Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Corsicana & Co. | 266 | $59.0K | 0.04% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 266 | $59.0K | 0.01% | +3+1.1% | Added |
| Earnest Partners LLC | 286 | $64.0K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 291 | $65.0K | 0.02% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 314 | $66.0K | 0.05% | +41+15.0% | Added |
| Estabrook Capital Management | 300 | $66.8K | 0.01% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 300 | $67.0K | 0.02% | −40−11.8% | Reduced |
| Estate Counselors, LLC | 303 | $67.0K | 0.01% | 00.0% | Unchanged |
| Smith Group Asset Management, LLC | 300 | $67.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 307 | $68.0K | 0.02% | +1+0.3% | Added |
| Marquette Asset Management, LLC | 303 | $68.0K | 0.02% | +3+1.0% | Added |
| Lloyd Advisory Services, LLC. | 307 | $68.0K | 0.03% | +87+39.5% | Added |
| San Luis Wealth Advisors LLC | 330 | $68.0K | 0.03% | +330 | New |
| Worth Asset Management, LLC | 334 | $68.0K | 0.04% | +334 | New |
| Motco | 308 | $69.0K | 0.00% | +251+440.4% | Added |
| O'Dell Group, LLC | 314 | $70.0K | 0.02% | +1+0.3% | Added |
| JNBA Financial Advisors | 323 | $72.0K | 0.01% | +4+1.3% | Added |
| Rise Advisors, LLC | 322 | $72.0K | 0.06% | +25+8.4% | Added |
| Column Capital Advisors, LLC | 343 | $76.0K | 0.01% | −7−2.0% | Reduced |
| Centerpoint Advisors, LLC | 340 | $76.0K | 0.03% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 345 | $77.0K | 0.02% | 00.0% | Unchanged |
| Baron Financial Group, LLC | 350 | $78.0K | 0.05% | 00.0% | Unchanged |
| First Personal Financial Services | 353 | $79.0K | 0.02% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 355 | $79.0K | 0.02% | +355 | New |
| McIlrath & Eck, LLC | 361 | $80.0K | 0.02% | +75+26.2% | Added |
| McClarren Financial Advisors, Inc. | 369 | $81.0K | 0.06% | +5+1.4% | Added |
| Brown, Lisle/Cummings, Inc. | 365 | $81.3K | 0.04% | 00.0% | Unchanged |
| Orion Capital Management LLC | 369 | $82.0K | 0.05% | +69+23.0% | Added |
| Farmers & Merchants Trust Co of Chambersburg PA | 375 | $84.0K | 0.05% | −140−27.2% | Reduced |
| HighMark Wealth Management LLC | 378 | $84.0K | 0.06% | 00.0% | Unchanged |
| Prudent Man Advisors, LLC | 390 | $87.0K | 0.04% | 00.0% | Unchanged |
| Sage Financial Group Inc | 400 | $89.0K | 0.01% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 400 | $89.0K | 0.09% | 00.0% | Unchanged |
| DeDora Capital, Inc. | 406 | $90.0K | 0.04% | +406 | New |
| First Eagle Investment Management, LLC | 426 | $95.0K | 0.00% | +66+18.3% | Added |
| SOA Wealth Advisors, LLC. | 436 | $97.0K | 0.02% | +2+0.5% | Added |
| Capital Analysts, LLC | 446 | $100.0K | 0.01% | −103−18.8% | Reduced |
| AllSquare Wealth Management LLC | 448 | $100.0K | 0.06% | 00.0% | Unchanged |
| Front Row Advisors LLC | 450 | $100.0K | 0.04% | −1−0.2% | Reduced |
| Global Financial Private Client, LLC | 461 | $101.3K | 0.05% | 00.0% | Unchanged |
| TCWP LLC | 475 | $105.0K | 0.02% | +475 | New |
| Johnson Midwest Financial, LLC | 478 | $106.0K | 0.15% | +2+0.4% | Added |
| Bank of New Hampshire | 478 | $107.0K | 0.03% | +478 | New |
| BerganKDV Wealth Management, LLC | 492 | $110.0K | 0.01% | +2+0.4% | Added |
| Baldwin Brothers Inc | 500 | $111.0K | 0.01% | 00.0% | Unchanged |
| Carl Stuart Investment Advisor, Inc | 500 | $111.4K | 0.08% | +500 | New |
| DB Wealth Management Group, LLC | 506 | $113.0K | 0.07% | 00.0% | Unchanged |
| Rock Creek Group, LP | 508 | $113.0K | 0.02% | +80+18.7% | Added |
| Versant Capital Management, Inc | 505 | $113.0K | 0.04% | +395+359.1% | Added |
| Dividend Assets Capital, LLC | 513 | $114.0K | 0.02% | +30+6.2% | Added |
