Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Versor Investments LP | 21,925 | $3.60M | 0.21% | +2,600+13.5% | Added |
| Veritable, L.P. | 22,043 | $3.62M | 0.07% | −781−3.4% | Reduced |
| Strategic Wealth Advisors Group, LLC | 22,111 | $3.63M | 0.16% | −156−0.7% | Reduced |
| TownSquare Capital, LLC | 22,116 | $3.63M | 0.10% | +1,407+6.8% | Added |
| Tiaa, FSB | 22,222 | $3.65M | 0.02% | −51,025−69.7% | Reduced |
| Gateway Advisory, LLC | 22,257 | $3.65M | 0.91% | +3,116+16.3% | Added |
| Narwhal Capital Management | 22,267 | $3.65M | 0.53% | +13,012+140.6% | Added |
| Wedbush Securities Inc | 22,285 | $3.66M | 0.21% | −97−0.4% | Reduced |
| NBT Bank N A | 22,284 | $3.66M | 0.60% | +64+0.3% | Added |
| JustInvest LLC | 22,472 | $3.69M | 0.17% | +1,651+7.9% | Added |
| Money Concepts Capital Corp | 22,576 | $3.70M | 0.22% | +10,898+93.3% | Added |
| Community Bank & Trust, Waco, Texas | 22,851 | $3.75M | 1.33% | +204+0.9% | Added |
| Citizens National Bank Trust Department | 22,914 | $3.76M | 1.16% | −200−0.9% | Reduced |
| City Holding Co | 22,960 | $3.77M | 0.75% | −1,205−5.0% | Reduced |
| Bank of Hawaii | 23,053 | $3.78M | 0.26% | +272+1.2% | Added |
| Banque Pictet & Cie SA | 23,177 | $3.80M | 0.04% | +6,551+39.4% | Added |
| Meridian Wealth Management, LLC | 23,278 | $3.82M | 0.41% | −118−0.5% | Reduced |
| Massmutual Trust Co FSB | 23,395 | $3.84M | 0.17% | +440+1.9% | Added |
| Fusion Capital, LLC | 23,601 | $3.87M | 2.52% | +514+2.2% | Added |
| Paradiem, LLC | 23,704 | $3.89M | 1.50% | +1,528+6.9% | Added |
| Aries Wealth Management | 18,028 | $3.90M | 1.73% | −72−0.4% | Reduced |
| Sandhill Capital Partners LLC | 23,878 | $3.92M | 0.45% | +849+3.7% | Added |
| Schonfeld Strategic Advisors LLC | 24,035 | $3.94M | 0.03% | −25,965−51.9% | Reduced |
| Hartford Financial Management Inc. | 24,078 | $3.95M | 1.16% | −161−0.7% | Reduced |
| National Asset Management, Inc. | 24,318 | $3.99M | 0.12% | −966−3.8% | Reduced |
| Principle Wealth Partners LLC | 24,493 | $4.02M | 0.52% | +2,763+12.7% | Added |
| Financial & Tax Architects, LLC | 24,516 | $4.02M | 1.51% | +2,648+12.1% | Added |
| Global Retirement Partners, LLC | 18,731 | $4.05M | 0.31% | +570+3.1% | Added |
| Biechele Royce Advisors | 24,729 | $4.06M | 1.91% | +473+2.0% | Added |
| Hallmark Capital Management Inc | 24,900 | $4.08M | 0.41% | +1,975+8.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 24,985 | $4.10M | 0.21% | +1,069+4.5% | Added |
| Creative Financial Designs Inc | 25,071 | $4.11M | 0.67% | +178+0.7% | Added |
| Crossmark Global Holdings, Inc. | 25,264 | $4.14M | 0.12% | −1,393−5.2% | Reduced |
| Northwest Investment Counselors, LLC | 25,340 | $4.16M | 1.36% | −306−1.2% | Reduced |
| Aull & Monroe Investment Management Corp | 25,475 | $4.18M | 2.29% | 00.0% | Unchanged |
| Prudential PLC | 25,649 | $4.21M | 0.07% | +758+3.0% | Added |
| American National Bank | 25,780 | $4.23M | 1.01% | −26−0.1% | Reduced |
| Monte Financial Group, LLC | 25,830 | $4.24M | 2.60% | +593+2.3% | Added |
| Pearl River Capital, LLC | 26,343 | $4.32M | 0.80% | +12,669+92.7% | Added |
| Independent Wealth Network Inc. | 26,464 | $4.34M | 3.39% | +126+0.5% | Added |
| Avantax Advisory Services, Inc. | 26,472 | $4.34M | 0.07% | −220−0.8% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 26,488 | $4.35M | 0.02% | +24,416+1,178.4% | Added |
| Koshinski Asset Management, Inc. | 26,670 | $4.38M | 0.52% | −669−2.4% | Reduced |
| Leonteq Securities AG | 26,714 | $4.38M | 0.23% | −14,114−34.6% | Reduced |
| Signet Financial Management, LLC | 26,777 | $4.39M | 0.86% | +145+0.5% | Added |
| Addenda Capital Inc. | 26,919 | $4.42M | 0.20% | +26,919 | New |
| ARS Wealth Advisors Group, LLC | 27,076 | $4.44M | 0.68% | +1,147+4.4% | Added |
| Miracle Mile Advisors, LLC | 27,155 | $4.46M | 0.21% | +517+1.9% | Added |
| New Mexico Educational Retirement Board | 27,302 | $4.48M | 0.24% | −2,700−9.0% | Reduced |
