Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sonora Investment Management Group, LLC | 4,797 | $857.0K | 0.08% | +40+0.8% | Added |
| Patriot Investment Management Inc. | 4,816 | $860.0K | 0.08% | +19+0.4% | Added |
| Garde Capital, Inc. | 4,811 | $860.0K | 0.10% | +83+1.8% | Added |
| Davis R M Inc | 4,810 | $860.0K | 0.02% | +245+5.4% | Added |
| Ingalls & Snyder LLC | 4,827 | $863.0K | 0.05% | 00.0% | Unchanged |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 4,847 | $866.0K | 0.05% | +1,231+34.0% | Added |
| Kovack Advisors, Inc. | 4,849 | $867.0K | 0.11% | −815−14.4% | Reduced |
| Csenge Advisory Group | 4,861 | $869.0K | 0.07% | −641−11.7% | Reduced |
| SevenBridge Financial Group, LLC | 4,894 | $875.0K | 0.35% | +209+4.5% | Added |
| HYA Advisors, Inc | 4,913 | $878.0K | 0.34% | −101−2.0% | Reduced |
| Continuum Advisory, LLC | 4,917 | $879.0K | 0.16% | −129−2.6% | Reduced |
| Good Life Advisors, LLC | 4,927 | $881.0K | 0.12% | −440−8.2% | Reduced |
| Pitcairn Co | 4,939 | $883.0K | 0.09% | −77−1.5% | Reduced |
| Princeton Global Asset Management LLC | 4,950 | $885.0K | 0.29% | −360−6.8% | Reduced |
| AIA Group Ltd | 4,958 | $886.0K | 0.05% | −904−15.4% | Reduced |
| Harfst & Associates, Inc. | 4,969 | $888.0K | 0.25% | −2,280−31.5% | Reduced |
| Laffer Tengler Investments | 4,968 | $888.1K | 0.31% | −109−2.1% | Reduced |
| Transamerica Financial Advisors, Inc. | 4,973 | $889.0K | 0.13% | +4,969+124,225.0% | Added |
| Alaethes Wealth LLC | 5,017 | $897.0K | 0.67% | +4,752+1,793.2% | Added |
| Forum Financial Management, LP | 5,032 | $900.0K | 0.05% | +209+4.3% | Added |
| Legacy Wealth Asset Management, LLC | 5,076 | $907.0K | 0.37% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 5,111 | $913.0K | 0.09% | +139+2.8% | Added |
| First Foundation Advisors | 5,129 | $917.0K | 0.04% | −463−8.3% | Reduced |
| Parkside Financial Bank & Trust | 5,145 | $919.0K | 0.28% | +3,264+173.5% | Added |
| GoalVest Advisory LLC | 5,299 | $921.0K | 0.58% | −105−1.9% | Reduced |
| Gamble Jones Investment Counsel | 5,168 | $924.0K | 0.07% | −2,750−34.7% | Reduced |
| United Bank | 5,175 | $925.0K | 0.14% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 5,173 | $925.0K | 0.69% | +611+13.4% | Added |
| CoreFirst Bank & Trust | 5,190 | $928.0K | 0.73% | +315+6.5% | Added |
| Arkadios Wealth Advisors | 5,193 | $928.0K | 0.14% | +408+8.5% | Added |
| Dynamic Advisor Solutions LLC | 5,195 | $929.0K | 0.07% | −50−1.0% | Reduced |
| Schnieders Capital Management LLC | 5,209 | $931.0K | 0.28% | −467−8.2% | Reduced |
| Maven Securities LTD | 5,208 | $931.0K | 0.16% | +2,557+96.5% | Added |
| HM Payson & Co | 5,255 | $939.0K | 0.02% | −47−0.9% | Reduced |
| WD Rutherford LLC | 5,264 | $941.0K | 0.73% | +220+4.4% | Added |
| Institute for Wealth Management, LLC. | 5,283 | $944.0K | 0.19% | 00.0% | Unchanged |
| SOL Capital Management CO | 5,287 | $945.0K | 0.19% | −6−0.1% | Reduced |
| PSI Advisors, LLC | 5,288 | $945.0K | 0.46% | +240+4.8% | Added |
| Howland Capital Management LLC | 5,305 | $948.0K | 0.06% | −40−0.7% | Reduced |
| Cozad Asset Management Inc | 5,312 | $950.0K | 0.15% | +2,003+60.5% | Added |
| Byrne Asset Management LLC | 5,321 | $951.0K | 0.70% | −12−0.2% | Reduced |
| Cladis Investment Advisory, LLC | 5,333 | $953.3K | 0.95% | −150−2.7% | Reduced |
| World Equity Group, Inc. | 5,357 | $957.5K | 0.24% | −619−10.4% | Reduced |
| Wolff Financial Management LLC | 5,363 | $959.0K | 0.43% | −50−0.9% | Reduced |
| Garrison Point Advisors, LLC | 5,370 | $960.0K | 0.80% | 00.0% | Unchanged |
| Rational Advisors LLC | 5,375 | $961.0K | 0.07% | −994−15.6% | Reduced |
| Independent Financial Group, LLC | 5,394 | $964.3K | 0.10% | −49−0.9% | Reduced |
| CPWM, LLC | 5,413 | $968.0K | 0.09% | +6+0.1% | Added |
| Proequities, Inc. | 5,414 | $968.0K | 0.08% | +60+1.1% | Added |
| Next Century Growth Investors LLC | 5,446 | $973.0K | 0.13% | −10,785−66.4% | Reduced |
