Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clearstead Advisors, LLC | 3,265 | $782.3K | 0.06% | +601+22.6% | Added |
| Fukoku Mutual Life Insurance Co | 3,270 | $783.4K | 0.07% | +30+0.9% | Added |
| Founders Financial Alliance, LLC | 3,272 | $783.9K | 0.36% | +88+2.8% | Added |
| Fortem Financial Group, LLC | 3,275 | $784.6K | 0.46% | +144+4.6% | Added |
| Carmichael Hill & Associates, Inc. | 3,276 | $784.9K | 0.44% | −23−0.7% | Reduced |
| Wealth Effects LLC | 3,316 | $794.5K | 0.45% | +201+6.5% | Added |
| Wealth Management Partners, LLC | 3,000 | $794.7K | 0.66% | −1,000−25.0% | Reduced |
| Balentine LLC | 3,319 | $795.1K | 0.03% | +395+13.5% | Added |
| Insight Advisors, LLC | 3,330 | $796.2K | 0.28% | −647−16.3% | Reduced |
| Davis R M Inc | 3,332 | $798.0K | 0.02% | −1,171−26.0% | Reduced |
| Harvest Fund Management Co., Ltd | 3,332 | $798.0K | 0.21% | +1,763+112.4% | Added |
| Modera Wealth Management, LLC | 3,332 | $798.3K | 0.03% | −164−4.7% | Reduced |
| Legacy Wealth Asset Management, LLC | 3,336 | $799.2K | 0.30% | −50−1.5% | Reduced |
| Stiles Financial Services Inc | 3,353 | $803.4K | 0.46% | −312−8.5% | Reduced |
| Morris Retirement Advisors, LLC | 3,355 | $803.8K | 0.63% | −309−8.4% | Reduced |
| Catalyst Financial Partners LLC | 3,357 | $804.2K | 0.41% | +3,357 | New |
| 44 Wealth Management LLC | 3,364 | $805.9K | 0.28% | −156−4.4% | Reduced |
| Thomasville National Bank | 3,369 | $807.0K | 0.09% | −200−5.6% | Reduced |
| Cooper Financial Group | 3,379 | $809.5K | 0.25% | −138−3.9% | Reduced |
| Friedenthal Financial | 3,380 | $810.0K | 0.56% | +3,380 | New |
| Retirement Planning Co of New England, Inc. | 3,382 | $810.1K | 0.53% | +10+0.3% | Added |
| American Trust | 3,387 | $811.4K | 0.08% | +1,520+81.4% | Added |
| Ballast Advisors LLC | 3,389 | $811.9K | 0.36% | −41−1.2% | Reduced |
| Wealth Architects, LLC | 3,391 | $812.3K | 0.15% | −36−1.1% | Reduced |
| Norway Savings Bank | 3,395 | $813.3K | 0.41% | +165+5.1% | Added |
| Concentric Wealth Management, LLC | 3,400 | $814.5K | 0.28% | −300−8.1% | Reduced |
| Charter Research & Investment Group, Inc. | 3,400 | $814.5K | 0.78% | 00.0% | Unchanged |
| Virtue Capital Management, LLC | 3,401 | $814.7K | 0.12% | +3,401 | New |
| Jackson Square Capital, LLC | 3,402 | $815.0K | 0.38% | −97−2.8% | Reduced |
| Beck Bode, LLC | 3,404 | $815.5K | 0.18% | +774+29.4% | Added |
| Everett Harris & Co | 3,408 | $816.0K | 0.01% | +206+6.4% | Added |
| Laird Norton Trust Company, LLC | 3,410 | $816.7K | 0.12% | +3,410 | New |
| Hancock Whitney Corp | 3,409 | $817.0K | 0.03% | −128−3.6% | Reduced |
| RIA Advisory Group LLC | 3,508 | $818.7K | 0.47% | +3,508 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,418 | $818.9K | 0.22% | +168+5.2% | Added |
| JFS Wealth Advisors, LLC | 3,442 | $824.7K | 0.08% | −1,063−23.6% | Reduced |
| Rodgers Brothers Inc. | 3,450 | $826.5K | 0.17% | −9,390−73.1% | Reduced |
| IPG Investment Advisors LLC | 3,451 | $826.7K | 0.23% | 00.0% | Unchanged |
| Marble Harbor Investment Counsel, LLC | 3,454 | $827.4K | 0.11% | +100+3.0% | Added |
| Monticello Wealth Management, LLC | 3,480 | $833.7K | 0.09% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 3,481 | $833.8K | 0.26% | +513+17.3% | Added |
| Granite Investment Partners, LLC | 3,492 | $836.5K | 0.03% | −1,785−33.8% | Reduced |
| Sentry Investment Management LLC | 3,514 | $842.0K | 0.37% | −181−4.9% | Reduced |
| Wedmont Private Capital | 3,400 | $846.1K | 0.13% | +230+7.3% | Added |
| Boston Research & Management Inc | 3,542 | $848.0K | 0.26% | 00.0% | Unchanged |
| Auxier Asset Management | 3,540 | $848.0K | 0.15% | 00.0% | Unchanged |
| Altman Advisors, Inc. | 3,383 | $848.2K | 0.52% | +83+2.5% | Added |
| Regal Investment Advisors LLC | 3,548 | $850.0K | 0.08% | +105+3.0% | Added |
| SignalPoint Asset Management, LLC | 3,558 | $852.0K | 0.30% | +2+0.1% | Added |
| Taurus Asset Management, LLC | 3,558 | $852.4K | 0.11% | 00.0% | Unchanged |
