisors Inc | 7,000 | $1.68M | 0.16% | 00.0% | Unchanged |
| Clarius Group, LLC | 7,003 | $1.68M | 0.15% | +196+2.9% | Added |
| Osborne Partners Capital Management, LLC | 7,012 | $1.68M | 0.13% | −260−3.6% | Reduced |
| Oak Asset Management, LLC | 7,022 | $1.68M | 0.76% | −47−0.7% | Reduced |
| Columbia Trust Co 01012016 | 7,034 | $1.69M | 0.94% | −632−8.2% | Reduced |
| Thompson Siegel & Walmsley LLC | 7,036 | $1.69M | 0.03% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 7,038 | $1.69M | 0.03% | −370−5.0% | Reduced |
| Probity Advisors, Inc. | 7,093 | $1.70M | 0.38% | −297−4.0% | Reduced |
| Oarsman Capital, Inc. | 7,106 | $1.70M | 0.87% | −40−0.6% | Reduced |
| Atlantic Trust, LLC | 7,126 | $1.71M | 0.57% | +428+6.4% | Added |
| Cross Staff Investments Inc | 7,163 | $1.72M | 1.80% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 7,177 | $1.72M | 0.13% | +101+1.4% | Added |
| Inspire Advisors, LLC | 7,194 | $1.72M | 0.43% | −120−1.6% | Reduced |
| Lifeworks Advisors, LLC | 7,194 | $1.72M | 0.97% | +135+1.9% | Added |
| Shelton Capital Management | 7,200 | $1.72M | 0.18% | −6,967−49.2% | Reduced |
| Papp L Roy & Associates | 7,210 | $1.73M | 0.24% | −44−0.6% | Reduced |
| Toroso Investments, LLC | 7,232 | $1.73M | 0.07% | +403+5.9% | Added |
| Hamel Associates, Inc. | 7,275 | $1.74M | 0.61% | −575−7.3% | Reduced |
| Intellectus Partners, LLC | 7,288 | $1.75M | 0.61% | −447−5.8% | Reduced |
| Cornercap Investment Counsel Inc | 7,312 | $1.75M | 0.30% | +7,312 | New |
| Adell Harriman & Carpenter Inc | 7,314 | $1.75M | 0.20% | −1,926−20.8% | Reduced |
| Cunning Capital Partners, LP | 7,320 | $1.75M | 1.24% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 7,881 | $1.76M | 0.28% | +243+3.2% | Added |
| Axxcess Wealth Management, LLC | 7,341 | $1.76M | 0.15% | −1,403−16.0% | Reduced |
| BCM Advisors, LLC | 7,000 | $1.77M | 0.49% | 00.0% | Unchanged |