Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bartlett & Co. LLC | 2,723 | $607.0K | 0.01% | +183+7.2% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,805 | $609.0K | 0.25% | +213+8.2% | Added |
| Manchester Capital Management LLC | 2,736 | $610.0K | 0.09% | −725−20.9% | Reduced |
| Saxon Interests, Inc. | 2,746 | $612.0K | 0.33% | −374−12.0% | Reduced |
| Zeke Capital Advisors, LLC | 2,747 | $612.0K | 0.03% | +2,747 | New |
| Benin Management CORP | 2,756 | $614.0K | 0.19% | 00.0% | Unchanged |
| Carret Asset Management, LLC | 2,762 | $616.0K | 0.07% | +250+10.0% | Added |
| WESPAC Advisors SoCal, LLC | 2,775 | $618.0K | 0.19% | +2,775 | New |
| Perigon Wealth Management, LLC | 2,777 | $619.0K | 0.04% | −310−10.0% | Reduced |
| Aspiriant, LLC | 2,773 | $619.0K | 0.03% | +83+3.1% | Added |
| Girard Partners Ltd. | 2,783 | $620.0K | 0.07% | −202−6.8% | Reduced |
| Corundum Group, Inc. | 2,785 | $621.0K | 0.58% | +121+4.5% | Added |
| Flagship Harbor Advisors, LLC | 2,796 | $623.0K | 0.06% | +78+2.9% | Added |
| Sippican Capital Advisors | 2,800 | $624.0K | 0.52% | 00.0% | Unchanged |
| Peavine Capital, LLC | 2,800 | $624.0K | 0.12% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 2,800 | $624.0K | 0.28% | +389+16.1% | Added |
| Well Done, LLC | 2,810 | $626.0K | 0.13% | −175−5.9% | Reduced |
| MPS Loria Financial Planners, LLC | 2,812 | $626.0K | 0.26% | +4+0.1% | Added |
| 55I, LLC | 2,816 | $628.0K | 0.01% | −112−3.8% | Reduced |
| Avalon Investment & Advisory | 2,822 | $629.0K | 0.02% | −43,985−94.0% | Reduced |
| Mechanics Bank Trust Department | 2,822 | $629.0K | 0.10% | −6−0.2% | Reduced |
| Sound View Wealth Advisors Group, LLC | 2,826 | $630.0K | 0.12% | +259+10.1% | Added |
| Clear Creek Financial Management, LLC | 2,826 | $630.0K | 0.10% | +734+35.1% | Added |
| VeraBank, N.A. | 2,835 | $631.0K | 0.33% | 00.0% | Unchanged |
| KLCM Advisors, Inc. | 2,836 | $632.0K | 0.13% | +932+48.9% | Added |
| Ferris Capital, LLC | 2,843 | $633.0K | 0.14% | +150+5.6% | Added |
| HCR Wealth Advisors | 2,847 | $634.0K | 0.10% | −54−1.9% | Reduced |
| Martin Capital Advisors, LLP | 2,845 | $634.0K | 0.43% | 00.0% | Unchanged |
| Wealth Effects LLC | 2,848 | $635.0K | 0.30% | +340+13.6% | Added |
| Fulton Bank, N.A. | 2,855 | $636.0K | 0.03% | +5+0.2% | Added |
| Ballast, Inc. | 2,880 | $641.0K | 0.25% | +47+1.7% | Added |
| International Assets Investment Management, LLC | 2,885 | $643.0K | 0.12% | −327−10.2% | Reduced |
| Parcion Private Wealth LLC | 2,954 | $644.0K | 0.06% | +58+2.0% | Added |
| Nicolet Bankshares Inc | 2,890 | $644.0K | 0.14% | −99−3.3% | Reduced |
| BOK Financial Private Wealth, Inc. | 2,897 | $645.0K | 0.05% | +329+12.8% | Added |
| Boston Financial Mangement LLC | 2,905 | $647.0K | 0.02% | +171+6.3% | Added |
| Bath Savings Trust Co | 2,906 | $647.0K | 0.07% | +351+13.7% | Added |
| Intrust Bank NA | 2,906 | $647.0K | 0.08% | +951+48.6% | Added |
| Reynders McVeigh Capital Management, LLC | 2,909 | $648.0K | 0.04% | −59−2.0% | Reduced |
| Peregrine Asset Advisers, Inc. | 2,920 | $651.0K | 0.33% | −539−15.6% | Reduced |
| Wealthspan Partners, LLC | 2,927 | $652.0K | 0.59% | 00.0% | Unchanged |
| Lion Street Advisors, LLC | 2,926 | $653.0K | 0.33% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 2,936 | $654.0K | 0.10% | 00.0% | Unchanged |
| DSC Advisors, L.P. | 2,935 | $654.0K | 0.52% | +1,490+103.1% | Added |
| Eagle Bluffs Wealth Management LLC | 2,940 | $655.0K | 0.63% | +71+2.5% | Added |
| Gamco Investors, Inc. Et Al | 2,953 | $658.0K | 0.01% | −2,718−47.9% | Reduced |
| Hilltop Holdings Inc. | 2,958 | $659.0K | 0.07% | −1,933−39.5% | Reduced |
| Cape Cod Five Cents Savings Bank | 2,973 | $663.0K | 0.07% | −274−8.4% | Reduced |
| Morse Asset Management, Inc | 2,974 | $663.0K | 0.16% | +360+13.8% | Added |
