Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bender Robert & Associates | 1,697 | $326.0K | 0.09% | 00.0% | Unchanged |
| Cypress Capital Management LLC | 1,578 | $326.0K | 0.04% | +1,578 | New |
| Lakeside Advisors, INC. | 1,575 | $326.0K | 0.24% | +1,575 | New |
| LifeSteps Financial, Inc. | 1,584 | $327.0K | 0.23% | +72+4.8% | Added |
| Pure Financial Advisors, Inc. | 1,583 | $327.0K | 0.02% | +95+6.4% | Added |
| Planning Center, Inc. | 1,594 | $327.0K | 0.26% | +1,594 | New |
| Regatta Capital Group, LLC | 1,581 | $327.0K | 0.11% | +1,581 | New |
| Regent Peak Wealth Advisors LLC | 1,587 | $328.0K | 0.09% | +10+0.6% | Added |
| Blodgett Wealth Advisors, LLC | 1,590 | $329.0K | 0.26% | +1,590 | New |
| WealthTrust Axiom LLC | 1,600 | $330.0K | 0.11% | −74−4.4% | Reduced |
| Ledyard National Bank | 1,597 | $330.0K | 0.03% | −58−3.5% | Reduced |
| WESCAP Management Group, Inc. | 1,600 | $330.0K | 0.09% | 00.0% | Unchanged |
| IMS Capital Management | 1,600 | $331.0K | 0.17% | 00.0% | Unchanged |
| Signet Investment Advisory Group, Inc. | 1,600 | $331.0K | 0.19% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,602 | $331.0K | 0.05% | +853+113.9% | Added |
| Icapital Wealth LLC | 1,600 | $331.0K | 0.13% | +1,600 | New |
| Vishria Bird Financial Group, LLC | 1,606 | $332.0K | 0.15% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 1,603 | $332.0K | 0.05% | +109+7.3% | Added |
| C2C Wealth Management, LLC | 1,605 | $332.0K | 0.05% | +1,605 | New |
| Bremer Bank National Association | 1,617 | $334.0K | 0.06% | −496−23.5% | Reduced |
| Beddow Capital Management Inc | 1,615 | $334.0K | 0.19% | 00.0% | Unchanged |
| Fairfield, Bush & Co. | 1,620 | $335.0K | 0.16% | −5,000−75.5% | Reduced |
| Harvest Fund Management Co., Ltd | 1,625 | $335.0K | 0.06% | +539+49.6% | Added |
| Krilogy Financial LLC | 1,627 | $336.0K | 0.03% | −8,430−83.8% | Reduced |
| Titus Wealth Management | 1,625 | $336.0K | 0.15% | 00.0% | Unchanged |
| Minot Wealth Management LLC | 1,629 | $337.0K | 0.06% | −7−0.4% | Reduced |
| North Star Asset Management Inc | 1,643 | $340.0K | 0.02% | −994−37.7% | Reduced |
| Schulhoff & Co Inc | 1,650 | $341.0K | 0.14% | −50−2.9% | Reduced |
| Lyell Wealth Management, LP | 1,648 | $341.0K | 0.04% | 00.0% | Unchanged |
| Oxinas Partners Wealth Management LLC | 1,656 | $342.0K | 0.20% | +404+32.3% | Added |
| Annex Advisory Services, LLC | 1,660 | $343.0K | 0.02% | +373+29.0% | Added |
| GYL Financial Synergies, LLC | 1,662 | $344.0K | 0.09% | +45+2.8% | Added |
| Kowal Investment Group, LLC | 1,666 | $344.0K | 0.10% | +364+28.0% | Added |
| Atlas Private Wealth Management | 1,665 | $344.0K | 0.19% | +1,665 | New |
| Sunburst Financial Group, LLC | 1,667 | $345.0K | 0.18% | +5+0.3% | Added |
| First American Bank | 1,673 | $346.0K | 0.02% | −77−4.4% | Reduced |
| Raab & Moskowitz Asset Management LLC | 1,674 | $346.0K | 0.11% | +574+52.2% | Added |
| American Money Management, LLC | 1,679 | $347.0K | 0.09% | −103−5.8% | Reduced |
| Smith Chas P & Associates Pa Cpas | 1,678 | $347.0K | 0.02% | +31+1.9% | Added |
| Capital Advisors Inc | 1,678 | $347.0K | 0.01% | +115+7.4% | Added |
| Wendell David Associates Inc | 1,682 | $348.0K | 0.04% | +29+1.8% | Added |
| Affinity Capital Advisors, LLC | 1,682 | $348.0K | 0.11% | +151+9.9% | Added |
| American Research & Management Co. | 1,700 | $351.0K | 0.08% | 00.0% | Unchanged |
| Trinity Financial Advisors LLC | 1,700 | $351.0K | 0.21% | 00.0% | Unchanged |
| Grove Bank & Trust | 1,701 | $352.0K | 0.07% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,702 | $352.0K | 0.08% | +63+3.8% | Added |
| Home Federal Bank of Tennessee | 1,709 | $353.0K | 0.12% | 00.0% | Unchanged |
| Addison Capital Co | 1,708 | $353.0K | 0.16% | +30+1.8% | Added |
| Landmark Financial Advisors, LLC | 1,709 | $353.0K | 0.16% | +342+25.0% | Added |
| BigSur Wealth Management LLC | 1,710 | $354.0K | 0.14% | 00.0% | Unchanged |
