Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oak Harvest Investment Services | 36,052 | $5.92M | 1.58% | +1,248+3.6% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,333 | $5.96M | 0.81% | +26+0.1% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 36,422 | $5.98M | 0.15% | −5,368−12.8% | Reduced |
| Atria Investments LLC | 36,512 | $5.99M | 0.13% | −5,428−12.9% | Reduced |
| Stamos Capital Partners, L.P. | 36,830 | $6.04M | 1.54% | +21,630+142.3% | Added |
| Whittier Trust Co of Nevada Inc | 37,192 | $6.10M | 0.26% | +3,165+9.3% | Added |
| Panagora Asset Management Inc | 37,531 | $6.16M | 0.04% | +2,028+5.7% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 37,558 | $6.16M | 0.36% | +13,949+59.1% | Added |
| Churchill Management Corp | 37,647 | $6.18M | 0.17% | −316−0.8% | Reduced |
| Tufton Capital Management | 37,739 | $6.19M | 1.49% | −18,220−32.6% | Reduced |
| Silver Oak Securities, Inc | 22,766 | $6.22M | 1.35% | −3,941−14.8% | Reduced |
| Caisse de Depot Et Placement du Quebec | 37,983 | $6.23M | 0.02% | +17,083+81.7% | Added |
| Cipher Capital LP | 38,261 | $6.28M | 1.02% | +38,261 | New |
| Philadelphia Trust Co | 38,627 | $6.34M | 0.72% | −7,993−17.1% | Reduced |
| Prospera Financial Services Inc | 38,671 | $6.35M | 0.33% | +4,047+11.7% | Added |
| Dowling & Yahnke LLC | 38,721 | $6.35M | 0.30% | −80.0% | Reduced |
| First American Trust, FSB | 38,891 | $6.38M | 1.07% | −9,810−20.1% | Reduced |
| Wealthfront Advisers LLC | 39,140 | $6.42M | 0.03% | +2,199+6.0% | Added |
| Guggenheim Capital LLC | 39,800 | $6.53M | 0.06% | +10,289+34.9% | Added |
| Prio Wealth Limited Partnership | 39,875 | $6.54M | 0.28% | −782−1.9% | Reduced |
| Elo Mutual Pension Insurance Co | 40,060 | $6.57M | 0.25% | −2,180−5.2% | Reduced |
| Noesis Capital Mangement Corp | 40,207 | $6.60M | 2.00% | −160.0% | Reduced |
| James Investment Research Inc | 40,350 | $6.62M | 0.94% | −6,655−14.2% | Reduced |
| Oregon Public Employees Retirement Fund | 40,486 | $6.64M | 0.09% | −1,330−3.2% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 40,641 | $6.67M | 1.78% | +344+0.9% | Added |
| Capital Investment Advisors, LLC | 40,646 | $6.67M | 0.23% | −269−0.7% | Reduced |
| Pittenger & Anderson Inc | 40,735 | $6.68M | 0.40% | +1,725+4.4% | Added |
| Atwater Malick LLC | 40,797 | $6.69M | 3.74% | +1,159+2.9% | Added |
| MUFG Americas Holdings Corp | 40,919 | $6.71M | 0.17% | −1,331−3.2% | Reduced |
| Saba Capital Management, L.P. | 40,919 | $6.71M | 0.09% | +11,136+37.4% | Added |
| Maryland State Retirement & Pension System | 41,095 | $6.74M | 0.56% | 00.0% | Unchanged |
| McRae Capital Management Inc | 41,292 | $6.78M | 2.06% | −1,488−3.5% | Reduced |
| Kentucky Retirement Systems | 41,324 | $6.78M | 0.29% | +1,738+4.4% | Added |
| LS Investment Advisors, LLC | 41,657 | $6.83M | 1.39% | +2,915+7.5% | Added |
| PEAK6 Investments LLC | 41,786 | $6.86M | 0.26% | −35,874−46.2% | Reduced |
| Bourgeon Capital Management LLC | 41,849 | $6.87M | 1.89% | +2,450+6.2% | Added |
| Westpac Banking Corp | 42,708 | $7.01M | 0.11% | 00.0% | Unchanged |
| Securian Asset Management, Inc | 42,992 | $7.05M | 0.21% | −254−0.6% | Reduced |
| Stockman Wealth Management, Inc. | 43,375 | $7.12M | 1.93% | +42,125+3,370.0% | Added |
| Culbertson A N & Co Inc | 43,393 | $7.12M | 1.65% | −541−1.2% | Reduced |
| Allied Investment Advisors, LLC | 43,398 | $7.12M | 2.66% | +2,028+4.9% | Added |
| Nikko Asset Management Americas, Inc. | 43,307 | $7.17M | 0.09% | −279−0.6% | Reduced |
| Scotia Capital Inc. | 44,158 | $7.25M | 0.06% | −6,496−12.8% | Reduced |
| Polaris Wealth Advisory Group, LLC | 40,765 | $7.28M | 0.61% | +36,479+851.1% | Added |
| Snowden Capital Advisors LLC | 44,757 | $7.34M | 0.33% | +602+1.4% | Added |
| Clifford Swan Investment Counsel LLC | 44,890 | $7.37M | 0.35% | −34−0.1% | Reduced |
| Advisors Asset Management, Inc. | 45,002 | $7.38M | 0.15% | −10,356−18.7% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $7.38M | 0.96% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 45,268 | $7.43M | 0.26% | +1,545+3.5% | Added |