| CWA Asset Management Group, LLC | 2,989 | $666.0K | 0.05% | +118+4.1% | Added |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $668.0K | 0.22% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 3,000 | $668.0K | 0.31% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,018 | $672.0K | 0.16% | −330−9.9% | Reduced |
| Quadrant Capital Group LLC | 3,029 | $675.0K | 0.08% | +193+6.8% | Added |
| Diligent Investors, LLC | 3,046 | $679.0K | 0.20% | +126+4.3% | Added |
| Clearstead Advisors, LLC | 3,048 | $679.0K | 0.05% | +1,031+51.1% | Added |
| Kavar Capital Partners Group, LLC | 3,048 | $679.0K | 0.15% | +1,050+52.6% | Added |
| Maryland Capital Management | 3,053 | $680.0K | 0.04% | −234−7.1% | Reduced |
| Arete Wealth Advisors, LLC | 3,055 | $681.0K | 0.06% | +89+3.0% | Added |
| Abacus Planning Group, Inc. | 3,061 | $682.0K | 0.18% | +153+5.3% | Added |
| Live Oak Private Wealth LLC | 3,081 | $687.0K | 0.13% | +126+4.3% | Added |
| GeoWealth Management, LLC | 3,085 | $688.0K | 0.06% | +1,258+68.9% | Added |
| First Heartland Consultants, Inc. | 3,093 | $689.0K | 0.11% | +402+14.9% | Added |
| Tiedemann Advisors, LLC | 3,109 | $692.0K | 0.04% | +62+2.0% | Added |
| First Western Trust Bank | 3,103 | $692.0K | 0.04% | +3,103 | New |
| Balentine LLC | 3,117 | $695.0K | 0.02% | +870+38.7% | Added |
| CCG Wealth Management, LLC | 3,121 | $695.0K | 0.34% | +3,121 | New |
| 626 Financial, LLC | 3,124 | $696.0K | 0.45% | +46+1.5% | Added |
| Founders Financial Alliance, LLC | 3,131 | $698.0K | 0.31% | +22+0.7% | Added |
| Evergreen Capital Management LLC | 3,131 | $698.0K | 0.03% | +216+7.4% | Added |
| Gray Wealth Management Inc. | 3,137 | $699.0K | 0.36% | +261+9.1% | Added |
| Willow Creek Wealth Management Inc. | 3,142 | $700.0K | 0.14% | 00.0% | Unchanged |
| Sweet Financial Partners, LLC | 3,142 | $700.0K | 0.19% | +121+4.0% | Added |
| Archer Investment Corp | 3,168 | $700.9K | 0.25% | 00.0% | Unchanged |
| Financial Management Network Inc | 3,179 | $702.0K | 0.36% | +3+0.1% | Added |
| DMG Group, LLC | 3,255 | $704.0K | 0.79% | −491−13.1% | Reduced |
| Pathway Financial Advisors LLC | 3,163 | $705.0K | 0.26% | −100−3.1% | Reduced |
| Somerville Kurt F | 3,165 | $705.0K | 0.11% | +55+1.8% | Added |
| CMG Global Holdings, LLC | 3,167 | $706.0K | 0.58% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 3,184 | $709.0K | 0.56% | +3,184 | New |
| Applied Capital LLC | 3,221 | $718.0K | 0.46% | −150−4.4% | Reduced |
| Rollins Financial | 3,221 | $718.0K | 0.21% | −22−0.7% | Reduced |
| Security Financial Services, INC. | 3,227 | $719.0K | 0.23% | −166−4.9% | Reduced |
| CNB Bank | 3,248 | $723.0K | 0.41% | +280+9.4% | Added |
| XML Financial, LLC | 3,249 | $724.0K | 0.09% | +107+3.4% | Added |
| Ironwood Investment Counsel, LLC | 3,264 | $727.0K | 0.18% | −6−0.2% | Reduced |
| Cardiff Park Advisors, LLC | 3,268 | $728.0K | 0.10% | +84+2.6% | Added |
| King Wealth | 3,272 | $729.0K | 0.14% | +2+0.1% | Added |
| Atwood & Palmer Inc | 3,283 | $732.0K | 0.06% | 00.0% | Unchanged |
| Indiana Trust & Investment Management CO | 3,296 | $734.0K | 0.35% | −100−2.9% | Reduced |
| qPULA Trading Management LP | 3,299 | $735.0K | 0.98% | +1,547+88.3% | Added |
| Journey Advisory Group, LLC | 3,305 | $736.0K | 0.19% | +184+5.9% | Added |
| Carmichael Hill & Associates, Inc. | 3,306 | $737.0K | 0.37% | −125−3.6% | Reduced |
| Cozad Asset Management Inc | 3,309 | $737.0K | 0.10% | +788+31.3% | Added |
| First Command Financial Services, Inc. | 3,318 | $739.0K | 0.10% | +43+1.3% | Added |
| First Command Bank | 3,318 | $739.0K | 0.10% | +233+7.6% | Added |
| Warren Averett Asset Management, LLC | 3,319 | $740.0K | 0.06% | +94+2.9% | Added |
| Strategic Blueprint, LLC | 3,327 | $741.0K | 0.09% | +299+9.9% | Added |
| Trust Co | 3,332 | $742.0K | 0.14% | −950−22.2% | Reduced |
| Rafferty Asset Management, LLC | 3,335 | $743.0K | 0.00% | −2,141−39.1% | Reduced |