Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Spring Capital Management, LLC | 1,120 | $232.0K | 0.18% | +1,120 | New |
| Capstone Wealth Management Group, LLC | 1,120 | $232.0K | 0.19% | +1,120 | New |
| Cheviot Value Management, LLC | 1,133 | $234.0K | 0.05% | 00.0% | Unchanged |
| Atalanta Sosnoff Capital, LLC | 1,131 | $234.0K | 0.01% | +36+3.3% | Added |
| Acorn Financial Advisory Services Inc | 1,139 | $235.0K | 0.05% | 00.0% | Unchanged |
| Markston International LLC | 1,137 | $235.0K | 0.24% | −5−0.4% | Reduced |
| Oakworth Capital, Inc. | 1,135 | $235.0K | 0.02% | 00.0% | Unchanged |
| Platte River Wealth Advisors, LLC | 1,070 | $235.0K | 0.08% | +1,070 | New |
| Canvas Wealth Advisors, LLC | 1,135 | $235.0K | 0.08% | +1,135 | New |
| Kessler Investment Group, LLC | 1,143 | $236.0K | 0.13% | −748−39.6% | Reduced |
| Beacon Financial Group | 1,145 | $237.0K | 0.03% | −21,314−94.9% | Reduced |
| Quest Capital Management Inc | 1,149 | $238.0K | 0.04% | 00.0% | Unchanged |
| Bennicas & Associates, Inc. | 1,150 | $238.0K | 0.12% | +1,150 | New |
| Van Hulzen Asset Management, LLC | 1,152 | $238.0K | 0.03% | +1,152 | New |
| CFO4Life Group, LLC | 1,153 | $238.0K | 0.05% | +1,153 | New |
| Basepoint Wealth LLC | 1,152 | $238.1K | 0.23% | +1,152 | New |
| Baxter Bros Inc | 1,155 | $239.0K | 0.03% | 00.0% | Unchanged |
| Executive Wealth Management, LLC | 1,157 | $239.0K | 0.02% | +12+1.0% | Added |
| BlueCrest Capital Management Ltd | 1,154 | $239.0K | 0.01% | +1,154 | New |
| Royal Capital Wealth Management, LLC | 1,158 | $239.0K | 0.23% | +1,158 | New |
| Chesley Taft & Associates LLC | 1,160 | $240.0K | 0.01% | −50−4.1% | Reduced |
| Keebeck Alpha, LP | 1,160 | $240.0K | 0.09% | +1,160 | New |
| Highview Capital Management LLC | 1,160 | $240.0K | 0.16% | +1,160 | New |
| Joel Isaacson & Co., LLC | 1,167 | $241.0K | 0.02% | +1,167 | New |
| Canal Capital Management, LLC | 1,164 | $241.0K | 0.06% | +1,164 | New |
| Pacific Global Investment Management CO | 1,171 | $242.0K | 0.04% | +1+0.1% | Added |
| Secure Asset Management, LLC | 1,173 | $242.0K | 0.10% | +4+0.3% | Added |
| Grimes & Company, Inc. | 1,174 | $243.0K | 0.01% | −293−20.0% | Reduced |
| CapWealth Advisors, LLC | 1,176 | $243.0K | 0.02% | +1,176 | New |
| S.C. Financial Services, Inc. | 1,075 | $244.0K | 0.28% | +1,075 | New |
| Compass Financial Advisors LLC | 1,182 | $244.0K | 0.27% | +1,182 | New |
| TruWealth Advisors, LLC | 1,183 | $245.0K | 0.02% | −507−30.0% | Reduced |
| Center For Asset Management LLC | 1,191 | $246.0K | 0.18% | +1+0.1% | Added |
| CJM Wealth Advisers, Ltd. | 1,191 | $246.2K | 0.18% | +1,191 | New |
| First Nebraska Trust Co | 1,192 | $246.4K | 0.03% | 00.0% | Unchanged |
| Stockman Wealth Management, Inc. | 1,194 | $247.0K | 0.05% | +2+0.2% | Added |
| E Fund Management Co., Ltd. | 1,196 | $247.0K | 0.01% | +2+0.2% | Added |
| Yorktown Management & Research Co Inc | 1,200 | $248.0K | 0.17% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,200 | $248.0K | 0.13% | 00.0% | Unchanged |
| Pinnacle Wealth Management Group, Inc. | 1,200 | $248.0K | 0.18% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 1,204 | $249.0K | 0.05% | −16−1.3% | Reduced |
| Greenline Partners, LLC | 1,205 | $249.0K | 0.05% | 00.0% | Unchanged |
| Winning Points Advisors, LLC | 1,830 | $249.0K | 0.18% | +1,830 | New |
| Maxele Advisors, LLC | 1,210 | $250.2K | 0.29% | +1,210 | New |
| WoodTrust Financial Corp | 1,214 | $251.0K | 0.05% | 00.0% | Unchanged |
| Chelsea Counsel Co | 1,217 | $252.0K | 0.11% | 00.0% | Unchanged |
| RKL Wealth Management LLC | 1,218 | $252.0K | 0.03% | 00.0% | Unchanged |
| Chemistry Wealth Management LLC | 1,220 | $252.0K | 0.21% | +1,220 | New |
| Next Level Private LLC | 1,220 | $252.0K | 0.21% | +1,220 | New |
| Exencial Wealth Advisors, LLC | 1,222 | $253.0K | 0.01% | +69+6.0% | Added |