| Asahi Life Asset Management Co., Ltd. | 45,749 | $7.51M | 2.32% | −1,933−4.1% | Reduced |
| Jacobs & Co | 45,767 | $7.51M | 1.08% | +1,594+3.6% | Added |
| Mastrapasqua Asset Management Inc | 45,778 | $7.51M | 1.09% | +1,360+3.1% | Added |
| Becker Capital Management Inc | 45,827 | $7.52M | 0.39% | −1,221−2.6% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 46,296 | $7.60M | 0.98% | −3,365−6.8% | Reduced |
| Wharton Business Group, LLC | 46,401 | $7.61M | 0.51% | +2,210+5.0% | Added |
| Aquatic Capital Management LLC | 46,400 | $7.61M | 0.74% | +35,900+341.9% | Added |
| CIBC Private Wealth Group, LLC | 46,458 | $7.62M | 0.02% | −676−1.4% | Reduced |
| Davenport & Co LLC | 46,520 | $7.63M | 0.07% | −781−1.7% | Reduced |
| Quilter Plc | 46,556 | $7.64M | 0.27% | −400−0.9% | Reduced |
| Callahan Advisors, LLC | 46,691 | $7.66M | 1.10% | +2,679+6.1% | Added |
| Central Trust Co | 47,467 | $7.79M | 0.27% | +80.0% | Added |
| Great Lakes Advisors, LLC | 49,428 | $8.11M | 0.18% | +5,853+13.4% | Added |
| Integrated Advisors Network LLC | 49,726 | $8.16M | 0.55% | −2,152−4.1% | Reduced |
| Teachers Retirement System of the State of Kentucky | 49,754 | $8.16M | 0.10% | +49,754 | New |
| Bogart Wealth, LLC | 49,873 | $8.18M | 0.68% | +8,141+19.5% | Added |
| Candriam Luxembourg S.C.A. | 49,970 | $8.20M | 0.06% | −1,887−3.6% | Reduced |
| Greenwood Gearhart Inc | 49,973 | $8.20M | 1.30% | +2,234+4.7% | Added |
| KBC Group NV | 50,048 | $8.21M | 0.04% | −600−1.2% | Reduced |
| Howe & Rusling Inc | 50,069 | $8.21M | 1.09% | +932+1.9% | Added |
| Steward Partners Investment Advisory, LLC | 50,729 | $8.32M | 0.16% | +6,905+15.8% | Added |
| Clear Harbor Asset Management, LLC | 50,799 | $8.34M | 1.16% | −240−0.5% | Reduced |
| CBOE Vest Financial, LLC | 50,832 | $8.34M | 1.58% | +7,198+16.5% | Added |
| Dearborn Partners LLC | 51,261 | $8.41M | 0.37% | +53+0.1% | Added |
| British Columbia Investment Management Corp | 52,768 | $8.66M | 0.10% | −9,445−15.2% | Reduced |
| Richard C. Young & CO., LTD. | 53,090 | $8.71M | 1.33% | +877+1.7% | Added |
| LaFleur & Godfrey LLC | 53,559 | $8.79M | 1.57% | +431+0.8% | Added |
| Hartford Investment Management Co | 53,589 | $8.79M | 0.29% | −225−0.4% | Reduced |
| Whittier Trust Co | 53,916 | $8.85M | 0.19% | −4,449−7.6% | Reduced |
| O'Shaughnessy Asset Management, LLC | 53,982 | $8.86M | 0.17% | +1,044+2.0% | Added |
| GWM Advisors LLC | 54,764 | $8.99M | 0.15% | +766+1.4% | Added |
| Cornerstone Advisors, LLC | 55,000 | $9.02M | 0.44% | +20,000+57.1% | Added |
| Charter Trust Co | 55,671 | $9.13M | 0.79% | −1,029−1.8% | Reduced |
| Baader Bank INC | 55,810 | $9.16M | 0.79% | +55,810 | New |
| Oppenheimer Asset Management Inc. | 56,258 | $9.23M | 0.16% | +3,124+5.9% | Added |
| Swiss Life Asset Management Ltd | 56,495 | $9.27M | 0.16% | −1,589−2.7% | Reduced |
| Public Sector Pension Investment Board | 56,588 | $9.29M | 0.08% | +5,284+10.3% | Added |
| ING Groep NV | 56,729 | $9.31M | 0.16% | −54,006−48.8% | Reduced |
| Birmingham Capital Management Co Inc | 56,845 | $9.33M | 4.13% | −1,250−2.2% | Reduced |
| D.A. Davidson & Co. | 56,879 | $9.34M | 0.12% | +2,062+3.8% | Added |
| Bank of Nova Scotia | 57,354 | $9.41M | 0.03% | −122,161−68.1% | Reduced |
| Ziegler Capital Management, LLC | 58,890 | $9.71M | 0.43% | −2,665−4.3% | Reduced |
| M&G Investment Management Ltd | 59,319 | $9.73M | 0.08% | −72,961−55.2% | Reduced |
| Aptus Capital Advisors, LLC | 59,497 | $9.76M | 0.31% | +4,363+7.9% | Added |
| Lee Danner & Bass Inc | 59,587 | $9.78M | 1.03% | −333−0.6% | Reduced |
| Gofen & Glossberg LLC | 59,880 | $9.82M | 0.28% | +549+0.9% | Added |
| Blackhill Capital Inc | 60,000 | $9.85M | 1.17% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 60,084 | $9.86M | 0.07% | −64,408−51.7% | Reduced |
| Norinchukin Bank, The | 60,239 | $9.88M | 0.20% | +3,044+5.3% | Added |
| Nissay Asset Management Corp | 60,992 | $10.0M | 0.11% | +2,024+3.4% | Added |
| Pinnacle Associates Ltd | 61,158 | $10.0M | 0.23% | −296−0.5% | Reduced |