Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sippican Capital Advisors | 2,500 | $410.0K | 0.43% | 00.0% | Unchanged |
| Gibson Wealth Advisors LLC | 2,500 | $410.0K | 0.47% | +2,500 | New |
| BlueSky Wealth Advisors, LLC | 2,506 | $411.0K | 0.10% | +516+25.9% | Added |
| Vident Investment Advisory, LLC | 3,836 | $414.0K | 0.01% | +245+6.8% | Added |
| Seelaus Asset Management LLC | 2,526 | $414.0K | 0.33% | +15+0.6% | Added |
| Evergreen Capital Management LLC | 2,521 | $414.0K | 0.02% | +271+12.0% | Added |
| Platform Technology Partners | 2,542 | $417.0K | 0.24% | −236−8.5% | Reduced |
| Concord Wealth Partners | 2,550 | $418.0K | 0.13% | −22−0.9% | Reduced |
| Bill Few Associates, Inc. | 2,554 | $419.0K | 0.28% | −10.0% | Reduced |
| W Advisors, LLC | 2,548 | $419.0K | 0.39% | −3−0.1% | Reduced |
| Mason Investment Advisory Services, Inc. | 2,556 | $419.4K | 0.05% | −364−12.5% | Reduced |
| Heritage Wealth Advisors | 2,556 | $419.4K | 0.03% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 1,837 | $420.0K | 0.03% | +371+25.3% | Added |
| Kore Private Wealth LLC | 2,586 | $424.0K | 0.08% | −87−3.3% | Reduced |
| Security National Bank | 2,582 | $424.0K | 0.12% | −15−0.6% | Reduced |
| Red Door Wealth Management, LLC | 2,585 | $424.0K | 0.16% | +2,585 | New |
| Castleark Management LLC | 2,590 | $425.0K | 0.02% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 2,385 | $426.0K | 0.10% | 00.0% | Unchanged |
| Windsor Capital Management, LLC | 2,602 | $427.0K | 0.16% | 00.0% | Unchanged |
| Perpetual Investment Management Ltd | 2,600 | $427.0K | 0.06% | 00.0% | Unchanged |
| Allegheny Financial Group LTD | 2,604 | $427.0K | 0.20% | +10.0% | Added |
| Peoples Financial Services Corp. | 2,603 | $427.0K | 0.22% | +766+41.7% | Added |
| CVA Family Office, LLC | 2,615 | $429.0K | 0.12% | +1,435+121.6% | Added |
| Pine Haven Investment Counsel, Inc | 2,622 | $430.0K | 0.52% | 00.0% | Unchanged |
| Beck Bode, LLC | 2,630 | $432.0K | 0.09% | +365+16.1% | Added |
| PrairieView Partners, LLC | 2,641 | $433.0K | 0.07% | 00.0% | Unchanged |
| Mendel Money Management | 2,637 | $433.0K | 0.27% | 00.0% | Unchanged |
| Bordeaux Wealth Advisors LLC | 2,644 | $434.0K | 0.27% | +134+5.3% | Added |
| Saxon Interests, Inc. | 2,435 | $434.0K | 0.26% | −75−3.0% | Reduced |
| Opes Wealth Management LLC | 2,666 | $437.0K | 0.17% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,664 | $437.0K | 0.04% | +53+2.0% | Added |
| Zeke Capital Advisors, LLC | 2,670 | $438.0K | 0.03% | −41−1.5% | Reduced |
| LCNB Corp | 2,667 | $438.0K | 0.24% | 00.0% | Unchanged |
| Carret Asset Management, LLC | 2,668 | $438.0K | 0.07% | +125+4.9% | Added |
| Jones Financial Companies LLLP | 2,669 | $438.0K | 0.00% | +277+11.6% | Added |
| TD Ameritrade Investment Management, LLC | 2,690 | $441.0K | 0.00% | −674−20.0% | Reduced |
| Trexquant Investment LP | 2,694 | $442.0K | 0.02% | −3,054−53.1% | Reduced |
| Capstone Financial Advisors, Inc. | 2,695 | $442.0K | 0.04% | −404−13.0% | Reduced |
| Stonebridge Capital Advisors LLC | 2,699 | $443.0K | 0.06% | −677−20.1% | Reduced |
| Aspiriant, LLC | 2,702 | $443.0K | 0.02% | +31+1.2% | Added |
| Cape Cod Five Cents Savings Bank | 2,715 | $446.0K | 0.05% | −100−3.6% | Reduced |
| First National Bank of Hutchinson | 2,718 | $446.0K | 0.36% | +216+8.6% | Added |
| MONECO Advisors, LLC | 2,725 | $447.0K | 0.18% | −31−1.1% | Reduced |
| Key Financial Inc | 2,725 | $447.0K | 0.21% | +2,100+336.0% | Added |
| IFG Advisory, LLC | 2,734 | $448.0K | 0.04% | +92+3.5% | Added |
| Mechanics Bank Trust Department | 2,737 | $449.0K | 0.08% | −85−3.0% | Reduced |
| Northstar Group, Inc. | 2,731 | $449.0K | 0.13% | +50+1.9% | Added |
| Bartlett & Co. Wealth Management LLC | 2,746 | $450.6K | 0.01% | +10+0.4% | Added |
| Bartlett & Co. LLC | 2,746 | $451.0K | 0.01% | +10+0.4% | Added |
