Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Riverview Trust Co | 768 | $159.0K | 0.09% | 00.0% | Unchanged |
| Larson Financial Group LLC | 786 | $163.0K | 0.03% | +462+142.6% | Added |
| Fieldpoint Private Securities, LLC | 794 | $164.0K | 0.03% | +30+3.9% | Added |
| Evoke Wealth, LLC | 799 | $165.0K | 0.01% | +1+0.1% | Added |
| Newbridge Financial Services Group, Inc. | 804 | $166.0K | 0.08% | +115+16.7% | Added |
| Gordian Capital Singapore Pte Ltd | 800 | $166.0K | 0.13% | +800 | New |
| Pinnacle Bancorp, Inc. | 814 | $168.0K | 0.06% | −54−6.2% | Reduced |
| CVA Family Office, LLC | 825 | $171.0K | 0.04% | +401+94.6% | Added |
| Dixon Hughes Goodman Wealth Advisors LLC | 831 | $172.0K | 0.06% | +831 | New |
| Independence Bank of Kentucky | 835 | $173.0K | 0.07% | −100−10.7% | Reduced |
| Elgethun Capital Management | 860 | $179.0K | 0.06% | −226−20.8% | Reduced |
| Ahrens Investment Partners LLC | 872 | $180.0K | 0.08% | +872 | New |
| Future Financial Wealth Managment LLC | 895 | $185.0K | 0.15% | −65−6.8% | Reduced |
| Eagle Bay Advisors LLC | 915 | $189.0K | 0.12% | −375−29.1% | Reduced |
| JTC Employer Solutions Trusteee Ltd | 920 | $191.0K | 0.02% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 936 | $194.0K | 0.00% | 00.0% | Unchanged |
| Van Eck Associates Corp | 944 | $195.0K | 0.00% | −6,604−87.5% | Reduced |
| Sargent Bickham Lagudis LLC | 957 | $198.0K | 0.01% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 956 | $198.0K | 0.16% | +956 | New |
| Quent Capital, LLC | 961 | $199.0K | 0.04% | +961 | New |
| Petrus Trust Company, LTA | 968 | $200.0K | 0.02% | +968 | New |
| Legacy Financial Advisors, Inc. | 974 | $201.0K | 0.05% | +974 | New |
| Drive Wealth Management, LLC | 972 | $201.0K | 0.18% | +972 | New |
| Norway Savings Bank | 977 | $202.0K | 0.09% | −50−4.9% | Reduced |
| Arlington Financial Advisors, LLC | 975 | $202.0K | 0.07% | +975 | New |
| Tower Wealth Partners, Inc. | 975 | $202.0K | 0.20% | +975 | New |
| Householder Group Estate & Retirement Specialist, LLC | 976 | $202.0K | 0.08% | +976 | New |
| Financial Perspectives, Inc | 980 | $202.6K | 0.10% | 00.0% | Unchanged |
| Meitav Dash Investments Ltd | 983 | $203.0K | 0.00% | +983 | New |
| Hall Capital Management Co Inc | 993 | $205.0K | 0.12% | +993 | New |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $205.0K | 0.09% | +991 | New |
| Retirement Planning Group | 992 | $205.0K | 0.02% | +992 | New |
| Geneva Partners, LLC | 994 | $205.0K | 0.10% | +994 | New |
| Legacy Wealth Planning, LLC | 989 | $205.0K | 0.23% | +989 | New |
| Excalibur Management Corp | 997 | $206.0K | 0.08% | +997 | New |
| Azzad Asset Management Inc | 1,000 | $206.7K | 0.03% | +1,000 | New |
| Payden & Rygel | 1,000 | $207.0K | 0.01% | −103,130−99.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,002 | $207.0K | 0.02% | −209−17.3% | Reduced |
| NTV Asset Management LLC | 1,003 | $207.0K | 0.03% | −200−16.6% | Reduced |
| S.A. Mason LLC | 1,000 | $207.0K | 0.12% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,002 | $207.0K | 0.04% | +2+0.2% | Added |
| Shufro Rose & Co LLC | 1,000 | $207.0K | 0.01% | +1,000 | New |
| Cubic Asset Management, LLC | 1,000 | $207.0K | 0.05% | +1,000 | New |
| Somerset Group LLC | 1,000 | $207.0K | 0.14% | +1,000 | New |
| Concorde Asset Management, LLC | 1,000 | $207.0K | 0.13% | +1,000 | New |
| Options Solutions, LLC | 1,000 | $207.0K | 0.19% | +1,000 | New |
| Magnolia Capital Management Ltd | 1,000 | $207.0K | 0.16% | +1,000 | New |
| Miller Wealth Advisors, LLC | 1,000 | $207.0K | 0.14% | +1,000 | New |
| Redmont Wealth Advisors LLC | 1,000 | $207.0K | 0.23% | +1,000 | New |
| S&T Bank | 1,007 | $208.0K | 0.03% | +1,007 | New |
