Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Delta Investment Management, LLC | 3,630 | $596.0K | 0.26% | −3−0.1% | Reduced |
| Circle Wealth Management, LLC | 3,646 | $598.0K | 0.10% | −55−1.5% | Reduced |
| Stiles Financial Services Inc | 3,665 | $601.0K | 0.37% | −54−1.5% | Reduced |
| Stratos Wealth Advisors, LLC | 3,666 | $602.0K | 0.06% | −337−8.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,670 | $602.0K | 0.15% | +182+5.2% | Added |
| Woodstock Corp | 3,675 | $603.0K | 0.09% | +350+10.5% | Added |
| Hudson Valley Investment Advisors Inc | 3,681 | $604.0K | 0.10% | −175−4.5% | Reduced |
| Aire Advisors, LLC | 3,687 | $605.0K | 0.21% | −93−2.5% | Reduced |
| Sentry Investment Management LLC | 3,695 | $606.0K | 0.29% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,700 | $607.0K | 0.22% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 3,697 | $607.0K | 0.11% | +611+19.8% | Added |
| Crawford Investment Counsel Inc | 3,707 | $608.0K | 0.01% | −11−0.3% | Reduced |
| Curated Wealth Partners LLC | 3,721 | $609.0K | 0.18% | +62+1.7% | Added |
| Montecito Bank & Trust | 3,734 | $613.0K | 0.16% | −42−1.1% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 3,745 | $614.0K | 0.86% | +108+3.0% | Added |
| Warren Averett Asset Management, LLC | 3,758 | $617.0K | 0.04% | +451+13.6% | Added |
| Strategic Blueprint, LLC | 3,818 | $626.0K | 0.08% | +156+4.3% | Added |
| Xcel Wealth Management, LLC | 3,835 | $629.0K | 0.23% | 00.0% | Unchanged |
| CRA Financial Services, LLC | 3,832 | $629.0K | 0.23% | 00.0% | Unchanged |
| Courier Capital LLC | 3,839 | $630.0K | 0.08% | +28+0.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,847 | $631.0K | 0.04% | +40+1.1% | Added |
| Lindbrook Capital, LLC | 3,859 | $633.0K | 0.11% | −49−1.3% | Reduced |
| ZWJ Investment Counsel Inc | 3,861 | $633.0K | 0.04% | 00.0% | Unchanged |
| SNS Financial Group, LLC | 3,862 | $634.0K | 0.09% | −3−0.1% | Reduced |
| Lantz Financial LLC | 3,879 | $636.0K | 0.33% | +10.0% | Added |
| Ancora Advisors, LLC | 3,875 | $636.0K | 0.02% | +91+2.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,876 | $636.0K | 0.12% | +663+20.6% | Added |
| Sawtooth Solutions, LLC | 3,903 | $640.0K | 0.09% | +243+6.6% | Added |
| Gradient Investments LLC | 3,908 | $641.0K | 0.02% | −53−1.3% | Reduced |
| Field & Main Bank | 3,918 | $643.0K | 0.43% | −95−2.4% | Reduced |
| Indiana Trust & Investment Management CO | 3,916 | $643.0K | 0.39% | +438+12.6% | Added |
| Norwood Financial Corp | 3,930 | $644.0K | 1.14% | 00.0% | Unchanged |
| Aspen Investment Management Inc | 3,927 | $644.0K | 0.43% | 00.0% | Unchanged |
| Farmers National Bank | 3,928 | $644.5K | 0.26% | −281−6.7% | Reduced |
| Total Clarity Wealth Management, Inc. | 3,930 | $645.0K | 0.40% | −7−0.2% | Reduced |
| Morse Asset Management, Inc | 3,944 | $647.0K | 0.24% | +175+4.6% | Added |
| Patten & Patten Inc | 3,949 | $648.0K | 0.06% | +2+0.1% | Added |
| Texas Capital Bancshares Inc | 3,948 | $648.0K | 0.52% | 00.0% | Unchanged |
| Garrett Investment Advisors LLC | 3,951 | $648.0K | 0.16% | +1,155+41.3% | Added |
| Insight Advisors, LLC | 3,977 | $652.0K | 0.26% | −10−0.3% | Reduced |
| Cim Investment Mangement Inc | 3,976 | $652.0K | 0.29% | 00.0% | Unchanged |
| Werlinich Asset Management, LLC | 3,975 | $652.2K | 0.67% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 3,981 | $653.0K | 0.15% | 00.0% | Unchanged |
| Morris Retirement Advisors, LLC | 3,664 | $655.0K | 0.56% | +329+9.9% | Added |
| Navellier & Associates Inc | 4,000 | $656.0K | 0.15% | −200−4.8% | Reduced |
| Saybrook Capital | 4,000 | $656.0K | 0.23% | 00.0% | Unchanged |
| Montis Financial, LLC | 4,003 | $657.0K | 0.63% | −8−0.2% | Reduced |
| Rockland Trust Co | 4,023 | $660.0K | 0.05% | −81−2.0% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,020 | $660.0K | 0.57% | 00.0% | Unchanged |
| Puzo Michael J | 4,025 | $661.0K | 0.25% | 00.0% | Unchanged |
