Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Holloway Wealth Management, LLC | – | $5.50M | 1.57% | – | – |
| Monte Financial Group, LLC | 24,926 | $5.55M | 2.96% | +263+1.1% | Added |
| Pinnacle Financial Partners Inc | 25,070 | $5.59M | 0.18% | +3,412+15.8% | Added |
| Worldquant Millennium Advisors LLC | 25,276 | $5.63M | 0.14% | −18,261−41.9% | Reduced |
| Coldstream Capital Management Inc | 25,305 | $5.64M | 0.19% | −70.0% | Reduced |
| Achmea Investment Management B.V. | 25,458 | $5.67M | 0.15% | 00.0% | Unchanged |
| Aull & Monroe Investment Management Corp | 25,549 | $5.69M | 2.57% | −375−1.4% | Reduced |
| Cutler Group LP | 25,563 | $5.70M | 0.53% | +10,598+70.8% | Added |
| Voloridge Investment Management, LLC | 25,823 | $5.75M | 0.03% | −211,885−89.1% | Reduced |
| Crossmark Global Holdings, Inc. | 25,848 | $5.76M | 0.13% | +90.0% | Added |
| Miracle Mile Advisors, LLC | 25,869 | $5.76M | 0.25% | +5,333+26.0% | Added |
| Valeo Financial Advisors, LLC | 25,925 | $5.78M | 0.30% | +12,862+98.5% | Added |
| American National Bank | 25,956 | $5.78M | 1.15% | −2,015−7.2% | Reduced |
| Waycross Partners, LLC | 25,957 | $5.78M | 3.37% | +13,673+111.3% | Added |
| Northwest Investment Counselors, LLC | 25,969 | $5.79M | 1.53% | −258−1.0% | Reduced |
| Signet Financial Management, LLC | 26,186 | $5.83M | 0.98% | +4,266+19.5% | Added |
| Independent Wealth Network Inc. | 26,334 | $5.87M | 3.73% | +121+0.5% | Added |
| Silver Oak Securities, Inc | 27,081 | $5.88M | 1.19% | +27,081 | New |
| Cetera Advisors LLC | 26,523 | $5.91M | 0.12% | −446−1.7% | Reduced |
| Essex Investment Management Co LLC | 26,839 | $5.98M | 0.75% | −3,004−10.1% | Reduced |
| HRT Financial LP | 26,840 | $5.98M | 0.04% | +16,796+167.2% | Added |
| Swarthmore Group Inc | 26,992 | $6.01M | 1.54% | −279−1.0% | Reduced |
| Avantax Advisory Services, Inc. | 27,043 | $6.02M | 0.08% | +4,593+20.5% | Added |
| Farmers & Merchants Investments Inc | 27,393 | $6.10M | 0.23% | +517+1.9% | Added |
| Geneos Wealth Management Inc. | 27,663 | $6.16M | 0.26% | −487−1.7% | Reduced |
| Koshinski Asset Management, Inc. | 27,667 | $6.16M | 0.51% | +798+3.0% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 27,666 | $6.17M | 0.03% | +4,000+16.9% | Added |
| Sigma Investment Counselors Inc | 27,679 | $6.17M | 0.44% | +30+0.1% | Added |
| Spinnaker Trust | 27,724 | $6.18M | 0.42% | −265−0.9% | Reduced |
| Kinneret Advisory, LLC | 27,733 | $6.18M | 0.68% | +620+2.3% | Added |
| Permanens Capital L.P. | 27,783 | $6.19M | 0.96% | −11,495−29.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 27,856 | $6.21M | 0.06% | +1,911+7.4% | Added |
| Squarepoint Ops LLC | 27,899 | $6.22M | 0.05% | −105,934−79.2% | Reduced |
| First Financial Bank - Trust Division | 27,945 | $6.23M | 0.66% | +1,226+4.6% | Added |
| Atria Wealth Solutions, Inc. | 28,159 | $6.28M | 0.10% | +28,159 | New |
| Leonteq Securities AG | 28,213 | $6.29M | 0.28% | −18,698−39.9% | Reduced |
| Regentatlantic Capital LLC | 28,235 | $6.29M | 0.18% | +476+1.7% | Added |
| Segall Bryant & Hamill, LLC | 28,555 | $6.36M | 0.06% | −2,639−8.5% | Reduced |
| Kestra Private Wealth Services, LLC | 28,595 | $6.37M | 0.32% | +748+2.7% | Added |
| Virginia Retirement Systems Et Al | 29,000 | $6.46M | 0.06% | 00.0% | Unchanged |
| Simmons Bank | 29,116 | $6.49M | 0.49% | +2,256+8.4% | Added |
| Pacer Advisors, Inc. | 29,304 | $6.53M | 0.05% | −488−1.6% | Reduced |
| Ferguson Wellman Capital Management, Inc | 29,324 | $6.53M | 0.21% | +3,121+11.9% | Added |
| Kanawha Capital Management LLC | 29,514 | $6.58M | 0.58% | +1,172+4.1% | Added |
| Cullinan Associates Inc | 29,593 | $6.59M | 0.35% | +5,961+25.2% | Added |
| Eagle Global Advisors LLC | 29,647 | $6.61M | 0.41% | +746+2.6% | Added |
| TRH Financial, LLC | 29,718 | $6.62M | 1.94% | +29,718 | New |
| Welch & Forbes LLC | 29,754 | $6.63M | 0.10% | −70−0.2% | Reduced |
| L & S Advisors Inc | 29,787 | $6.64M | 0.79% | +5,426+22.3% | Added |
| Fayez Sarofim & Co | 29,827 | $6.65M | 0.02% | +4,539+17.9% | Added |
| Advisory Services Network, LLC | 29,930 | $6.67M | 0.20% | −333−1.1% | Reduced |
| Kiwi Wealth Investments Limited Partnership | 30,109 | $6.71M | 0.36% | +4,977+19.8% | Added |
| German American Bancorp, Inc. | 30,160 | $6.72M | 0.98% | +27,949+1,264.1% | Added |
| Synovus Financial Corp | 30,374 | $6.77M | 0.07% | +802+2.7% | Added |
| Wealth Enhancement Advisory Services, LLC | 31,199 | $6.89M | 0.09% | +1,881+6.4% | Added |
| Consolidated Capital Management, LLC | 31,270 | $6.97M | 3.15% | −381−1.2% | Reduced |
| SPX Equities Gestao de Recursos Ltda | 31,400 | $7.00M | 0.45% | +31,400 | New |
| Welch Group, LLC | 31,412 | $7.00M | 0.40% | +2,996+10.5% | Added |
| New Mexico Educational Retirement Board | 31,502 | $7.02M | 0.26% | −1,900−5.7% | Reduced |
| Dodge & Cox | 31,507 | $7.02M | 0.00% | −450−1.4% | Reduced |
| Cubist Systematic Strategies, LLC | 31,578 | $7.04M | 0.06% | −46,718−59.7% | Reduced |
| Cannell Peter B & Co Inc | 31,744 | $7.07M | 0.21% | −25−0.1% | Reduced |
| Knights of Columbus Asset Advisors LLC | 31,896 | $7.11M | 0.61% | +83+0.3% | Added |
| Brookstone Capital Management | 33,048 | $7.14M | 0.14% | −66−0.2% | Reduced |
| Whittier Trust Co of Nevada Inc | 32,092 | $7.15M | 0.26% | +264+0.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 32,545 | $7.25M | 0.32% | +6,624+25.6% | Added |
| Banque Cantonale Vaudoise | 32,896 | $7.33M | 0.32% | −861−2.6% | Reduced |
| Oak Harvest Investment Services | 33,007 | $7.36M | 1.82% | +2,698+8.9% | Added |
| Sigma Planning Corp | 33,202 | $7.40M | 0.22% | −4,000−10.8% | Reduced |
| Metropolitan Life Insurance Co | 33,383 | $7.44M | 0.27% | −50,220−60.1% | Reduced |
| Anderson Hoagland & Co | 33,728 | $7.51M | 0.97% | −236−0.7% | Reduced |
| Capitolis Advisors LLC | 34,191 | $7.62M | 0.38% | −173,426−83.5% | Reduced |
| Shelter Mutual Insurance Co | 34,200 | $7.62M | 2.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 34,445 | $7.67M | 0.30% | +512+1.5% | Added |
| Kentucky Retirement Systems | 34,480 | $7.68M | 0.31% | +1,988+6.1% | Added |
| Parallax Volatility Advisers, L.P. | 34,930 | $7.78M | 0.18% | −21,210−37.8% | Reduced |
| Bogart Wealth, LLC | 34,974 | $7.79M | 0.67% | +4,477+14.7% | Added |
| Gluskin Sheff & Assoc Inc | 35,219 | $7.85M | 0.34% | −338−1.0% | Reduced |
| Parsons Capital Management Inc | 35,425 | $7.89M | 0.60% | −62−0.2% | Reduced |
| Guggenheim Capital LLC | 35,537 | $7.92M | 0.05% | −44,792−55.8% | Reduced |
| Louisiana State Employees Retirement System | 34,100 | $8.02M | 0.19% | +200+0.6% | Added |
| Wolverine Trading, LLC | 36,338 | $8.11M | 0.24% | +574+1.6% | Added |
| LS Investment Advisors, LLC | 36,402 | $8.11M | 1.29% | +30,360+502.5% | Added |
| Steel Peak Wealth Management LLC | 36,467 | $8.13M | 0.49% | +26,384+261.7% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,517 | $8.14M | 0.91% | +49+0.1% | Added |
| Wealthfront Advisers LLC | 36,957 | $8.23M | 0.04% | −8,344−18.4% | Reduced |
| Prospera Financial Services Inc | 36,981 | $8.24M | 0.35% | +7,859+27.0% | Added |
| Allen Mooney & Barnes Investment Advisors LLC | 37,719 | $8.40M | 1.86% | +37,719 | New |
| Churchill Management Corp | 38,250 | $8.52M | 0.15% | +165+0.4% | Added |
| Dowling & Yahnke LLC | 38,460 | $8.57M | 0.37% | −1,696−4.2% | Reduced |
| Teachers Retirement System of the State of Kentucky | 38,699 | $8.62M | 0.08% | −1,684−4.2% | Reduced |
| Atwater Malick LLC | 38,950 | $8.68M | 4.19% | +810+2.1% | Added |
| CBOE Vest Financial, LLC | 39,135 | $8.72M | 1.58% | +5,245+15.5% | Added |
| Pittenger & Anderson Inc | 39,140 | $8.72M | 0.43% | +292+0.8% | Added |
| Allied Investment Advisors, LLC | 40,480 | $9.02M | 2.94% | +2,417+6.3% | Added |
| Charter Trust Co | 40,547 | $9.03M | 0.81% | −988−2.4% | Reduced |
| Prio Wealth Limited Partnership | 40,895 | $9.11M | 0.30% | −168−0.4% | Reduced |
| Noesis Capital Mangement Corp | 41,152 | $9.17M | 2.21% | +4,167+11.3% | Added |
| Element Capital Management LLC | 41,211 | $9.18M | 4.59% | +41,211 | New |
| Capital Investment Advisors, LLC | 41,317 | $9.21M | 0.28% | +482+1.2% | Added |