| Emfo, LLC | 510 | $114.0K | 0.10% | +256+100.8% | Added |
| Van Eck Associates Corp | 530 | $118.0K | 0.00% | −414−43.9% | Reduced |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 551 | $122.8K | 0.06% | +214+63.5% | Added |
| Piscataqua Savings Bank | 551 | $123.0K | 0.09% | 00.0% | Unchanged |
| Stephenson National Bank & Trust | 563 | $125.0K | 0.07% | −37−6.2% | Reduced |
| Laurel Wealth Advisors LLC | 570 | $127.0K | 0.03% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 569 | $127.0K | 0.05% | +63+12.5% | Added |
| CarsonAllaria Wealth Management, Ltd. | 573 | $128.0K | 0.11% | +2+0.4% | Added |
| Sumitomo Mitsui Financial Group, Inc. | 584 | $130.0K | 0.00% | +352+151.7% | Added |
| West Branch Capital LLC | 595 | $133.0K | 0.06% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 599 | $133.0K | 0.08% | +599 | New |
| Pacifica Partners Inc. | 715 | $138.0K | 0.09% | +50+7.5% | Added |
| Key Financial Inc | 625 | $139.0K | 0.07% | +300+92.3% | Added |
| SRS Capital Advisors, Inc. | 633 | $141.0K | 0.02% | −32−4.8% | Reduced |
| Pacific Center for Financial Services | 650 | $145.0K | 0.05% | −2−0.3% | Reduced |
| Endurance Wealth Management, Inc. | 660 | $147.0K | 0.02% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 660 | $147.0K | 0.03% | +87+15.2% | Added |
| Walleye Trading LLC | 667 | $149.0K | 0.00% | −34,408−98.1% | Reduced |
| Sound Income Strategies, LLC | 688 | $153.0K | 0.02% | +5+0.7% | Added |
| Gemmer Asset Management LLC | 692 | $154.0K | 0.02% | 00.0% | Unchanged |
| TSFG, LLC | 710 | $158.0K | 0.06% | +1+0.1% | Added |
| Ulland Investment Advisors, LLC | 715 | $159.0K | 0.12% | 00.0% | Unchanged |
| First National Bank of South Miami | 719 | $160.0K | 0.10% | +284+65.3% | Added |
| Accel Wealth Management | 734 | $161.0K | 0.08% | +2+0.3% | Added |
| AGF Investments LLC | 723 | $161.0K | 0.01% | +57+8.6% | Added |
| Global Wealth Management Investment Advisory, Inc. | 740 | $165.0K | 0.05% | −30−3.9% | Reduced |
| Sageworth Trust Co | 750 | $167.0K | 0.01% | 00.0% | Unchanged |
| Hoese & Co LLP | 750 | $167.0K | 0.17% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 777 | $173.0K | 0.07% | +37+5.0% | Added |
| Larson Financial Group LLC | 783 | $175.0K | 0.03% | −3−0.4% | Reduced |
| Evoke Wealth, LLC | 809 | $180.0K | 0.01% | +10+1.3% | Added |
| Pinnacle Bancorp, Inc. | 819 | $182.0K | 0.06% | +5+0.6% | Added |
| Fieldpoint Private Securities, LLC | 829 | $185.0K | 0.04% | +35+4.4% | Added |
| Independence Bank of Kentucky | 835 | $186.0K | 0.07% | 00.0% | Unchanged |
| Elgethun Capital Management | 864 | $192.0K | 0.07% | +4+0.5% | Added |
| Ahrens Investment Partners LLC | 872 | $194.0K | 0.06% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 887 | $198.0K | 0.10% | +83+10.3% | Added |
| Manchester Financial Inc | 897 | $200.0K | 0.07% | +897 | New |
| Oxinas Partners Wealth Management LLC | 903 | $201.0K | 0.13% | −753−45.5% | Reduced |
| Oak Grove Capital LLC | 900 | $201.0K | 0.04% | −500−35.7% | Reduced |
| Shufro Rose & Co LLC | 900 | $201.0K | 0.02% | −100−10.0% | Reduced |
| Cullen Capital Management LLC | 900 | $201.0K | 0.00% | +900 | New |
| Prentice Wealth Management LLC | 904 | $201.0K | 0.10% | +904 | New |
| Empirical Asset Management, LLC | 903 | $201.0K | 0.19% | +903 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 910 | $202.0K | 0.02% | −92−9.2% | Reduced |
| Pettee Investors, Inc. | 908 | $202.0K | 0.09% | +908 | New |
| Crown Wealth Group, LLC | 907 | $202.0K | 0.14% | +907 | New |
| Cable Hill Partners, LLC | 909 | $203.0K | 0.13% | +909 | New |
| JTC Employer Solutions Trusteee Ltd | 920 | $204.0K | 0.02% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 914 | $204.0K | 0.06% | +914 | New |