| Washington Trust Co | 4,041 | $663.0K | 0.03% | −10.0% | Reduced |
| Telos Capital Management, Inc. | 4,040 | $663.0K | 0.11% | +42+1.1% | Added |
| Argent Advisors, Inc. | 4,039 | $663.0K | 0.39% | +100+2.5% | Added |
| Nwam LLC | 4,044 | $663.0K | 0.06% | +367+10.0% | Added |
| Mayflower Financial Advisors, LLC | 4,047 | $664.0K | 0.11% | −23−0.6% | Reduced |
| Sound View Wealth Advisors Group, LLC | 4,046 | $664.0K | 0.15% | −8−0.2% | Reduced |
| LexAurum Advisors, LLC | 4,053 | $665.0K | 0.26% | −378−8.5% | Reduced |
| Trustmark National Bank Trust Department | 4,058 | $666.0K | 0.06% | −540−11.7% | Reduced |
| Dana Investment Advisors, Inc. | 4,058 | $666.0K | 0.04% | −87−2.1% | Reduced |
| DMG Group, LLC | 3,890 | $666.0K | 0.80% | +34+0.9% | Added |
| Woodward Diversified Capital, LLC | 4,068 | $668.0K | 0.55% | −245−5.7% | Reduced |
| Menard Financial Group LLC | 4,082 | $670.0K | 1.21% | +313+8.3% | Added |
| Fairview Capital Investment Management, LLC | 4,112 | $674.0K | 0.05% | 00.0% | Unchanged |
| Cypress Capital Group | 4,135 | $678.0K | 0.11% | −285−6.4% | Reduced |
| Chicago Capital, LLC | 4,135 | $678.0K | 0.04% | 00.0% | Unchanged |
| IVC Wealth Advisors LLC | 4,139 | $679.0K | 0.55% | +72+1.8% | Added |
| Baker Tilly Wealth Management, LLC | 4,150 | $681.0K | 0.09% | −1,571−27.5% | Reduced |
| Journey Advisory Group, LLC | 4,166 | $684.0K | 0.17% | −40−1.0% | Reduced |
| Advisory Alpha, LLC | 4,168 | $684.0K | 0.05% | +762+22.4% | Added |
| Southeast Asset Advisors Inc. | 4,179 | $686.0K | 0.12% | −15−0.4% | Reduced |
| Penobscot Wealth Management | 4,182 | $686.0K | 0.66% | +247+6.3% | Added |
| Providence First Trust Co | 4,189 | $687.0K | 0.42% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 4,202 | $690.0K | 0.54% | −971−18.8% | Reduced |
| Roman Butler Fullerton & Co | 3,837 | $690.0K | 0.44% | +6+0.2% | Added |
| Confluence Wealth Services, Inc. | 4,215 | $691.0K | 0.29% | −3,112−42.5% | Reduced |
| Birch Hill Investment Advisors LLC | 4,214 | $691.0K | 0.05% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 4,207 | $691.0K | 0.00% | +579+16.0% | Added |
| West Oak Capital, LLC | 4,215 | $692.0K | 0.38% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,880 | $694.0K | 0.05% | 00.0% | Unchanged |
| Flputnam Investment Management Co | 4,242 | $696.0K | 0.03% | −1,459−25.6% | Reduced |
| Capital Wealth Planning, LLC | 4,250 | $697.0K | 0.01% | −2,820−39.9% | Reduced |
| Maven Securities LTD | 4,250 | $697.0K | 0.03% | −958−18.4% | Reduced |
| Birinyi Associates Inc | 4,250 | $697.0K | 0.33% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 4,258 | $699.0K | 0.03% | +104+2.5% | Added |
| Solstein Capital, LLC | 4,269 | $700.0K | 0.62% | 00.0% | Unchanged |
| Summit Financial Group Inc | 4,271 | $701.0K | 0.29% | −396−8.5% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,292 | $704.0K | 0.23% | +22+0.5% | Added |
| Belpointe Asset Management LLC | 4,290 | $705.0K | 0.05% | −42−1.0% | Reduced |
| RS Crum Inc. | 4,305 | $706.0K | 0.37% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,300 | $706.0K | 0.02% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 4,325 | $709.0K | 0.07% | −491−10.2% | Reduced |
| Bahl & Gaynor Inc | 4,333 | $711.0K | 0.00% | −2,910−40.2% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,348 | $713.0K | 0.59% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 4,194 | $713.0K | 0.20% | +10.0% | Added |
| Acorn Wealth Advisors, LLC | 4,354 | $714.0K | 0.59% | +2,014+86.1% | Added |
| Seeyond | 4,360 | $715.0K | 0.09% | −238−5.2% | Reduced |
| Orleans Capital Management Corp | 4,365 | $716.0K | 0.60% | −220−4.8% | Reduced |
| High Net Worth Advisory Group LLC | 4,372 | $717.0K | 0.31% | 00.0% | Unchanged |
| Orion Portfolio Solutions, LLC | 4,373 | $717.0K | 0.03% | +188+4.5% | Added |
| XML Financial, LLC | 4,374 | $718.0K | 0.10% | +869+24.8% | Added |