Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vaughan Nelson Investment Management, L.P. | 449,879 | $80.4M | 1.09% | −9,859−2.1% | Reduced |
| First Trust Advisors LP | 455,535 | $81.4M | 0.10% | +92,176+25.4% | Added |
| APG Asset Management N.V. | 479,642 | $82.0M | 0.19% | −133,667−21.8% | Reduced |
| Bessemer Group Inc | 470,158 | $84.0M | 0.21% | +17,557+3.9% | Added |
| Envestnet Asset Management Inc | 546,404 | $97.7M | 0.05% | −401,329−42.3% | Reduced |
| Old Republic International Corporation | 548,500 | $98.0M | 2.37% | 00.0% | Unchanged |
| Congress Asset Management Co | 554,238 | $99.1M | 0.95% | +11,963+2.2% | Added |
| Macquarie Group Ltd | 564,105 | $100.8M | 0.11% | −29,368−4.9% | Reduced |
| Natixis Advisors, L.P. | 564,905 | $101.0M | 0.44% | +14,440+2.6% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 583,640 | $104.3M | 0.46% | +9,994+1.7% | Added |
| Schroder Investment Management Group | 623,579 | $111.5M | 0.17% | +37,428+6.4% | Added |
| State Board of Administration of Florida Retirement System | 626,050 | $111.9M | 0.27% | −39,594−5.9% | Reduced |
| New York State Teachers Retirement System | 634,625 | $113.4M | 0.28% | −3,760−0.6% | Reduced |
| LPL Financial LLC | 636,630 | $113.8M | 0.11% | +2,353+0.4% | Added |
| Stifel Financial Corp | 652,383 | $116.6M | 0.18% | −19,116−2.8% | Reduced |
| Neuberger Berman Group LLC | 651,276 | $117.1M | 0.12% | −214,618−24.8% | Reduced |
| Mackenzie Financial Corp | 662,718 | $118.5M | 0.19% | −17,937−2.6% | Reduced |
| HSBC Holdings PLC | 660,895 | $119.5M | 0.18% | +49,088+8.0% | Added |
| US Bancorp | 676,130 | $120.9M | 0.23% | +34,093+5.3% | Added |
| Raymond James & Associates | 684,131 | $122.3M | 0.12% | +19,085+2.9% | Added |
| National Pension Service | 769,641 | $137.6M | 0.28% | +57,138+8.0% | Added |
| Citigroup Inc | 776,533 | $138.8M | 0.19% | −71,563−8.4% | Reduced |
| Alliancebernstein L.P. | 814,801 | $145.7M | 0.07% | +11,316+1.4% | Added |
| Prudential Financial Inc | 807,481 | $147.2M | 0.23% | +20,951+2.7% | Added |
| Baird Financial Group, Inc. | 839,220 | $150.0M | 0.42% | −7,520−0.9% | Reduced |
| Rhumbline Advisers | 867,703 | $155.1M | 0.23% | +21,256+2.5% | Added |
| California State Teachers Retirement System | 912,619 | $163.1M | 0.26% | −9,543−1.0% | Reduced |
| Credit Suisse AG | 962,923 | $172.1M | 0.18% | −111,457−10.4% | Reduced |
| New York State Common Retirement Fund | 975,067 | $174.3M | 0.23% | −17,514−1.8% | Reduced |
| ProShare Advisors LLC | 991,289 | $177.2M | 0.59% | −51,080−4.9% | Reduced |
| Principal Financial Group Inc | 1,016,991 | $181.8M | 0.13% | −17,003−1.6% | Reduced |
| California Public Employees Retirement System | 1,027,523 | $183.7M | 0.17% | −65,315−6.0% | Reduced |
| Eaton Vance Management | 1,081,614 | $193.3M | 0.27% | −9,175−0.8% | Reduced |
| Bank of Montreal | 878,814 | $194.2M | 0.14% | −5,294−0.6% | Reduced |
| Boston Partners | 1,093,278 | $196.3M | 0.27% | +8,325+0.8% | Added |
| Lazard Asset Management LLC | 1,145,249 | $204.7M | 0.28% | +40,186+3.6% | Added |
| Deutsche Bank AG | 1,208,516 | $216.0M | 0.12% | −248,916−17.1% | Reduced |
| TD Asset Management Inc | 1,344,523 | $240.3M | 0.28% | −233,340−14.8% | Reduced |
| JPMorgan Chase & Co | 1,424,764 | $254.7M | 0.04% | +94,804+7.1% | Added |
| UBS Group AG | 1,435,803 | $256.7M | 0.13% | +521,385+57.0% | Added |
| Price T Rowe Associates Inc | 1,652,783 | $295.5M | 0.04% | −1,553,386−48.4% | Reduced |
| Capital International Investors | 1,685,560 | $301.3M | 0.08% | +2890.0% | Added |
| Altshuler Shaham Ltd | 1,788,332 | $319.7M | 4.80% | +446,072+33.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,860,712 | $332.6M | 0.26% | +51,546+2.8% | Added |
| Diamond Hill Capital Management Inc | 1,904,823 | $340.5M | 1.49% | −19,644−1.0% | Reduced |
| Ameriprise Financial Inc | 1,967,307 | $351.3M | 0.12% | −324,428−14.2% | Reduced |
| Wells Fargo & Company | 2,078,788 | $371.6M | 0.12% | −175,336−7.8% | Reduced |
| Ontario Teachers Pension Plan Board | 2,089,284 | $373.5M | 5.23% | +145,409+7.5% | Added |
