Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Visionary Wealth Advisors | 3,908 | $936.0K | 0.09% | +857+28.1% | Added |
| Norwood Financial Corp | 3,920 | $939.1K | 1.48% | −10−0.3% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 3,945 | $945.2K | 1.27% | +200+5.3% | Added |
| Rational Advisors LLC | 3,963 | $949.4K | 0.08% | −1,800−31.2% | Reduced |
| Journey Advisory Group, LLC | 3,966 | $950.2K | 0.24% | −200−4.8% | Reduced |
| Argent Advisors, Inc. | 3,967 | $950.3K | 0.49% | −72−1.8% | Reduced |
| SNS Financial Group, LLC | 3,970 | $951.0K | 0.13% | +108+2.8% | Added |
| XR Securities LLC | 3,970 | $951.1K | 1.13% | +343+9.5% | Added |
| Texas Capital Bancshares Inc | 3,971 | $951.3K | 0.67% | +23+0.6% | Added |
| Werlinich Asset Management, LLC | 3,975 | $952.3K | 0.88% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 3,981 | $953.7K | 0.20% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 3,983 | $954.2K | 0.15% | +1,173+41.7% | Added |
| Telos Capital Management, Inc. | 3,989 | $955.5K | 0.14% | −51−1.3% | Reduced |
| RNC Capital Management LLC | 3,991 | $956.0K | 0.05% | −1,445−26.6% | Reduced |
| Quad-Cities Investment Group, LLC | 3,994 | $956.9K | 0.70% | −208−5.0% | Reduced |
| Saybrook Capital | 4,000 | $958.0K | 0.32% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 3,999 | $958.1K | 0.10% | −420−9.5% | Reduced |
| Caption Management, LLC | 4,000 | $958.2K | 0.16% | +4,000 | New |
| Montis Financial, LLC | 4,003 | $959.0K | 0.81% | 00.0% | Unchanged |
| Menard Financial Group LLC | 4,004 | $959.1K | 2.29% | −78−1.9% | Reduced |
| Graham Capital Management, L.P. | 4,004 | $959.2K | 0.04% | +1,023+34.3% | Added |
| Lantz Financial LLC | 4,009 | $960.5K | 0.44% | +130+3.4% | Added |
| Creegan & Nassoura Financial Group, LLC | 4,020 | $963.0K | 0.75% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,021 | $963.2K | 0.49% | +91+2.3% | Added |
| Puzo Michael J | 4,025 | $964.2K | 0.35% | 00.0% | Unchanged |
| Washington Trust Co | 4,035 | $966.6K | 0.05% | −6−0.1% | Reduced |
| Gladstone Institutional Advisory LLC | 4,053 | $970.9K | 0.07% | −539−11.7% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 4,053 | $971.1K | 0.15% | +632+18.5% | Added |
| Fairview Capital Investment Management, LLC | 4,068 | $974.5K | 0.07% | −44−1.1% | Reduced |
| SageView Advisory Group, LLC | 4,083 | $978.1K | 0.08% | +4,083 | New |
| Mayflower Financial Advisors, LLC | 4,087 | $979.1K | 0.14% | +40+1.0% | Added |
| Pinnacle Wealth Planning Services, Inc. | 4,096 | $981.2K | 0.17% | +220+5.7% | Added |
| Navellier & Associates Inc | 4,100 | $982.2K | 0.20% | +100+2.5% | Added |
| Woodward Diversified Capital, LLC | 4,112 | $985.0K | 0.79% | +44+1.1% | Added |
| Confluence Wealth Services, Inc. | 4,118 | $986.4K | 0.26% | −97−2.3% | Reduced |
| RFP Financial Group LLC | 4,120 | $987.3K | 0.44% | +4,120 | New |
| Advisory Alpha, LLC | 4,123 | $987.9K | 0.07% | −45−1.1% | Reduced |
| Chicago Capital, LLC | 4,135 | $990.6K | 0.05% | 00.0% | Unchanged |
| Aaron Wealth Advisors | 4,153 | $994.9K | 0.15% | +2,133+105.6% | Added |
| Lindbrook Capital, LLC | 4,156 | $995.6K | 0.12% | +297+7.7% | Added |
| IVC Wealth Advisors LLC | 4,156 | $995.7K | 0.73% | +17+0.4% | Added |
| 9258 Wealth Management, LLC | 4,157 | $995.9K | 0.22% | +847+25.6% | Added |
| RMB Capital Management, LLC | 4,164 | $997.5K | 0.04% | −94−2.2% | Reduced |
| Seeyond | 4,169 | $998.7K | 0.10% | −191−4.4% | Reduced |
| Gilbert & Cook, Inc. | 4,173 | $999.7K | 0.18% | +55+1.3% | Added |
| PSI Advisors, LLC | 4,178 | $1.00M | 0.53% | −1,058−20.2% | Reduced |
| Perigon Wealth Management, LLC | 4,179 | $1.00M | 0.06% | +1,248+42.6% | Added |
| Curated Wealth Partners LLC | 4,186 | $1.00M | 0.24% | +465+12.5% | Added |
| Southeast Asset Advisors Inc. | 4,187 | $1.00M | 0.16% | +8+0.2% | Added |
| Trustmark National Bank Trust Department | 4,202 | $1.01M | 0.09% | +144+3.5% | Added |