| Uniplan Investment Counsel, Inc. | 27,328 | $4.48M | 0.34% | +27,328 | New |
| Sigma Investment Counselors Inc | 27,474 | $4.51M | 0.38% | −545−1.9% | Reduced |
| Farmers & Merchants Investments Inc | 27,540 | $4.52M | 0.20% | −62−0.2% | Reduced |
| Ferguson Wellman Capital Management, Inc | 27,601 | $4.53M | 0.18% | −95−0.3% | Reduced |
| Spinnaker Trust | 27,724 | $4.55M | 0.38% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 27,886 | $4.58M | 0.10% | +2,801+11.2% | Added |
| Welch & Forbes LLC | 28,049 | $4.60M | 0.09% | +501+1.8% | Added |
| Burney Co | 28,093 | $4.61M | 0.25% | +11,179+66.1% | Added |
| Kinneret Advisory, LLC | 28,333 | $4.65M | 0.65% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 28,670 | $4.70M | 0.35% | −667−2.3% | Reduced |
| Balyasny Asset Management LLC | 28,676 | $4.71M | 0.02% | +28,676 | New |
| Regentatlantic Capital LLC | 28,759 | $4.72M | 0.14% | −191−0.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 28,806 | $4.73M | 0.06% | +784+2.8% | Added |
| German American Bancorp, Inc. | 28,927 | $4.75M | 0.82% | +10,478+56.8% | Added |
| Gluskin Sheff & Assoc Inc | 29,139 | $4.78M | 0.29% | +542+1.9% | Added |
| Kestra Private Wealth Services, LLC | 29,276 | $4.80M | 0.28% | +516+1.8% | Added |
| Knights of Columbus Asset Advisors LLC | 29,357 | $4.82M | 0.49% | +2,890+10.9% | Added |
| First Financial Bank - Trust Division | 29,385 | $4.82M | 0.59% | +772+2.7% | Added |
| Viking Fund Management LLC | 29,500 | $4.84M | 1.14% | +12,000+68.6% | Added |
| Consolidated Planning Corp | 29,701 | $4.87M | 1.52% | +738+2.5% | Added |
| Kanawha Capital Management LLC | 29,749 | $4.88M | 0.53% | −79−0.3% | Reduced |
| Consolidated Capital Management, LLC | 29,830 | $4.89M | 3.07% | −1,161−3.7% | Reduced |
| Cannell Peter B & Co Inc | 30,682 | $5.03M | 0.19% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 30,914 | $5.06M | 0.06% | +831+2.8% | Added |
| Cetera Advisors LLC | 31,235 | $5.13M | 0.14% | +7,721+32.8% | Added |
| Cullinan Associates Inc | 31,398 | $5.15M | 0.33% | +1,491+5.0% | Added |
| Metropolitan Life Insurance Co | 31,430 | $5.16M | 0.24% | −697−2.2% | Reduced |
| Dodge & Cox | 31,437 | $5.16M | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 31,540 | $5.17M | 0.18% | −1,232−3.8% | Reduced |
| Sigma Planning Corp | 31,681 | $5.20M | 0.20% | −946−2.9% | Reduced |
| Andra AP-fonden | 31,700 | $5.20M | 0.17% | +3,600+12.8% | Added |
| CIBC World Markets Corp | 31,888 | $5.23M | 0.07% | −12,601−28.3% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 32,110 | $5.25M | 0.01% | −17,944−35.8% | Reduced |
| FORA Capital, LLC | 32,004 | $5.25M | 1.01% | +32,004 | New |
| Simplex Trading, LLC | 32,345 | $5.31M | 0.21% | +32,345 | New |
| Banque Cantonale Vaudoise | 32,427 | $5.32M | 0.30% | +2,178+7.2% | Added |
| Welch Group, LLC | 33,036 | $5.42M | 0.35% | +885+2.8% | Added |
| Anderson Hoagland & Co | 33,628 | $5.52M | 0.88% | +280+0.8% | Added |
| Louisiana State Employees Retirement System | 33,800 | $5.55M | 0.16% | 00.0% | Unchanged |
| Shelter Mutual Insurance Co | 34,200 | $5.61M | 1.82% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 34,232 | $5.62M | 0.09% | −25,666−42.8% | Reduced |
| Bokf, NA | 34,412 | $5.65M | 0.11% | −8,170−19.2% | Reduced |
| Brookstone Capital Management | 31,591 | $5.67M | 0.13% | −6,553−17.2% | Reduced |
| Salem Investment Counselors Inc | 34,605 | $5.68M | 0.26% | −179−0.5% | Reduced |
| Cerity Partners LLC | 34,871 | $5.72M | 0.07% | −898−2.5% | Reduced |
| Cetera Investment Advisers | 34,994 | $5.74M | 0.11% | −16,484−32.0% | Reduced |
| Atria Wealth Solutions, Inc. | 35,030 | $5.75M | 0.10% | +14,824+73.4% | Added |
| Fayez Sarofim & Co | 35,479 | $5.82M | 0.02% | +691+2.0% | Added |
| Synovus Financial Corp | 35,748 | $5.84M | 0.07% | +731+2.1% | Added |
| Simmons Bank | 35,717 | $5.86M | 0.55% | +2,027+6.0% | Added |
| Parsons Capital Management Inc | 35,821 | $5.88M | 0.53% | +326+0.9% | Added |