Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Orleans Capital Management Corp | 4,605 | $1.10M | 0.84% | +240+5.5% | Added |
| Old Mission Investment Co LLC | 4,615 | $1.11M | 0.47% | +172+3.9% | Added |
| Zhang Financial LLC | 4,641 | $1.11M | 0.14% | +1,397+43.1% | Added |
| Hilton Capital Management, LLC | 6,783 | $1.11M | 0.15% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 4,653 | $1.11M | 0.13% | −864−15.7% | Reduced |
| Brighton Jones LLC | 4,680 | $1.12M | 0.07% | +1,116+31.3% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 4,713 | $1.13M | 0.05% | −287−5.7% | Reduced |
| West Oak Capital, LLC | 4,715 | $1.13M | 0.59% | +500+11.9% | Added |
| Shell Asset Management Co | 4,735 | $1.13M | 0.05% | −12,148−72.0% | Reduced |
| Ingalls & Snyder LLC | 4,737 | $1.14M | 0.06% | −80−1.7% | Reduced |
| Farmers Trust Co | 4,740 | $1.14M | 0.25% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 4,749 | $1.14M | 0.40% | +37+0.8% | Added |
| Diamant Asset Management, Inc. | 4,777 | $1.14M | 1.03% | −30−0.6% | Reduced |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.15M | 0.81% | +4,785 | New |
| Widmann Financial Services, Inc. | 4,785 | $1.15M | 1.20% | +196+4.3% | Added |
| Investment Partners, Ltd. | 4,785 | $1.15M | 0.61% | −4,469−48.3% | Reduced |
| Schear Investment Advisers, LLC | 4,786 | $1.15M | 1.41% | +4,786 | New |
| Fort Pitt Capital Group, LLC | 4,790 | $1.15M | 0.05% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 4,792 | $1.15M | 0.16% | −181−3.6% | Reduced |
| Vigilant Capital Management, LLC | 4,797 | $1.15M | 0.10% | +302+6.7% | Added |
| Sound Financial Strategies Group, LLC | 4,807 | $1.15M | 0.84% | +4,807 | New |
| Adviser Investments LLC | 4,594 | $1.15M | 0.03% | −1,193−20.6% | Reduced |
| Garde Capital, Inc. | 4,811 | $1.15M | 0.14% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 4,824 | $1.16M | 0.97% | +4,824 | New |
| Q3 Asset Management | 4,830 | $1.16M | 0.78% | +4,830 | New |
| Woodmont Investment Counsel LLC | 4,848 | $1.16M | 0.13% | −100−2.0% | Reduced |
| Biltmore Family Office, LLC | 4,854 | $1.16M | 0.24% | +442+10.0% | Added |
| Centaurus Financial, Inc. | 4,857 | $1.16M | 0.11% | −779−13.8% | Reduced |
| Indiana Trust & Investment Management CO | 4,870 | $1.17M | 0.66% | +954+24.4% | Added |
| Byrne Asset Management LLC | 4,872 | $1.17M | 0.85% | −584−10.7% | Reduced |
| KG&L Capital Management,LLC | 4,905 | $1.18M | 0.68% | −10,040−67.2% | Reduced |
| Continuum Advisory, LLC | 4,913 | $1.18M | 0.21% | −3,488−41.5% | Reduced |
| Canada Pension Plan Investment Board | 4,920 | $1.18M | 0.00% | −214,927−97.8% | Reduced |
| Diligent Investors, LLC | 4,941 | $1.18M | 0.39% | +20.0% | Added |
| Csenge Advisory Group | 4,961 | $1.19M | 0.09% | −1,492−23.1% | Reduced |
| Vident Investment Advisory, LLC | 4,974 | $1.19M | 0.04% | +1,138+29.7% | Added |
| Mitchell Sinkler & Starr | 4,980 | $1.19M | 0.38% | +4,980 | New |
| Gamble Jones Investment Counsel | 5,018 | $1.20M | 0.09% | 00.0% | Unchanged |
| Blackhawk Capital Partners LLC. | 5,027 | $1.20M | 0.94% | +5,027 | New |
| TKG Advisors, LLC | 5,041 | $1.21M | 0.80% | −881−14.9% | Reduced |
| Ballentine Partners, LLC | 5,052 | $1.21M | 0.04% | −131−2.5% | Reduced |
| Howland Capital Management LLC | 5,128 | $1.23M | 0.08% | 00.0% | Unchanged |
| Wolff Financial Management LLC | 5,130 | $1.23M | 0.45% | −205−3.8% | Reduced |
| Dynamic Advisor Solutions LLC | 5,143 | $1.23M | 0.08% | −288−5.3% | Reduced |
| Interval Partners, LP | 5,150 | $1.23M | 0.10% | +5,150 | New |
| WD Rutherford LLC | 5,169 | $1.24M | 0.97% | 00.0% | Unchanged |
| South State Corp. | 5,172 | $1.24M | 0.11% | +437+9.2% | Added |
| Institute for Wealth Management, LLC. | 5,172 | $1.24M | 0.26% | −104−2.0% | Reduced |
| Alaethes Wealth LLC | 5,173 | $1.24M | 0.85% | −125−2.4% | Reduced |
| HM Payson & Co | 5,177 | $1.24M | 0.03% | +5+0.1% | Added |