| American Institute for Advanced Investment Management, LLP | 1,005 | $208.0K | 0.14% | +1,005 | New |
| Sandy Cove Advisors, LLC | 1,005 | $208.0K | 0.18% | +1,005 | New |
| Ifrah Financial Services, Inc. | 1,010 | $209.0K | 0.06% | +1,010 | New |
| Hengehold Capital Management LLC | 1,010 | $209.0K | 0.03% | +1,010 | New |
| Schrum Private Wealth Management LLC | 1,010 | $209.0K | 0.19% | +1,010 | New |
| NFP Retirement, Inc. | 1,012 | $209.3K | 0.07% | +1,012 | New |
| Salem Capital Management Inc | 1,016 | $210.0K | 0.11% | +1,016 | New |
| Ascent Group, LLC | 979 | $210.0K | 0.03% | +979 | New |
| Bristlecone Advisors, LLC | 1,019 | $211.0K | 0.03% | −125−10.9% | Reduced |
| Mengis Capital Management, Inc. | 1,022 | $211.0K | 0.04% | +1,022 | New |
| Bar Harbor Trust Services | 1,024 | $212.0K | 0.06% | −151−12.9% | Reduced |
| Main Street Financial Solutions, LLC | 1,025 | $212.0K | 0.03% | +1,025 | New |
| Berkshire Asset Management LLC | 1,041 | $215.0K | 0.01% | +1,041 | New |
| Winthrop Advisory Group LLC | 1,040 | $215.0K | 0.04% | +1,040 | New |
| Bank of Stockton | 1,048 | $217.0K | 0.06% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 1,048 | $217.0K | 0.16% | +1,048 | New |
| ACG Wealth | 1,057 | $218.0K | 0.03% | −878−45.4% | Reduced |
| Fiduciary Group LLC | 1,055 | $218.0K | 0.02% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 1,053 | $218.0K | 0.02% | +1+0.1% | Added |
| Elk River Wealth Management, LLC | 1,053 | $218.0K | 0.05% | 00.0% | Unchanged |
| Objective Capital Management, LLC | 1,056 | $218.0K | 0.15% | +1,056 | New |
| Mogy Joel R Investment Counsel Inc | 1,060 | $219.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,059 | $219.0K | 0.07% | +1+0.1% | Added |
| Meridian Wealth Advisors, LLC | 1,062 | $220.0K | 0.05% | −132−11.1% | Reduced |
| Rede Wealth, LLC | 1,073 | $222.0K | 0.11% | −1,400−56.6% | Reduced |
| Sterling Manor Financial, LLC | 1,072 | $222.0K | 0.17% | −1,061−49.7% | Reduced |
| Morningstar Investment Services LLC | 1,076 | $222.0K | 0.00% | −179−14.3% | Reduced |
| Greylin Investment Mangement Inc | 1,075 | $222.0K | 0.04% | −25−2.3% | Reduced |
| Silvant Capital Management LLC | 1,076 | $222.0K | 0.04% | 00.0% | Unchanged |
| Warren Street Wealth Advisors, LLC | 1,072 | $222.0K | 0.21% | +1,072 | New |
| Anchor Capital Advisors LLC | 1,080 | $223.0K | 0.00% | 00.0% | Unchanged |
| Reitz Capital Advisors LLC | 1,025 | $223.0K | 0.16% | +1,025 | New |
| Montz Harcus Wealth Management LLC | 1,080 | $223.0K | 0.20% | +1,080 | New |
| Alesco Advisors LLC | 1,084 | $224.0K | 0.01% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,083 | $224.0K | 0.04% | +5+0.5% | Added |
| Vista Finance, LLC | 1,086 | $224.0K | 0.23% | +1,086 | New |
| Valmark Advisers, Inc. | 1,087 | $225.0K | 0.00% | −2−0.2% | Reduced |
| Act Wealth Management, LLC | 1,091 | $226.0K | 0.13% | +65+6.3% | Added |
| Ellis Investment Partners, LLC | 1,094 | $226.0K | 0.05% | +3+0.3% | Added |
| Hourglass Capital, LLC | 1,092 | $226.0K | 0.08% | +1,092 | New |
| Consilium Wealth Advisory, LLC | 1,092 | $226.0K | 0.15% | +1,092 | New |
| Herold Advisors, Inc. | 1,100 | $227.0K | 0.09% | +200+22.2% | Added |
| Grace Capital | 1,100 | $227.0K | 0.13% | +300+37.5% | Added |
| Glassman Wealth Services | 1,100 | $227.0K | 0.04% | +551+100.4% | Added |
| RDA Financial Network | 1,103 | $228.0K | 0.09% | −1,048−48.7% | Reduced |
| ARS Wealth Advisors Group, LLC | 1,105 | $228.0K | 0.04% | +60+5.7% | Added |
| Isthmus Partners, LLC | 1,107 | $229.0K | 0.04% | 00.0% | Unchanged |
| SkyOak Wealth, LLC | 1,109 | $229.0K | 0.06% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 1,123 | $232.0K | 0.14% | +1+0.1% | Added |
| Eubel Brady & Suttman Asset Management Inc | 1,120 | $232.0K | 0.05% | +1,120 | New |