| White Lighthouse Investment Management Inc. | 3,571 | $855.5K | 0.23% | 00.0% | Unchanged |
| First Manhattan Co | 3,573 | $856.0K | 0.00% | +54+1.5% | Added |
| Hudson Valley Investment Advisors Inc | 3,576 | $856.7K | 0.13% | −105−2.9% | Reduced |
| Great Lakes Retirement, Inc. | 3,577 | $856.9K | 0.22% | +3,577 | New |
| Wiley Bros.-Aintree Capital, LLC | 3,595 | $861.3K | 0.43% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 3,596 | $861.6K | 0.04% | +98+2.8% | Added |
| Gleason Group, Inc. | 3,599 | $862.2K | 0.27% | +19+0.5% | Added |
| Cynosure Management, LLC | 3,600 | $862.4K | 0.89% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 3,612 | $865.3K | 0.34% | +3,612 | New |
| Dumont & Blake Investment Advisors LLC | 3,624 | $868.0K | 0.31% | −5−0.1% | Reduced |
| Woodstock Corp | 3,625 | $868.4K | 0.12% | −50−1.4% | Reduced |
| SS&H Financial Advisors, Inc. | 3,625 | $868.4K | 0.41% | 00.0% | Unchanged |
| Source Financial Advisors LLC | 3,626 | $868.6K | 0.33% | −4−0.1% | Reduced |
| Carnegie Capital Asset Management, LLC | 3,628 | $869.1K | 0.04% | +101+2.9% | Added |
| J. W. Coons Advisors, LLC | 3,630 | $869.6K | 0.26% | 00.0% | Unchanged |
| Delta Investment Management, LLC | 3,635 | $870.7K | 0.28% | +5+0.1% | Added |
| Stratos Wealth Advisors, LLC | 3,640 | $872.0K | 0.07% | −26−0.7% | Reduced |
| Mach-1 Financial Group, Inc. | 3,646 | $873.4K | 0.41% | +3,574+4,963.9% | Added |
| Aspen Investment Management Inc | 3,677 | $881.0K | 0.58% | −250−6.4% | Reduced |
| Foundations Investment Advisors, LLC | 3,681 | $881.8K | 0.04% | +899+32.3% | Added |
| DMG Group, LLC | 3,710 | $886.0K | 1.00% | −180−4.6% | Reduced |
| Montecito Bank & Trust | 3,715 | $890.0K | 0.22% | −19−0.5% | Reduced |
| Circle Wealth Management, LLC | 3,717 | $890.5K | 0.14% | +71+1.9% | Added |
| Crawford Investment Counsel Inc | 3,732 | $894.0K | 0.02% | +25+0.7% | Added |
| Capital Wealth Planning, LLC | 3,740 | $896.0K | 0.01% | −510−12.0% | Reduced |
| Strategic Blueprint, LLC | 3,740 | $896.0K | 0.10% | −78−2.0% | Reduced |
| Morse Asset Management, Inc | 3,744 | $897.0K | 0.33% | −200−5.1% | Reduced |
| Mitchell Capital Management Co | 3,745 | $897.2K | 0.25% | −11,066−74.7% | Reduced |
| First County Bank | 3,750 | $898.4K | 0.43% | +3,750 | New |
| Rehmann Capital Advisory Group | 3,762 | $901.4K | 0.09% | +358+10.5% | Added |
| Accurate Wealth Management, LLC | 3,611 | $904.6K | 0.33% | +1,051+41.1% | Added |
| Horizon Wealth Management, LLC | 3,779 | $905.2K | 0.74% | +224+6.3% | Added |
| Patten & Patten Inc | 3,794 | $909.0K | 0.08% | −155−3.9% | Reduced |
| Gradient Investments LLC | 3,797 | $909.6K | 0.03% | −111−2.8% | Reduced |
| Founders Financial Securities LLC | 3,799 | $910.0K | 0.14% | +102+2.8% | Added |
| Kowal Investment Group, LLC | 3,799 | $910.2K | 0.27% | +412+12.2% | Added |
| US Asset Management LLC | 3,802 | $911.0K | 0.98% | +3,802 | New |
| Courier Capital LLC | 3,812 | $913.3K | 0.11% | −27−0.7% | Reduced |
| Patriot Investment Management Inc. | 3,464 | $916.4K | 0.08% | −861−19.9% | Reduced |
| Worth Financial Advisory Group, LLC | 3,827 | $916.8K | 1.07% | +3,827 | New |
| Quadrant Capital Group LLC | 3,830 | $917.4K | 0.10% | +678+21.5% | Added |
| CRA Financial Services, LLC | 3,832 | $918.0K | 0.30% | 00.0% | Unchanged |
| Xcel Wealth Management, LLC | 3,835 | $918.7K | 0.36% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 3,860 | $924.7K | 0.33% | −193−4.8% | Reduced |
| ZWJ Investment Counsel Inc | 3,861 | $924.8K | 0.05% | 00.0% | Unchanged |
| Cim Investment Mangement Inc | 3,872 | $927.6K | 0.37% | −104−2.6% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 3,549 | $928.2K | 0.01% | +292+9.0% | Added |
| Nwam LLC | 3,877 | $928.9K | 0.08% | −167−4.1% | Reduced |
| Field & Main Bank | 3,898 | $933.8K | 0.60% | −20−0.5% | Reduced |
| Farmers National Bank | 3,898 | $933.8K | 0.33% | −30−0.8% | Reduced |