| Eudaimonia Partners, LLC | 5,181 | $1.24M | 0.30% | −1,421−21.5% | Reduced |
| First Foundation Advisors | 5,185 | $1.24M | 0.06% | −46−0.9% | Reduced |
| Shepherd Financial Partners LLC | 5,192 | $1.24M | 0.23% | +56+1.1% | Added |
| RFG Advisory, LLC | 5,023 | $1.24M | 0.06% | −139−2.7% | Reduced |
| Eastern Bank | 5,220 | $1.25M | 0.07% | −233−4.3% | Reduced |
| SOL Capital Management CO | 5,287 | $1.27M | 0.22% | 00.0% | Unchanged |
| Tempus Wealth Planning, LLC | 5,300 | $1.27M | 0.77% | −343−6.1% | Reduced |
| Sonora Investment Management Group, LLC | 5,323 | $1.28M | 0.12% | +526+11.0% | Added |
| SevenBridge Financial Group, LLC | 5,324 | $1.28M | 0.37% | −19−0.4% | Reduced |
| IFP Advisors, Inc | 14,853 | $1.28M | 0.04% | −6,120−29.2% | Reduced |
| Garrison Point Advisors, LLC | 5,355 | $1.28M | 1.05% | −15−0.3% | Reduced |
| Flaharty Asset Management, LLC | 5,385 | $1.29M | 0.24% | −400−6.9% | Reduced |
| Independent Financial Group, LLC | 5,399 | $1.29M | 0.11% | −234−4.2% | Reduced |
| Parkside Financial Bank & Trust | 5,407 | $1.30M | 0.37% | +353+7.0% | Added |
| Wintrust Investments LLC | 5,429 | $1.30M | 0.17% | +212+4.1% | Added |
| Van Strum & Towne Inc. | 5,452 | $1.31M | 0.56% | −40−0.7% | Reduced |
| Comerica Securities,inc. | 5,453 | $1.31M | 0.09% | −7−0.1% | Reduced |
| Harvest Volatility Management LLC | 5,468 | $1.31M | 0.26% | −1,240−18.5% | Reduced |
| Cladis Investment Advisory, LLC | 5,471 | $1.31M | 1.30% | −12−0.2% | Reduced |
| Next Century Growth Investors LLC | 5,479 | $1.31M | 0.16% | −3−0.1% | Reduced |
| HighTower Trust Services, LTA | 5,498 | $1.32M | 0.13% | +33+0.6% | Added |
| CFM Wealth Partners LLC | 5,498 | $1.32M | 0.39% | −44−0.8% | Reduced |
| Beech Hill Advisors, Inc. | 5,500 | $1.32M | 0.73% | −14,205−72.1% | Reduced |
| Cahill Financial Advisors Inc | 5,524 | $1.32M | 0.25% | −251−4.3% | Reduced |
| Bridges Investment Management Inc | 5,550 | $1.33M | 0.05% | −500−8.3% | Reduced |
| M Holdings Securities, Inc. | 5,552 | $1.33M | 0.14% | +53+1.0% | Added |
| Arbor Trust Wealth Advisors, LLC | 5,560 | $1.33M | 0.92% | +60+1.1% | Added |
| Glen Eagle Advisors, LLC | 5,566 | $1.33M | 0.36% | −553−9.0% | Reduced |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $1.34M | 0.10% | 00.0% | Unchanged |
| Barber Financial Group, Inc. | 5,581 | $1.34M | 0.37% | +43+0.8% | Added |
| Centiva Capital, LP | 5,583 | $1.34M | 0.11% | +4,932+757.6% | Added |
| Schechter Investment Advisors, LLC | 5,600 | $1.34M | 0.12% | +350+6.7% | Added |
| Penobscot Investment Management Company, Inc. | 5,605 | $1.34M | 0.24% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 5,607 | $1.34M | 0.12% | +1,022+22.3% | Added |
| Checchi Capital Advisers, LLC | 5,658 | $1.36M | 0.14% | −14−0.2% | Reduced |
| LGT Group Foundation | 5,680 | $1.36M | 0.04% | −5,525−49.3% | Reduced |
| Orion Portfolio Solutions, LLC | 5,685 | $1.36M | 0.05% | +1,312+30.0% | Added |
| EP Wealth Advisors, LLC | 5,716 | $1.37M | 0.02% | +5,716 | New |
| Alpha DNA Investment Management LLC | 5,732 | $1.37M | 0.73% | +5,732 | New |
| McKinley Capital Management LLC /Delaware | 5,768 | $1.38M | 0.19% | +5,768 | New |
| Duff & Phelps Investment Management Co | 5,775 | $1.38M | 0.02% | 00.0% | Unchanged |
| Cobblestone Capital Advisors LLC | 5,776 | $1.38M | 0.11% | −250−4.1% | Reduced |
| WMS Partners, LLC | 5,795 | $1.39M | 0.14% | −40−0.7% | Reduced |
| Aureus Asset Management, LLC | 5,809 | $1.39M | 0.12% | +301+5.5% | Added |
| Douglas Lane & Associates, LLC | 5,831 | $1.40M | 0.02% | −315−5.1% | Reduced |
| Proequities, Inc. | 5,845 | $1.40M | 0.11% | +506+9.5% | Added |
| Sequent Asset Management, LLC | 5,861 | $1.40M | 0.95% | 00.0% | Unchanged |
| True North Advisors, LLC | 5,867 | $1.41M | 0.48% | +23+0.4% | Added |
| Private Asset Management Inc | 5,874 | $1.41M | 0.24% | −521−8.1% | Reduced |
| NorthRock Partners, LLC | 5,878 | $1.41M | 0.16% | +141+2.5% | Added |