Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Proficio Capital Partners LLC | 2,178 | $485.0K | 0.07% | −277−11.3% | Reduced |
| Hills Bank & Trust Co | 2,179 | $485.0K | 0.07% | −210−8.8% | Reduced |
| Compton Capital Management Inc | 2,200 | $490.0K | 0.14% | −50−2.2% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $490.0K | 0.15% | 00.0% | Unchanged |
| Summit Financial, LLC | 2,200 | $490.2K | 0.04% | +44+2.0% | Added |
| Evanson Asset Management, LLC | 2,205 | $491.0K | 0.05% | 00.0% | Unchanged |
| NCM Capital Management, LLC | 2,205 | $491.0K | 0.31% | +5+0.2% | Added |
| Heron Financial Group, LLC | 2,201 | $491.0K | 0.26% | −8−0.4% | Reduced |
| MQS Management LLC | 2,219 | $494.0K | 0.40% | +2,219 | New |
| Smith Anglin Financial, LLC | 2,221 | $495.0K | 0.11% | +110+5.2% | Added |
| Intersect Capital LLC | 2,227 | $496.0K | 0.10% | −236−9.6% | Reduced |
| Johnson Financial Group, Inc. | 2,225 | $496.0K | 0.04% | +167+8.1% | Added |
| Bensler, LLC | 2,228 | $496.5K | 0.10% | +2,228 | New |
| Delphia (USA) Inc. | 2,229 | $497.0K | 0.37% | −763−25.5% | Reduced |
| Riverwater Partners LLC | 2,229 | $497.0K | 0.82% | +38+1.7% | Added |
| Northwest Bancshares, Inc. | 2,229 | $497.0K | 0.10% | +335+17.7% | Added |
| Cahaba Wealth Management, Inc. | 2,373 | $499.0K | 0.07% | −90−3.7% | Reduced |
| Warther Private Wealth, LLC | 2,272 | $499.0K | 0.33% | +737+48.0% | Added |
| Athena Investment Management | 2,238 | $500.0K | 0.39% | +2,238 | New |
| Alps Advisors Inc | 2,254 | $502.0K | 0.01% | −1,672−42.6% | Reduced |
| Goepper Burkhardt LLC | 2,260 | $504.0K | 0.31% | 00.0% | Unchanged |
| Aberdeen Wealth Management LLC | 2,266 | $505.0K | 0.34% | 00.0% | Unchanged |
| Chicago Trust Co NA | 2,270 | $506.0K | 0.11% | −8,261−78.4% | Reduced |
| Advisors Management Group Inc | 2,275 | $507.0K | 0.17% | +120+5.6% | Added |
| TrinityPoint Wealth, LLC | 2,276 | $507.0K | 0.09% | +408+21.8% | Added |
| C2C Wealth Management, LLC | 2,165 | $508.0K | 0.09% | +560+34.9% | Added |
| Summit Financial Strategies, Inc. | 2,284 | $509.0K | 0.10% | −36−1.6% | Reduced |
| Capital Planning Advisors, LLC | 2,286 | $509.0K | 0.11% | +120+5.5% | Added |
| Lester Murray Antman dba SimplyRich | 2,292 | $510.0K | 0.18% | −3,878−62.9% | Reduced |
| Mechanics Financial Corp | 2,300 | $512.0K | 0.26% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 2,305 | $513.0K | 0.03% | −8−0.3% | Reduced |
| Norway Savings Bank | 2,302 | $513.0K | 0.23% | +1,325+135.6% | Added |
| Montag A & Associates Inc | 2,315 | $516.0K | 0.03% | 00.0% | Unchanged |
| Acorn Wealth Advisors, LLC | 2,328 | $519.0K | 0.36% | +8+0.3% | Added |
| Hotaling Investment Management, LLC | 2,330 | $519.0K | 0.20% | +2,330 | New |
| Foundations Investment Advisors, LLC | 2,286 | $521.0K | 0.02% | −41−1.8% | Reduced |
| Fundamentun, LLC | 2,340 | $522.0K | 0.09% | +177+8.2% | Added |
| Summit Wealth Partners, LLC | 2,343 | $522.1K | 0.12% | 00.0% | Unchanged |
| Taylor Hoffman Wealth Management | 2,346 | $523.0K | 0.21% | −427−15.4% | Reduced |
| Fort Sheridan Advisors LLC | 2,345 | $523.0K | 0.15% | +270+13.0% | Added |
| First Affirmative Financial Network | 2,351 | $524.0K | 0.50% | +46+2.0% | Added |
| Wayfinding Financial, LLC | 2,448 | $525.0K | 0.44% | +170+7.5% | Added |
| Garner Asset Management Corp | 2,359 | $526.0K | 0.21% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 2,371 | $528.0K | 0.29% | +80+3.5% | Added |
| Benjamin Edwards Inc | 2,371 | $528.0K | 0.15% | +610+34.6% | Added |
| Tarbox Family Office, Inc. | 2,385 | $531.0K | 0.11% | −79−3.2% | Reduced |
| Raleigh Capital Management Inc. | 2,389 | $532.0K | 0.29% | +2,346+5,455.8% | Added |
| Day & Ennis, LLC | 2,396 | $534.0K | 0.18% | +2+0.1% | Added |
| Regent Investment Management LLC | 2,400 | $535.0K | 0.12% | +100+4.3% | Added |
