Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Relyea Zuckerberg Hanson LLC | 1,344 | $293.0K | 0.10% | +130+10.7% | Added |
| J2 Capital Management Inc | 1,321 | $294.0K | 0.32% | +29+2.2% | Added |
| Compass Financial Advisors LLC | 1,321 | $294.0K | 0.33% | +139+11.8% | Added |
| apricus wealth, LLC | 1,250 | $294.0K | 0.24% | +1,250 | New |
| Indie Asset Partners, LLC | 1,335 | $297.0K | 0.22% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 1,334 | $297.0K | 0.30% | +46+3.6% | Added |
| WestHill Financial Advisors, Inc. | 1,339 | $298.0K | 0.09% | 00.0% | Unchanged |
| Coyle Financial Counsel LLC | 1,340 | $299.0K | 0.16% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 1,348 | $300.0K | 0.01% | −2,081−60.7% | Reduced |
| Winslow Asset Management Inc | 1,345 | $300.0K | 0.06% | −100−6.9% | Reduced |
| Alerus Financial NA | 1,351 | $301.0K | 0.03% | −63−4.5% | Reduced |
| SFMG, LLC | 1,350 | $301.0K | 0.03% | −62−4.4% | Reduced |
| Rosenberg Matthew Hamilton | 1,352 | $301.0K | 0.11% | +78+6.1% | Added |
| RKL Wealth Management LLC | 1,351 | $301.0K | 0.04% | +133+10.9% | Added |
| Hall Laurie J Trustee | 1,355 | $302.0K | 0.12% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 1,354 | $302.0K | 0.02% | +1,354 | New |
| Curated Wealth Partners LLC | 1,453 | $303.0K | 0.10% | 00.0% | Unchanged |
| CWS Financial Advisors, LLC | 1,360 | $303.0K | 0.11% | 00.0% | Unchanged |
| Nadler Financial Group, Inc. | 1,365 | $304.0K | 0.05% | −104−7.1% | Reduced |
| YorkBridge Wealth Partners, LLC | 1,371 | $305.0K | 0.07% | +16+1.2% | Added |
| Lakeview Capital Partners, LLC | 1,367 | $305.0K | 0.16% | +39+2.9% | Added |
| Richwood Investment Advisors, LLC | 1,371 | $305.0K | 0.27% | +800+140.1% | Added |
| Valley National Advisers Inc | 1,379 | $307.0K | 0.06% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 1,378 | $307.0K | 0.00% | 00.0% | Unchanged |
| Blankinship & Foster, LLC | 1,377 | $307.0K | 0.12% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,378 | $307.0K | 0.08% | +834+153.3% | Added |
| Echo45 Advisors LLC | 1,387 | $309.0K | 0.24% | −115−7.7% | Reduced |
| Barr E S & Co | 1,385 | $309.0K | 0.02% | −50−3.5% | Reduced |
| Cortland Associates Inc | 1,387 | $309.0K | 0.04% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 1,389 | $309.0K | 0.04% | 00.0% | Unchanged |
| Frisch Financial Group, Inc. | 1,390 | $310.0K | 0.10% | −4−0.3% | Reduced |
| Peoples Financial Services Corp. | 1,389 | $310.0K | 0.13% | +714+105.8% | Added |
| Jmac Enterprises LLC | 1,394 | $311.0K | 0.07% | +18+1.3% | Added |
| Wellington Shields Capital Management, LLC | 1,400 | $312.0K | 0.03% | −4,550−76.5% | Reduced |
| New Jersey Better Educational Savings Trust | 1,400 | $312.0K | 0.76% | 00.0% | Unchanged |
| First National Corp | 1,403 | $313.0K | 0.07% | −2−0.1% | Reduced |
| Enterprise Financial Services Corp | 1,404 | $313.0K | 0.05% | +22+1.6% | Added |
| Mizuho Securities Co. Ltd. | 1,407 | $313.0K | 0.07% | +901+178.1% | Added |
| Monterey Private Wealth, Inc. | 1,404 | $313.0K | 0.15% | +1,404 | New |
| Cadinha & Co LLC | 1,410 | $314.0K | 0.05% | −65−4.4% | Reduced |
| Acas, LLC | 1,411 | $314.0K | 0.42% | 00.0% | Unchanged |
| Asset Management Corp | 1,410 | $314.0K | 0.19% | +1,410 | New |
| TFG Advisers LLC | 1,415 | $315.0K | 0.14% | +151+11.9% | Added |
| Old Point Trust & Financial Services N A | 1,420 | $316.0K | 0.13% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,421 | $317.0K | 0.15% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 1,431 | $319.0K | 0.17% | +93+7.0% | Added |
| Marotta Asset Management | 1,432 | $319.1K | 0.07% | +51+3.7% | Added |
| N.E.W. Advisory Services LLC | 1,379 | $320.0K | 0.06% | −811−37.0% | Reduced |
| L2 Asset Management, LLC | 1,435 | $320.0K | 0.20% | +1,435 | New |
| Financial Partners Group, Inc | 1,441 | $321.0K | 0.07% | −57−3.8% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,495 | $321.0K | 0.22% | 00.0% | Unchanged |