| Resource Consulting Group Inc | 1,223 | $253.0K | 0.09% | +1,223 | New |
| DCM Advisors, LLC | 1,225 | $254.0K | 0.07% | −1,783−59.3% | Reduced |
| FDx Advisors, Inc. | 1,229 | $254.0K | 0.01% | −59−4.6% | Reduced |
| ASB Consultores, LLC | 1,230 | $254.0K | 0.13% | +1,230 | New |
| Stelac Advisory Services LLC | 1,234 | $255.0K | 0.07% | +1,234 | New |
| OneAscent Wealth Management LLC | 1,235 | $255.0K | 0.64% | +1,235 | New |
| Beaumont Financial Partners, LLC | 1,239 | $256.0K | 0.02% | 00.0% | Unchanged |
| Paulson Wealth Management Inc. | 1,240 | $256.0K | 0.11% | +45+3.8% | Added |
| West Michigan Advisors, LLC | 1,243 | $257.0K | 0.19% | +1,243 | New |
| Oliver Luxxe Assets LLC | 1,250 | $258.0K | 0.07% | 00.0% | Unchanged |
| PDS Planning, Inc | 1,252 | $259.0K | 0.05% | −68−5.2% | Reduced |
| CX Institutional | 1,257 | $260.0K | 0.02% | +294+30.5% | Added |
| Relyea Zuckerberg Hanson LLC | 1,214 | $260.0K | 0.09% | +1,214 | New |
| TFG Advisers LLC | 1,264 | $261.0K | 0.11% | +56+4.6% | Added |
| Destination Wealth Management | 1,267 | $262.0K | 0.01% | +1,267 | New |
| Tectonic Advisors LLC | 1,271 | $263.0K | 0.05% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,274 | $263.0K | 0.09% | +40+3.2% | Added |
| Gyon Technologies Capital Management, LP | 1,276 | $264.0K | 0.05% | +1,276 | New |
| SJS Investment Consulting Inc. | 1,284 | $265.0K | 0.08% | +1,284 | New |
| Exchange Capital Management, Inc. | 1,285 | $266.0K | 0.05% | +42+3.4% | Added |
| Guardian Wealth Management, Inc. | 1,288 | $266.0K | 0.26% | +1,288 | New |
| Means Investment Co., Inc. | 1,293 | $267.0K | 0.05% | −92−6.6% | Reduced |
| J2 Capital Management Inc | 1,292 | $267.0K | 0.25% | +1,292 | New |
| Prelude Capital Management, LLC | 1,297 | $268.0K | 0.01% | −1,740−57.3% | Reduced |
| Chicago Partners Investment Group LLC | 1,343 | $268.0K | 0.02% | −143−9.6% | Reduced |
| Hollencrest Capital Management | 1,295 | $268.0K | 0.02% | +52+4.2% | Added |
| Marietta Investment Partners LLC | 1,300 | $269.0K | 0.06% | 00.0% | Unchanged |
| Northstar Asset Management LLC | 1,300 | $269.0K | 0.06% | 00.0% | Unchanged |
| Linscomb & Williams, Inc. | 1,303 | $269.0K | 0.01% | +188+16.9% | Added |
| Reilly Financial Advisors, LLC | 1,304 | $270.0K | 0.02% | −20−1.5% | Reduced |
| Sage Investment Advisers LLC | 1,308 | $270.0K | 0.35% | +1,308 | New |
| Calton & Associates, Inc. | 1,318 | $272.0K | 0.07% | −110−7.7% | Reduced |
| Private Capital Group, LLC | 1,317 | $272.0K | 0.06% | −11−0.8% | Reduced |
| Monarch Capital Management Inc | 1,317 | $272.0K | 0.07% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,323 | $274.0K | 0.08% | +1,323 | New |
| Lakeview Capital Partners, LLC | 1,328 | $275.0K | 0.16% | −432−24.5% | Reduced |
| Indie Asset Partners, LLC | 1,335 | $276.0K | 0.20% | +102+8.3% | Added |
| Kalos Management, Inc. | 1,358 | $277.0K | 0.08% | +13+1.0% | Added |
| Coyle Financial Counsel LLC | 1,340 | $277.0K | 0.16% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,341 | $277.0K | 0.04% | +1+0.1% | Added |
| WestHill Financial Advisors, Inc. | 1,339 | $277.0K | 0.08% | +7+0.5% | Added |
| Eudaimonia Advisors LLC | 1,341 | $277.0K | 0.16% | +1,341 | New |
| Jmac Enterprises LLC | 1,376 | $277.0K | 0.07% | +1,376 | New |
| Zullo Investment Group, Inc. | 1,338 | $277.0K | 0.14% | +1,338 | New |
| Comprehensive Financial Consultants Institutional, Inc. | 1,495 | $279.0K | 0.18% | +1,495 | New |
| MUFG Securities EMEA plc | 1,354 | $280.0K | 0.01% | −75,280−98.2% | Reduced |
| Hall Laurie J Trustee | 1,355 | $280.0K | 0.10% | 00.0% | Unchanged |
| YorkBridge Wealth Partners, LLC | 1,355 | $280.0K | 0.06% | 00.0% | Unchanged |
| CWS Financial Advisors, LLC | 1,360 | $281.0K | 0.10% | +1,360 | New |
| Gerber Kawasaki Wealth & Investment Management | 1,366 | $282.0K | 0.02% | −100−6.8% | Reduced |