| High Net Worth Advisory Group LLC | 4,212 | $1.01M | 0.39% | −160−3.7% | Reduced |
| Solstein Capital, LLC | 4,214 | $1.01M | 0.84% | −55−1.3% | Reduced |
| Birch Hill Investment Advisors LLC | 4,214 | $1.01M | 0.06% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 4,224 | $1.01M | 0.06% | +466+12.4% | Added |
| Sutton Wealth Advisors Inc. | 4,225 | $1.01M | 0.39% | −330−7.2% | Reduced |
| Penobscot Wealth Management | 4,228 | $1.01M | 0.88% | +46+1.1% | Added |
| CoreFirst Bank & Trust | 4,238 | $1.02M | 0.77% | −1,021−19.4% | Reduced |
| TRUE Private Wealth Advisors | 4,248 | $1.02M | 0.16% | −144−3.3% | Reduced |
| Birinyi Associates Inc | 4,250 | $1.02M | 0.49% | 00.0% | Unchanged |
| Flputnam Investment Management Co | 4,258 | $1.02M | 0.04% | +16+0.4% | Added |
| Summit Financial Group Inc | 4,261 | $1.02M | 0.40% | −10−0.2% | Reduced |
| Transcend Wealth Collective, LLC | 4,291 | $1.03M | 0.11% | −227−5.0% | Reduced |
| Cypress Capital Group | 4,294 | $1.03M | 0.16% | +159+3.8% | Added |
| Sit Investment Associates Inc | 4,300 | $1.03M | 0.03% | 00.0% | Unchanged |
| waypoint wealth counsel | 4,305 | $1.03M | 0.83% | +4,305 | New |
| RS Crum Inc. | 4,305 | $1.03M | 0.48% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 4,310 | $1.03M | 0.25% | +8+0.2% | Added |
| Northwest Quadrant Wealth Management, LLC | 4,311 | $1.03M | 0.31% | +19+0.4% | Added |
| Kovack Advisors, Inc. | 4,325 | $1.04M | 0.15% | −556−11.4% | Reduced |
| Peregrine Asset Advisers, Inc. | 4,325 | $1.04M | 1.10% | +2,485+135.1% | Added |
| Symmetry Partners, LLC | 4,340 | $1.04M | 0.06% | −1,343−23.6% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,340 | $1.04M | 0.77% | −8−0.2% | Reduced |
| Laffer Tengler Investments | 4,374 | $1.05M | 0.30% | −703−13.8% | Reduced |
| Epoch Investment Partners, Inc. | 4,378 | $1.05M | 0.01% | −445−9.2% | Reduced |
| Acorn Wealth Advisors, LLC | 4,387 | $1.05M | 0.81% | +33+0.8% | Added |
| Wealthspire Advisors, LLC | 4,391 | $1.05M | 0.02% | +1,924+78.0% | Added |
| CoreCap Advisors, LLC | 4,404 | $1.06M | 0.08% | −493−10.1% | Reduced |
| High Falls Advisors, Inc | 4,418 | $1.06M | 0.33% | +5+0.1% | Added |
| Optimum Investment Advisors | 4,420 | $1.06M | 0.57% | −100−2.2% | Reduced |
| Choate Investment Advisors | 4,422 | $1.06M | 0.06% | −50−1.1% | Reduced |
| Forum Financial Management, LP | 4,436 | $1.06M | 0.04% | −5−0.1% | Reduced |
| Capital Investment Advisory Services, LLC | 4,441 | $1.06M | 0.13% | −112−2.5% | Reduced |
| Old West Investment Management, LLC | 4,458 | $1.07M | 0.67% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 4,465 | $1.07M | 0.15% | +562+14.4% | Added |
| Windsor Group LTD | 4,306 | $1.07M | 0.22% | +6+0.1% | Added |
| Heck Capital Advisors, LLC | 4,475 | $1.07M | 0.21% | +35+0.8% | Added |
| Am Investment Strategies LLC | 4,481 | $1.07M | 0.38% | −7−0.2% | Reduced |
| World Equity Group, Inc. | 4,492 | $1.08M | 0.26% | −76−1.7% | Reduced |
| BancorpSouth Bank | 4,495 | $1.08M | 0.10% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 4,458 | $1.08M | 0.30% | +264+6.3% | Added |
| Westhampton Capital, LLC | 4,510 | $1.08M | 0.73% | −15−0.3% | Reduced |
| Harbour Investments, Inc. | 4,515 | $1.08M | 0.07% | +635+16.4% | Added |
| Wright Investors Service Inc | 4,523 | $1.08M | 0.31% | −301−6.2% | Reduced |
| City State Bank | 4,528 | $1.08M | 0.67% | −77−1.7% | Reduced |
| Bahl & Gaynor Inc | 4,542 | $1.09M | 0.01% | +209+4.8% | Added |
| Northern Financial Advisors Inc | 4,993 | $1.09M | 1.24% | +4,993 | New |
| Dana Investment Advisors, Inc. | 4,576 | $1.10M | 0.06% | +518+12.8% | Added |
| Princeton Global Asset Management LLC | 4,585 | $1.10M | 0.36% | −230−4.8% | Reduced |
| Baker Tilly Wealth Management, LLC | 4,588 | $1.10M | 0.14% | +438+10.6% | Added |
| Bessemer Securities LLC | 4,603 | $1.10M | 0.49% | 00.0% | Unchanged |