| CFM Wealth Partners LLC | 5,442 | $973.0K | 0.29% | +34+0.6% | Added |
| M Holdings Securities, Inc. | 5,451 | $974.0K | 0.10% | −279−4.9% | Reduced |
| Eastern Bank | 5,453 | $974.0K | 0.05% | +35+0.6% | Added |
| Apollon Wealth Management, LLC | 5,467 | $977.0K | 0.08% | +47+0.9% | Added |
| Qtron Investments LLC | 5,463 | $977.0K | 0.21% | +5,463 | New |
| Van Strum & Towne Inc. | 5,492 | $981.0K | 0.42% | −120−2.1% | Reduced |
| Aureus Asset Management, LLC | 5,505 | $984.0K | 0.08% | −4,179−43.2% | Reduced |
| Barber Financial Group, Inc. | 5,533 | $989.0K | 0.16% | +32+0.6% | Added |
| St Germain D J Co Inc | 5,550 | $992.0K | 0.07% | −34−0.6% | Reduced |
| Nations Financial Group Inc, | 5,551 | $992.0K | 0.13% | +419+8.2% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $998.0K | 0.04% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 5,593 | $1.00M | 0.31% | +815+17.1% | Added |
| Penobscot Investment Management Company, Inc. | 5,605 | $1.00M | 0.17% | −50−0.9% | Reduced |
| Comerica Securities,inc. | 5,606 | $1.00M | 0.08% | +293+5.5% | Added |
| Tempus Wealth Planning, LLC | 5,628 | $1.01M | 0.83% | −18−0.3% | Reduced |
| Rothschild Investment Corp | 5,652 | $1.01M | 0.09% | +267+5.0% | Added |
| Symmetry Partners, LLC | 5,683 | $1.02M | 0.07% | −212−3.6% | Reduced |
| Flputnam Investment Management Co | 5,701 | $1.02M | 0.04% | +1,978+53.1% | Added |
| WMS Partners, LLC | 5,711 | $1.02M | 0.16% | +1,504+35.7% | Added |
| StoneX Group Inc. | 5,717 | $1.02M | 0.12% | −582−9.2% | Reduced |
| Baker Tilly Wealth Management, LLC | 5,721 | $1.02M | 0.13% | +19+0.3% | Added |
| Founders Financial Alliance, LLC | 5,753 | $1.03M | 0.52% | +2,622+83.7% | Added |
| Trexquant Investment LP | 5,748 | $1.03M | 0.05% | +5,748 | New |
| Duff & Phelps Investment Management Co | 5,775 | $1.03M | 0.01% | 00.0% | Unchanged |
| Arbor Trust Wealth Advisors, LLC | 5,775 | $1.03M | 0.72% | +565+10.8% | Added |
| TKG Advisors, LLC | 5,785 | $1.03M | 0.89% | +184+3.3% | Added |
| Flaharty Asset Management, LLC | 5,785 | $1.03M | 0.21% | +1,650+39.9% | Added |
| EP Wealth Advisors, LLC | 5,802 | $1.04M | 0.02% | +259+4.7% | Added |
| Wade G W & Inc | 5,812 | $1.04M | 0.05% | −38−0.6% | Reduced |
| Palumbo Wealth Management LLC | 5,821 | $1.04M | 0.83% | +33+0.6% | Added |
| Thoroughbred Financial Services, LLC | 5,830 | $1.04M | 0.19% | +63+1.1% | Added |
| True North Advisors, LLC | 5,844 | $1.04M | 0.33% | 00.0% | Unchanged |
| Sequent Asset Management, LLC | 5,861 | $1.05M | 0.77% | −30−0.5% | Reduced |
| Stonegate Investment Group, LLC | 5,871 | $1.05M | 0.05% | +1,016+20.9% | Added |
| Citizens Financial Group Inc | 5,892 | $1.05M | 0.04% | −124−2.1% | Reduced |
| Beaton Management Co. Inc. | 5,903 | $1.05M | 0.75% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 5,914 | $1.06M | 0.27% | +2,032+52.3% | Added |
| Keudell/Morrison Wealth Management | 5,963 | $1.07M | 0.39% | +7+0.1% | Added |
| Cahill Financial Advisors Inc | 5,971 | $1.07M | 0.23% | −414−6.5% | Reduced |
| First National Bank Sioux Falls | 5,970 | $1.07M | 1.36% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 5,979 | $1.07M | 0.01% | +1,043+21.1% | Added |
| Arjuna Capital | 5,985 | $1.07M | 0.52% | +5,985 | New |
| Assenagon Asset Management S.A. | 5,999 | $1.07M | 0.00% | −124,299−95.4% | Reduced |
| Coastal Investment Advisors, Inc. | 6,021 | $1.07M | 0.26% | +315+5.5% | Added |
| K.J. Harrison & Partners Inc | 6,000 | $1.07M | 0.29% | −8,000−57.1% | Reduced |
| Private Asset Management Inc | 6,015 | $1.07M | 0.17% | +103+1.7% | Added |
| Amarillo National Bank | 6,027 | $1.08M | 0.24% | +54+0.9% | Added |
| Haverford Trust Co | 6,029 | $1.08M | 0.01% | −629−9.4% | Reduced |
| NorthRock Partners, LLC | 6,051 | $1.08M | 0.11% | +67+1.1% | Added |
| Graypoint LLC | 6,058 | $1.08M | 0.14% | −849−12.3% | Reduced |