| Clarus Group, Inc. | 2,403 | $535.0K | 0.36% | +503+26.5% | Added |
| Ocean Capital Management, LLC | 2,400 | $539.0K | 0.22% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 2,425 | $540.0K | 0.14% | −794−24.7% | Reduced |
| Wedmont Private Capital | 2,451 | $541.0K | 0.12% | +182+8.0% | Added |
| Stephens Consulting, LLC | 2,451 | $546.1K | 0.45% | −310−11.2% | Reduced |
| First Citizens Financial Corp | 2,454 | $547.0K | 0.41% | 00.0% | Unchanged |
| Trillium Asset Management, LLC | 2,460 | $548.0K | 0.01% | −29−1.2% | Reduced |
| Claris Advisors, LLC | 2,479 | $552.0K | 0.59% | 00.0% | Unchanged |
| Alan B. Lancz & Associates, Inc. | 2,492 | $555.0K | 0.49% | +200+8.7% | Added |
| Cornerstone Wealth Management, LLC | 2,495 | $556.0K | 0.05% | −457−15.5% | Reduced |
| First National Bank of Hutchinson | 2,496 | $556.0K | 0.32% | +31+1.3% | Added |
| Corton Capital Inc. | 2,495 | $556.0K | 0.24% | +2,495 | New |
| 180 Wealth Advisors, LLC | 2,405 | $558.0K | 0.12% | −11−0.5% | Reduced |
| Seelaus Asset Management LLC | 2,511 | $560.0K | 0.33% | −150−5.6% | Reduced |
| IFG Advisory, LLC | 2,517 | $560.0K | 0.06% | +376+17.6% | Added |
| Hexagon Capital Partners LLC | 2,519 | $561.0K | 0.15% | +10.0% | Added |
| W Advisors, LLC | 2,537 | $566.0K | 0.43% | +203+8.7% | Added |
| Concord Wealth Partners | 2,544 | $567.0K | 0.15% | +50+2.0% | Added |
| Landaas & Co | 2,751 | $569.0K | 0.30% | 00.0% | Unchanged |
| Bill Few Associates, Inc. | 2,554 | $569.0K | 0.31% | +80+3.2% | Added |
| Heritage Wealth Advisors | 2,556 | $570.0K | 0.03% | −30−1.2% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,557 | $570.0K | 0.31% | +44+1.8% | Added |
| Fractal Investments LLC | 2,581 | $575.0K | 0.17% | −10−0.4% | Reduced |
| Castleark Management LLC | 2,590 | $577.0K | 0.02% | −950−26.8% | Reduced |
| Mather Group, LLC. | 2,592 | $577.0K | 0.01% | +165+6.8% | Added |
| Security National Bank | 2,597 | $579.0K | 0.13% | −200−7.2% | Reduced |
| Windsor Capital Management, LLC | 2,602 | $579.0K | 0.18% | −18−0.7% | Reduced |
| Bank of Nova Scotia Trust Co | 2,598 | $579.0K | 0.05% | −4−0.2% | Reduced |
| Perpetual Investment Management Ltd | 2,600 | $579.0K | 0.07% | 00.0% | Unchanged |
| Pine Haven Investment Counsel, Inc | 2,604 | $580.0K | 0.57% | +10.0% | Added |
| Mendel Money Management | 2,607 | $581.0K | 0.28% | +2,607 | New |
| CPR Investments Inc. | 2,636 | $587.0K | 0.49% | −158−5.7% | Reduced |
| PrairieView Partners, LLC | 2,641 | $588.0K | 0.08% | −706−21.1% | Reduced |
| Kozak & Associates, Inc. | 2,778 | $588.0K | 0.38% | 00.0% | Unchanged |
| Zhang Financial LLC | 2,650 | $590.0K | 0.10% | +134+5.3% | Added |
| Maven Securities LTD | 2,651 | $591.0K | 0.12% | −5,704−68.3% | Reduced |
| Sawtooth Solutions, LLC | 2,651 | $591.0K | 0.07% | −2,733−50.8% | Reduced |
| Opes Wealth Management LLC | 2,666 | $594.0K | 0.19% | 00.0% | Unchanged |
| Platform Technology Partners | 2,669 | $595.0K | 0.29% | +229+9.4% | Added |
| 9258 Wealth Management, LLC | 2,676 | $596.0K | 0.14% | +251+10.4% | Added |
| Tobam | 2,675 | $596.0K | 0.03% | +940+54.2% | Added |
| Northstar Group, Inc. | 2,681 | $598.0K | 0.14% | −375−12.3% | Reduced |
| Capstone Financial Advisors, Inc. | 2,684 | $598.0K | 0.04% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 2,690 | $599.0K | 0.11% | −470−14.9% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,690 | $599.0K | 0.22% | −400−12.9% | Reduced |
| Rossmore Private Capital | 2,693 | $600.0K | 0.09% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 2,713 | $604.0K | 0.22% | +70+2.6% | Added |
| LCNB Corp | 2,717 | $605.0K | 0.28% | 00.0% | Unchanged |
| Kore Private Wealth LLC | 2,717 | $605.0K | 0.08% | +81+3.1% | Added |
| Bartlett & Co. Wealth Management LLC | 2,723 | $606.8K | 0.01% | +183+7.2% | Added |
| Toth Financial Advisory Corp | 2,723 | $607.0K | 0.09% | −10−0.4% | Reduced |