| Ledyard National Bank | 1,447 | $322.0K | 0.03% | −150−9.4% | Reduced |
| Strategic Equity Management | 1,445 | $322.0K | 0.12% | +7+0.5% | Added |
| ERTS Wealth Advisors, LLC | 1,450 | $323.0K | 0.09% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,452 | $324.0K | 0.04% | −95−6.1% | Reduced |
| Prosperity Consulting Group, LLC | 1,457 | $325.0K | 0.24% | +4+0.3% | Added |
| BBR Partners, LLC | 1,464 | $326.0K | 0.03% | 00.0% | Unchanged |
| PBMares Wealth Management LLC | 1,461 | $326.0K | 0.20% | +80+5.8% | Added |
| PDS Planning, Inc | 1,463 | $326.0K | 0.06% | +211+16.9% | Added |
| ProVise Management Group, LLC | 1,471 | $328.0K | 0.03% | +62+4.4% | Added |
| Hohimer Wealth Management, LLC | 1,476 | $329.0K | 0.06% | +18+1.2% | Added |
| Bell Bank | 1,480 | $330.0K | 0.04% | 00.0% | Unchanged |
| Brewin Dolphin Wealth Management Ltd | 1,480 | $330.0K | 0.04% | 00.0% | Unchanged |
| Independent Family Office, LLC | 1,484 | $331.0K | 0.11% | +1,484 | New |
| Highview Capital Management LLC | 1,490 | $332.0K | 0.21% | +330+28.4% | Added |
| Lafayette Investments, Inc. | 1,500 | $334.0K | 0.08% | −500−25.0% | Reduced |
| Rbo & Co LLC | 1,500 | $334.0K | 0.05% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $334.0K | 0.01% | 00.0% | Unchanged |
| united american securities inc. (d/b/a uas asset management) | 1,500 | $334.0K | 0.07% | +1,500 | New |
| Fortitude Advisory Group L.L.C. | 1,510 | $336.0K | 0.18% | 00.0% | Unchanged |
| Heartwood Wealth Advisors LLC | 1,510 | $336.0K | 0.05% | +1,510 | New |
| Buckingham Strategic Partners | 1,504 | $336.0K | 0.03% | +1,504 | New |
| Waypoint Capital Advisors, LLC | 1,520 | $338.0K | 0.20% | +44+3.0% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,523 | $339.0K | 0.00% | +587+62.7% | Added |
| Albion Financial Group | 1,526 | $340.0K | 0.03% | −3−0.2% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,525 | $340.0K | 0.03% | +75+5.2% | Added |
| Soltis Investment Advisors LLC | 1,530 | $341.0K | 0.05% | −241−13.6% | Reduced |
| ZWJ Investment Counsel Inc | 1,531 | $341.0K | 0.02% | −34−2.2% | Reduced |
| WNY Asset Management, LLC | 1,540 | $342.0K | 0.11% | +18+1.2% | Added |
| Summit X, LLC | 1,532 | $342.0K | 0.08% | +159+11.6% | Added |
| Balasa Dinverno & Foltz LLC | 1,537 | $342.0K | 0.02% | +1,537 | New |
| Sugarloaf Wealth Management, LLC | 1,539 | $343.0K | 0.08% | +12+0.8% | Added |
| SAM Advisors, LLC | 1,540 | $343.0K | 0.15% | +1,540 | New |
| Burton Enright Welch | 1,546 | $344.5K | 0.19% | −2−0.1% | Reduced |
| Jupiter Asset Management Ltd | 1,548 | $345.0K | 0.00% | −190−10.9% | Reduced |
| Signet Investment Advisory Group, Inc. | 1,550 | $345.0K | 0.21% | −50−3.1% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,550 | $345.0K | 0.40% | −23−1.5% | Reduced |
| Kings Point Capital Management | 1,551 | $345.0K | 0.03% | −19−1.2% | Reduced |
| BNC Wealth Management, LLC | 1,548 | $345.0K | 0.17% | +74+5.0% | Added |
| Bedel Financial Consulting, Inc. | 1,548 | $345.0K | 0.11% | +80+5.4% | Added |
| Icapital Wealth LLC | 1,600 | $345.4K | 0.14% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 1,555 | $346.0K | 0.17% | +2+0.1% | Added |
| Altus Wealth Group LLC | 1,553 | $346.0K | 0.28% | 00.0% | Unchanged |
| Operose Advisors LLC | 1,551 | $346.0K | 0.24% | +7+0.5% | Added |
| Peddock Capital Advisors, LLC | 1,553 | $346.0K | 0.11% | +1,553 | New |
| Charter Oak Capital Management, LLC | 1,557 | $347.0K | 0.04% | +13+0.8% | Added |
| Doyle Wealth Management | 1,561 | $348.0K | 0.03% | −4−0.3% | Reduced |
| First Farmers & Merchants Bank / Trust | 1,565 | $348.0K | 0.37% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,562 | $348.0K | 0.19% | +95+6.5% | Added |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,560 | $348.0K | 0.13% | +102+7.0% | Added |