| Wellington Management Group LLP | 2,138,139 | $382.2M | 0.08% | −1,305,941−37.9% | Reduced |
| Swiss National Bank | 2,324,641 | $415.6M | 0.28% | −18,300−0.8% | Reduced |
| Dimensional Fund Advisors LP | 2,358,645 | $421.7M | 0.15% | +45,599+2.0% | Added |
| UBS Asset Management Americas Inc | 2,592,469 | $463.4M | 0.24% | −474,718−15.5% | Reduced |
| Charles Schwab Investment Management Inc | 2,689,580 | $480.8M | 0.17% | −7,747−0.3% | Reduced |
| Capital Research Global Investors | 2,822,191 | $504.5M | 0.16% | −403,772−12.5% | Reduced |
| Amundi | 3,130,082 | $531.9M | 0.43% | +422,355+15.6% | Added |
| Primecap Management Co | 2,979,993 | $532.7M | 0.48% | −18,715−0.6% | Reduced |
| Invesco Ltd. | 3,242,972 | $579.7M | 0.18% | −191,599−5.6% | Reduced |
| Nuveen Asset Management, LLC | 3,382,203 | $604.6M | 0.23% | −39,410−1.2% | Reduced |
| Goldman Sachs Group Inc | 3,489,714 | $623.8M | 0.18% | +290,406+9.1% | Added |
| Royal Bank of Canada | 3,618,014 | $646.8M | 0.20% | −41,939−1.1% | Reduced |
| Legal & General Group Plc | 3,712,736 | $663.7M | 0.23% | −73,162−1.9% | Reduced |
| Bank of America Corp | 4,707,691 | $841.5M | 0.10% | +147,811+3.2% | Added |
| Norges Bank | 4,753,593 | $849.8M | 0.22% | −244,643−4.9% | Reduced |
| Bank of New York Mellon Corp | 5,348,423 | $956.1M | 0.22% | +715,731+15.4% | Added |
| Morgan Stanley | 6,150,333 | $1.10B | 0.14% | +1,663,370+37.1% | Added |
| FMR LLC | 6,246,816 | $1.12B | 0.11% | +9,815+0.2% | Added |
| Northern Trust Corp | 7,183,113 | $1.28B | 0.28% | −175,147−2.4% | Reduced |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.31B | 7.43% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 7,503,268 | $1.34B | 0.95% | +230,946+3.2% | Added |
| Geode Capital Management, LLC | 8,889,664 | $1.59B | 0.23% | +109,551+1.2% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $3.18B | 3.63% | 00.0% | Unchanged |
| Capital World Investors | 27,120,533 | $4.85B | 1.03% | +6,995,910+34.8% | Added |
| BlackRock Inc. | 36,694,891 | $6.56B | 0.21% | −799,860−2.1% | Reduced |
| State Street Corp | 39,778,442 | $7.11B | 0.43% | −1,029,996−2.5% | Reduced |
| Vanguard Group Inc | 48,577,185 | $8.68B | 0.24% | +353,398+0.7% | Added |
| B. Riley Wealth Management, Inc. | 5,524 | – | – | +1,788+47.9% | Added |
| Westside Investment Management, Inc. | 709 | – | – | 00.0% | Unchanged |
| Bar Harbor Trust Services | 0 | $0 | 0.00% | −947−100.0% | Sold out |
| Ardevora Asset Management LLP | 0 | $0 | 0.00% | −320,377−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −264,430−100.0% | Sold out |
| Criteria Caixa, S.A.U. | 0 | $0 | 0.00% | −163,528−100.0% | Sold out |
| Shellback Capital, LP | 0 | $0 | 0.00% | −163,005−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −86,290−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −77,754−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −71,662−100.0% | Sold out |
| Impala Asset Management LLC | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Element Capital Management LLC | 0 | $0 | 0.00% | −41,211−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −36,338−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −34,930−100.0% | Sold out |
| SPX Equities Gestao de Recursos Ltda | 0 | $0 | 0.00% | −31,400−100.0% | Sold out |
| Kiwi Wealth Investments Limited Partnership | 0 | $0 | 0.00% | −30,109−100.0% | Sold out |
| L & S Advisors Inc | 0 | $0 | 0.00% | −29,787−100.0% | Sold out |
| Worldquant Millennium Advisors LLC | 0 | $0 | 0.00% | −25,276−100.0% | Sold out |
| Sabadell Asset Management, S.A S.G.I.I.C | 0 | $0 | 0.00% | −21,507−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −20,265−100.0% | Sold out |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −19,463−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −19,035−100.0% | Sold out |
| Channing Capital Management, LLC | 0 | $0 | 0.00% | −17,760−100.0% | Sold out |
| Resolute Capital Asset Partners LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Sphera Funds Management Ltd. | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |