Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Abacus Wealth Partners, LLC | 1,872 | $386.9K | 0.14% | −398−17.5% | Reduced |
| REDW Wealth LLC | 1,878 | $388.0K | 0.11% | +50+2.7% | Added |
| Magnus Financial Group LLC | 1,879 | $388.0K | 0.07% | +58+3.2% | Added |
| Mark Stevens | 1,877 | $388.0K | 0.04% | +122+7.0% | Added |
| Edgestream Partners, L.P. | 1,882 | $389.0K | 0.02% | −13,361−87.7% | Reduced |
| Accredited Investors Inc. | 1,880 | $389.0K | 0.03% | +2+0.1% | Added |
| Cooper/Haims Advisors, LLC | 1,880 | $389.0K | 0.24% | +87+4.9% | Added |
| Mosaic Advisors LLC | 1,890 | $391.0K | 0.29% | −1,316−41.0% | Reduced |
| Intrua Financial, LLC | 1,889 | $391.0K | 0.07% | −133−6.6% | Reduced |
| Smithfield Trust Co | 1,887 | $391.0K | 0.02% | 00.0% | Unchanged |
| Northwest Bancshares, Inc. | 1,894 | $392.0K | 0.08% | +238+14.4% | Added |
| Boston Common Asset Management, LLC | 1,899 | $393.0K | 0.02% | +79+4.3% | Added |
| Garrett Investment Advisors LLC | 1,907 | $394.0K | 0.10% | +11+0.6% | Added |
| StrategIQ Financial Group, LLC | 1,905 | $394.0K | 0.04% | +308+19.3% | Added |
| KLCM Advisors, Inc. | 1,904 | $394.0K | 0.09% | +1,904 | New |
| Vigilare Wealth Management | 1,912 | $395.0K | 0.23% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 1,914 | $396.0K | 0.05% | +178+10.3% | Added |
| Forte Capital LLC | 1,919 | $397.0K | 0.05% | −340−15.1% | Reduced |
| BlueSky Wealth Advisors, LLC | 1,920 | $397.0K | 0.07% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 1,935 | $400.0K | 0.07% | −10−0.5% | Reduced |
| Eads & Heald Wealth Management | 1,944 | $402.0K | 0.17% | −80−4.0% | Reduced |
| Acropolis Investment Management, LLC | 1,944 | $402.0K | 0.04% | 00.0% | Unchanged |
| Intrust Bank NA | 1,955 | $404.0K | 0.05% | +36+1.9% | Added |
| Beach Investment Counsel Inc | 1,961 | $405.0K | 0.05% | 00.0% | Unchanged |
| First Commonwealth Financial Corp | 1,957 | $405.0K | 0.13% | 00.0% | Unchanged |
| Keel Point, LLC | 1,965 | $406.0K | 0.06% | +102+5.5% | Added |
| Trinity Legacy Partners, LLC | 1,968 | $407.0K | 0.14% | +1,968 | New |
| Ironwood Investment Management LLC | 1,995 | $412.0K | 0.20% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $413.0K | 0.30% | 00.0% | Unchanged |
| Kavar Capital Partners Group, LLC | 1,998 | $413.0K | 0.09% | +223+12.6% | Added |
| Lafayette Investments, Inc. | 2,000 | $413.0K | 0.10% | +300+17.6% | Added |
| Penobscot Wealth Management | 1,996 | $413.0K | 0.35% | +1,996 | New |
| First Community Trust NA | 2,000 | $413.5K | 0.34% | +2,000 | New |
| Aaron Wealth Advisors | 2,007 | $414.0K | 0.12% | +224+12.6% | Added |
| Range Financial Group LLC | 2,011 | $416.0K | 0.27% | −39−1.9% | Reduced |
| Almanack Investment Partners, LLC. | 2,011 | $416.0K | 0.03% | −3−0.1% | Reduced |
| Trustco Bank Corp N Y | 2,013 | $416.0K | 0.36% | +50+2.5% | Added |
| Total Investment Management Inc | 2,014 | $416.0K | 0.07% | +104+5.4% | Added |
| Bank Hapoalim BM | 2,018 | $417.0K | 0.04% | −100−4.7% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,016 | $417.0K | 0.16% | −11−0.5% | Reduced |
| Clearstead Advisors, LLC | 2,017 | $417.0K | 0.03% | +79+4.1% | Added |
| Pacitti Group Inc. | 2,023 | $418.0K | 0.27% | +2+0.1% | Added |
| Clarus Wealth Advisors | 1,880 | $418.0K | 0.24% | +168+9.8% | Added |
| Barnett & Company, Inc. | 2,025 | $419.0K | 0.29% | −375−15.6% | Reduced |
| Plancorp, LLC | 2,024 | $419.0K | 0.03% | +345+20.5% | Added |
| SevenOneSeven Capital Management | 2,036 | $421.0K | 0.83% | +289+16.5% | Added |
| Mountain Pacific Investment Advisers Inc | 2,047 | $423.0K | 0.02% | +16+0.8% | Added |
| Johnson Financial Group, Inc. | 2,058 | $425.0K | 0.03% | +43+2.1% | Added |
| Wall Street Access Asset Management, LLC | 2,064 | $426.0K | 0.23% | −2,020−49.5% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 2,062 | $426.0K | 0.13% | +62+3.1% | Added |
| Appleton Partners Inc | 2,065 | $427.0K | 0.03% | −351−14.5% | Reduced |
| Arcus Capital Partners, LLC | 2,063 | $427.0K | 0.14% | +79+4.0% | Added |
| GHP Investment Advisors, Inc. | 2,067 | $427.0K | 0.03% | +108+5.5% | Added |
| Burns J W & Co Inc | 2,065 | $427.0K | 0.06% | +115+5.9% | Added |
| Quantitative Investment Management, LLC | 2,072 | $428.0K | 0.06% | +2,072 | New |
| Fort Sheridan Advisors LLC | 2,075 | $429.0K | 0.12% | +30+1.5% | Added |
| Sterling Investment Advisors, Ltd. | 2,085 | $431.0K | 0.12% | +10.0% | Added |
| Cooper Financial Group | 2,089 | $432.0K | 0.16% | −184−8.1% | Reduced |
| Game Plan Financial Advisors, LLC | 2,095 | $433.0K | 0.23% | +110+5.5% | Added |
| Clear Creek Financial Management, LLC | 2,092 | $433.0K | 0.07% | +2,092 | New |
| Financial Consulate, Inc | 2,100 | $434.0K | 0.15% | +98+4.9% | Added |
| Greenwich Wealth Management LLC | 2,102 | $435.0K | 0.04% | +41+2.0% | Added |
| Townsend Asset Management Corp | 2,107 | $436.0K | 0.21% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 2,111 | $436.0K | 0.07% | +7+0.3% | Added |
| Ategra Capital Management, LLC | 2,136 | $441.7K | 0.20% | 00.0% | Unchanged |
| IFG Advisory, LLC | 2,141 | $442.0K | 0.04% | −896−29.5% | Reduced |
| Jones Financial Companies LLLP | 2,136 | $442.0K | 0.00% | −311−12.7% | Reduced |
| Rockwood Wealth Management, LLC | 2,147 | $443.9K | 0.20% | +2,147 | New |
| First Financial Corp | 2,145 | $444.0K | 0.27% | 00.0% | Unchanged |
| Summit Financial, LLC | 2,156 | $445.7K | 0.03% | +259+13.7% | Added |
| Advisors Management Group Inc | 2,155 | $446.0K | 0.13% | 00.0% | Unchanged |
| Fundamentun, LLC | 2,163 | $447.0K | 0.07% | −687−24.1% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 2,163 | $447.0K | 0.25% | +353+19.5% | Added |
| Capital Planning Advisors, LLC | 2,166 | $448.0K | 0.09% | 00.0% | Unchanged |
| Davidson Trust Co | 2,173 | $449.0K | 0.31% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 2,190 | $453.0K | 0.07% | +61+2.9% | Added |
| Riverwater Partners LLC | 2,191 | $453.0K | 0.40% | +2,191 | New |
| Heron Financial Group, LLC | 2,209 | $454.0K | 0.24% | +74+3.5% | Added |
| Clear Street Markets LLC | 2,199 | $455.0K | 0.04% | −42,312−95.1% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $455.0K | 0.12% | 00.0% | Unchanged |
| NCM Capital Management, LLC | 2,200 | $455.0K | 0.40% | +2,200 | New |
| Evanson Asset Management, LLC | 2,205 | $456.0K | 0.04% | +10.0% | Added |
| Ridgecrest Wealth Partners, LLC | 2,204 | $456.0K | 0.22% | +77+3.6% | Added |
| German American Bancorp, Inc. | 2,211 | $457.0K | 0.06% | −42−1.9% | Reduced |
| Gillespie Robinson & Grimm Inc | 2,215 | $458.0K | 0.04% | +100+4.7% | Added |
| Full Sail Capital, LLC | 2,162 | $463.0K | 0.04% | 00.0% | Unchanged |
| Trust Co of Virginia | 2,242 | $463.0K | 0.05% | +93+4.3% | Added |
| LVM Capital Management Ltd | 2,250 | $465.0K | 0.06% | 00.0% | Unchanged |
| Compton Capital Management Inc | 2,250 | $465.0K | 0.12% | +400+21.6% | Added |
| Balentine LLC | 2,247 | $465.0K | 0.02% | +925+70.0% | Added |
| Deuterium Capital Management, LLC | 2,251 | $465.0K | 0.69% | +2,251 | New |
| Vahanian & Associates Financial Planning Inc. | 2,250 | $465.0K | 0.37% | +2,250 | New |
| Pluribus Labs, LLC | 2,254 | $466.0K | 0.49% | +2,254 | New |
| Archford Capital Strategies, LLC | 2,260 | $467.0K | 0.11% | −66−2.8% | Reduced |
| Goepper Burkhardt LLC | 2,260 | $467.0K | 0.28% | 00.0% | Unchanged |
| Aberdeen Wealth Management LLC | 2,266 | $468.0K | 0.31% | +66+3.0% | Added |
| Select Asset Management & Trust | 2,272 | $470.0K | 0.31% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 2,271 | $470.0K | 0.00% | +2,271 | New |
| Derbend Asset Management | 2,284 | $472.0K | 0.46% | 00.0% | Unchanged |
| First International Bank & Trust | 2,286 | $473.0K | 0.17% | +2,286 | New |