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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2022

Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,992
−51 vs. Q2 2022
Shares held
360.1M
−6.30M (−1.7%) vs. Q2 2022
Total value
$59.2B
−$6.31B (−9.6%) vs. Q2 2022
New holders
92
791 more added
Sold out
143
729 more reduced

34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 1,992 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ3 2022: $59.2B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.

Institutions holding CAT in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Wealth Dimensions Group, Ltd.0$00.00%−1,154−100.0%Sold out
Bank of Stockton0$00.00%−1,140−100.0%Sold out
Van Hulzen Asset Management, LLC0$00.00%−1,137−100.0%Sold out
LFS Asset Management0$00.00%−1,135−100.0%Sold out
NFP Retirement, Inc.0$00.00%−1,135−100.0%Sold out
Cheviot Value Management, LLC0$00.00%−1,128−100.0%Sold out
Parametrica Management Ltd0$00.00%−1,127−100.0%Sold out
Secure Asset Management, LLC0$00.00%−1,133−100.0%Sold out
Coastwise Capital Group, LLC0$00.00%−1,129−100.0%Sold out
Sage Investment Advisers LLC0$00.00%−1,122−100.0%Sold out
Maxele Advisors, LLC0$00.00%−1,122−100.0%Sold out
Spring Capital Management, LLC0$00.00%−1,120−100.0%Sold out
Ahrens Investment Partners LLC0$00.00%−895−100.0%Sold out
Global Wealth Management Investment Advisory, Inc.0$00.00%−670−100.0%Sold out
Joseph P. Lucia & Associates, LLC0$00.00%−599−100.0%Sold out
Van Eck Associates Corp0$00.00%−530−100.0%Sold out
Vectors Research Management, LLC0$00.00%−532−100.0%Sold out
WFA of San Diego, LLC0$00.00%−492−100.0%Sold out
NuWave Investment Management, LLC0$00.00%−400−100.0%Sold out
Baron Financial Group, LLC0$00.00%−350−100.0%Sold out
ACG Wealth0$00.00%−348−100.0%Sold out
Worth Asset Management, LLC0$00.00%−334−100.0%Sold out
GW&K Investment Management, LLC0$00.00%−274−100.0%Sold out
Heritage Financial Services, LLC0$00.00%−250−100.0%Sold out
Curi Capital0$00.00%−152−100.0%Sold out
First Bank & Trust0$00.00%−110−100.0%Sold out
Syverson Strege & Co0$00.00%−60−100.0%Sold out
Steward Financial Group LLC0$00.00%−63−100.0%Sold out
Bramshill Investments, LLC0$00.00%−39−100.0%Sold out
Better Money Decisions, LLC0$00.00%−30−100.0%Sold out
Certified Advisory Corp0$00.00%−14−100.0%Sold out
Activest Wealth Management0$00.00%−19−100.0%Sold out
Rockbridge Investment Management, LCC0$00.00%−13−100.0%Sold out
Financial Synergies Wealth Advisors, Inc.0$00.00%−10−100.0%Sold out
Tradewinds Capital Management, LLC0$00.00%−3−100.0%Sold out
TRH Financial, LLC––––Not filed
HighPoint Advisor Group LLC––––Not filed
Coldstream Capital Management Inc––––Not filed
Sciencast Management LP––––Not filed
Brewin Dolphin Ltd––––Not filed
Advisor Partners LLC––––Not filed
Loveless Wealth Management LLC––––Not filed
Frontier Wealth Management LLC––––Not filed
HC Financial Advisors Inc––––Not filed
Strategic Capital Advisers, Inc.––––Not filed
Altium Wealth Management LLC––––Not filed
Murphy Capital Management Inc––––Not filed
Ern LLC––––Not filed
HYA Advisors, Inc––––Not filed
Dixon Hubard Feinour & Brown Inc––––Not filed
Cordasco Financial Network––––Not filed
US Asset Management LLC––––Not filed
Exane Derivatives––––Not filed
Intersect Capital LLC––––Not filed
Titus Wealth Management––––Not filed
Quintet Private Bank (Europe) S.A.––––Not filed
Quadrant Private Wealth Management, LLC––––Not filed
BFT Financial Group, LLC––––Not filed
Swarthmore Group Inc––––Not filed
Acas, LLC––––Not filed
Brewin Dolphin Wealth Management Ltd––––Not filed
DRW Securities, LLC––––Not filed
KerberRose Wealth Management, LLC––––Not filed
Minot Wealth Management LLC––––Not filed
Private Capital Group, LLC––––Not filed
Fieldpoint Private Securities, LLC––––Not filed
Bivin & Associates, Inc.––––Not filed
Corbenic Partners LLC––––Not filed
B. Riley Wealth Management, Inc.––––Not filed