| Eagle Bluffs Wealth Management LLC | 2,755 | $452.0K | 0.52% | −185−6.3% | Reduced |
| Intrust Bank NA | 2,757 | $452.0K | 0.07% | −121−4.2% | Reduced |
| Benin Management CORP | 2,756 | $452.0K | 0.19% | 00.0% | Unchanged |
| Landaas & Co | 2,754 | $452.0K | 0.29% | +3+0.1% | Added |
| Capital Advisors Inc | 2,538 | $452.0K | 0.01% | +356+16.3% | Added |
| Girard Partners Ltd. | 2,765 | $453.0K | 0.06% | −94−3.3% | Reduced |
| Manchester Capital Management LLC | 2,758 | $453.0K | 0.08% | +21+0.8% | Added |
| Steigerwald, Gordon & Koch Inc. | 2,774 | $455.0K | 0.08% | 00.0% | Unchanged |
| 626 Financial, LLC | 2,778 | $456.0K | 0.37% | −77−2.7% | Reduced |
| Foundations Investment Advisors, LLC | 2,782 | $456.0K | 0.02% | −144−4.9% | Reduced |
| Fernwood Investment Management, LLC | 2,797 | $459.0K | 0.19% | −700−20.0% | Reduced |
| Nicolet Bankshares Inc | 2,800 | $459.0K | 0.13% | −200−6.7% | Reduced |
| Peavine Capital, LLC | 2,800 | $459.0K | 0.11% | 00.0% | Unchanged |
| Ballast, Inc. | 2,808 | $460.0K | 0.22% | −525−15.8% | Reduced |
| Accurate Wealth Management, LLC | 2,560 | $460.0K | 0.19% | −330−11.4% | Reduced |
| WCG Wealth Advisors LLC | 2,518 | $460.0K | 0.06% | −213−7.8% | Reduced |
| Toth Financial Advisory Corp | 2,810 | $461.0K | 0.08% | +35+1.3% | Added |
| Hexagon Capital Partners LLC | 2,810 | $461.0K | 0.14% | +394+16.3% | Added |
| Ossiam | 2,815 | $462.0K | 0.01% | −51,242−94.8% | Reduced |
| Alpha Paradigm Partners, LLC | 2,816 | $462.0K | 0.20% | +2,593+1,162.8% | Added |
| Abacus Planning Group, Inc. | 2,822 | $463.0K | 0.14% | −235−7.7% | Reduced |
| Well Done, LLC | 2,831 | $465.0K | 0.11% | +21+0.7% | Added |
| VeraBank, N.A. | 2,835 | $466.0K | 0.29% | 00.0% | Unchanged |
| HCR Wealth Advisors | 2,847 | $467.0K | 0.10% | 00.0% | Unchanged |
| Mather Group, LLC. | 2,845 | $467.0K | 0.01% | +202+7.6% | Added |
| MPS Loria Financial Planners, LLC | 2,850 | $468.0K | 0.18% | +35+1.2% | Added |
| Jackson Wealth Management, LLC | 2,853 | $468.0K | 0.09% | +2,853 | New |
| Wealthspan Partners, LLC | 2,857 | $469.0K | 0.49% | 00.0% | Unchanged |
| Tobam | 2,862 | $470.0K | 0.03% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 2,215 | $471.0K | 0.04% | +3+0.1% | Added |
| Bedel Financial Consulting, Inc. | 2,061 | $471.0K | 0.12% | +511+33.0% | Added |
| Raleigh Capital Management Inc. | 2,882 | $473.0K | 0.28% | +238+9.0% | Added |
| Lion Street Advisors, LLC | 2,924 | $475.0K | 0.24% | −5−0.2% | Reduced |
| Tiemann Investment Advisors, LLC | 2,900 | $476.0K | 0.31% | −3,223−52.6% | Reduced |
| E&G Advisors, LP | 2,900 | $476.0K | 0.18% | −500−14.7% | Reduced |
| GeoWealth Management, LLC | 2,903 | $476.0K | 0.05% | −100−3.3% | Reduced |
| Balentine LLC | 2,924 | $480.0K | 0.02% | −542−15.6% | Reduced |
| Perigon Wealth Management, LLC | 2,931 | $481.0K | 0.04% | −212−6.7% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,944 | $483.0K | 0.15% | +8+0.3% | Added |
| Flagship Harbor Advisors, LLC | 2,951 | $484.0K | 0.06% | −385−11.5% | Reduced |
| Harfst & Associates, Inc. | 2,954 | $485.0K | 0.15% | −2,015−40.6% | Reduced |
| CNB Bank | 2,957 | $485.0K | 0.33% | −291−9.0% | Reduced |
| Somerville Kurt F | 2,965 | $486.0K | 0.10% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 2,968 | $487.0K | 0.18% | +1,080+57.2% | Added |
| CWA Asset Management Group, LLC | 2,976 | $488.0K | 0.05% | +33+1.1% | Added |
| Graham Capital Management, L.P. | 2,981 | $489.0K | 0.02% | +2,981 | New |
| CMG Global Holdings, LLC | 2,992 | $491.0K | 0.53% | +20+0.7% | Added |
| Edgestream Partners, L.P. | 2,997 | $492.0K | 0.04% | −218−6.8% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $492.0K | 0.21% | 00.0% | Unchanged |
| Chicago Trust Co NA | 2,998 | $492.0K | 0.13% | −2−0.1% | Reduced |
| Inverness Counsel LLC | 3,002 | $493.0K | 0.03% | +3,002 | New |