| Hutchinson Capital Management | 1,716 | $355.0K | 0.08% | +8+0.5% | Added |
| NuWave Investment Management, LLC | 1,717 | $355.0K | 0.40% | +1,717 | New |
| Pinnacle Financial Group, LLC | 1,716 | $355.0K | 0.27% | +1,716 | New |
| WealthBridge Capital Management, LLC | 1,720 | $356.0K | 0.13% | +125+7.8% | Added |
| Jupiter Asset Management Ltd | 1,738 | $358.0K | 0.00% | −144,947−98.8% | Reduced |
| Tobam | 1,735 | $359.0K | 0.02% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 1,736 | $359.0K | 0.03% | +121+7.5% | Added |
| Check Capital Management Inc | 1,750 | $362.0K | 0.03% | 00.0% | Unchanged |
| Ramsay, Stattman, Vela & Price, Inc. | 1,750 | $362.0K | 0.08% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 1,749 | $362.0K | 0.06% | +1,749 | New |
| qPULA Trading Management LP | 1,752 | $362.0K | 0.65% | +1,752 | New |
| Advisors Capital Management, LLC | 1,754 | $363.0K | 0.01% | −20−1.1% | Reduced |
| Marion Wealth Management | 1,755 | $363.0K | 0.17% | +1,755 | New |
| MSH Capital Advisors LLC | 1,757 | $363.2K | 0.16% | +1,757 | New |
| Benjamin Edwards Inc | 1,761 | $364.0K | 0.12% | +1,518+624.7% | Added |
| Soltis Investment Advisors LLC | 1,771 | $366.0K | 0.05% | +22+1.3% | Added |
| Clarus Group, Inc. | 1,900 | $367.0K | 0.25% | +2+0.1% | Added |
| Advisory Resource Group | 1,823 | $367.0K | 0.12% | 00.0% | Unchanged |
| Benchmark Wealth Management, LLC | 1,775 | $367.0K | 0.24% | 00.0% | Unchanged |
| AIA Group Ltd | 1,779 | $368.0K | 0.02% | −596−25.1% | Reduced |
| Marks Group Wealth Management, Inc | 1,790 | $368.0K | 0.04% | +698+63.9% | Added |
| Shoker Investment Counsel, Inc. | 1,788 | $369.0K | 0.17% | +9+0.5% | Added |
| Kaydan Wealth Management, Inc. | 1,786 | $369.2K | 0.14% | +1,786 | New |
| Davidson Investment Advisors | 1,790 | $370.0K | 0.03% | 00.0% | Unchanged |
| Horst & Graben Wealth Management LLC | 1,792 | $370.0K | 0.09% | +10+0.6% | Added |
| Parkside Financial Bank & Trust | 1,797 | $371.0K | 0.09% | −343−16.0% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,801 | $372.0K | 0.12% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $372.0K | 0.17% | +1,801 | New |
| Colonial River Wealth Management, LLC | 1,806 | $373.0K | 0.20% | +1,806 | New |
| Stewart & Patten Co LLC | 1,818 | $376.0K | 0.06% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 1,827 | $376.0K | 0.03% | +42+2.4% | Added |
| Allegheny Financial Group LTD | 1,819 | $376.0K | 0.15% | +1,819 | New |
| Lehman & Derafelo Financial Resources LLC | 1,825 | $377.0K | 0.11% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,827 | $378.0K | 0.04% | −126−6.5% | Reduced |
| MBA Advisors LLC | 1,834 | $379.0K | 0.23% | +695+61.0% | Added |
| North Point Portfolio Managers Corp | 1,838 | $380.0K | 0.05% | −275−13.0% | Reduced |
| Benedict Financial Advisors Inc | 1,840 | $380.0K | 0.10% | +215+13.2% | Added |
| Novare Capital Management LLC | 1,842 | $381.0K | 0.04% | −120−6.1% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,850 | $382.0K | 0.20% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 1,851 | $382.0K | 0.16% | +89+5.1% | Added |
| Highland Private Wealth Management | 1,847 | $382.0K | 0.05% | +175+10.5% | Added |
| Lake Street Financial LLC | 1,850 | $382.0K | 0.07% | +1,850 | New |
| David Loasby | 1,850 | $383.0K | 0.05% | −464−20.1% | Reduced |
| BDO Wealth Advisors, LLC | 1,857 | $384.0K | 0.04% | −35−1.8% | Reduced |
| Assetmark, Inc | 1,861 | $385.0K | 0.00% | +852+84.4% | Added |
| Independent Solutions Wealth Management, LLC | 1,864 | $385.4K | 0.09% | +1,864 | New |
| TrinityPoint Wealth, LLC | 1,868 | $386.0K | 0.07% | −13−0.7% | Reduced |
| McGowan Group Asset Management, Inc. | 1,866 | $386.0K | 0.07% | +1+0.1% | Added |
| Brightworth | 1,867 | $386.0K | 0.04% | +169+10.0% | Added |
| Berger Financial Group, Inc | 1,869 | $386.0K | 0.05% | +543+41.0% | Added |