Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 762,198 | $157.6M | 0.37% | +55,604+7.9% | Added |
| Prudential Financial Inc | 794,461 | $162.4M | 0.20% | +201,279+33.9% | Added |
| Envestnet Asset Management Inc | 789,328 | $163.2M | 0.08% | +42,188+5.6% | Added |
| Capital Wealth Planning, LLC | 805,899 | $166.6M | 3.69% | +69,811+9.5% | Added |
| Rhumbline Advisers | 843,897 | $174.5M | 0.21% | +14,505+1.7% | Added |
| Eaton Vance Management | 871,547 | $180.2M | 0.22% | −62,716−6.7% | Reduced |
| Credit Suisse AG | 934,105 | $193.1M | 0.16% | −55,897−5.6% | Reduced |
| JPMorgan Chase & Co | 983,825 | $203.4M | 0.03% | +76,955+8.5% | Added |
| California State Teachers Retirement System | 984,009 | $203.4M | 0.24% | +26,643+2.8% | Added |
| New York State Common Retirement Fund | 985,287 | $203.7M | 0.20% | −5,580−0.6% | Reduced |
| Manufacturers Life Insurance Company, The | 997,003 | $206.1M | 0.13% | −91,840−8.4% | Reduced |
| Bank of Montreal | 1,012,723 | $209.1M | 0.11% | −481,989−32.2% | Reduced |
| Principal Financial Group Inc | 1,050,505 | $217.1M | 0.13% | −24,586−2.3% | Reduced |
| Lazard Asset Management LLC | 1,065,272 | $220.2M | 0.23% | +15,089+1.4% | Added |
| ProShare Advisors LLC | 1,068,587 | $220.9M | 0.43% | +125,755+13.3% | Added |
| Two Sigma Investments, LP | 1,119,416 | $231.4M | 0.57% | −109,691−8.9% | Reduced |
| Citigroup Inc | 1,147,310 | $237.2M | 0.21% | −66,064−5.4% | Reduced |
| California Public Employees Retirement System | 1,170,795 | $242.1M | 0.16% | −61,107−5.0% | Reduced |
| Neuberger Berman Group LLC | 1,229,797 | $252.7M | 0.20% | +374,337+43.8% | Added |
| D. E. Shaw & Co., Inc. | 1,227,769 | $253.8M | 0.31% | −384,069−23.8% | Reduced |
| Diamond Hill Capital Management Inc | 1,319,648 | $272.8M | 0.97% | +40,538+3.2% | Added |
| Boston Partners | 1,337,314 | $276.9M | 0.33% | −274,409−17.0% | Reduced |
| UBS Group AG | 1,361,054 | $281.4M | 0.11% | +332,173+32.3% | Added |
| Barclays PLC | 1,543,970 | $319.2M | 0.20% | +217,783+16.4% | Added |
| Capital International Investors | 1,684,769 | $348.3M | 0.07% | −6,018,821−78.1% | Reduced |
| Two Sigma Advisers, LP | 1,737,800 | $359.3M | 0.90% | −262,800−13.1% | Reduced |
| Parametric Portfolio Associates LLC | 1,766,887 | $365.3M | 0.19% | +41,516+2.4% | Added |
| Deutsche Bank AG | 1,769,205 | $365.8M | 0.16% | +106,731+6.4% | Added |
| TD Asset Management Inc | 1,796,962 | $371.5M | 0.31% | +44,385+2.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,831,703 | $378.7M | 0.23% | −64,173−3.4% | Reduced |
| Swiss National Bank | 2,080,941 | $430.2M | 0.26% | −85,100−3.9% | Reduced |
| Dimensional Fund Advisors LP | 2,288,254 | $473.1M | 0.14% | −118,867−4.9% | Reduced |
| Ameriprise Financial Inc | 2,374,434 | $487.5M | 0.13% | +656,988+38.3% | Added |
| Wells Fargo & Company | 2,475,299 | $511.7M | 0.13% | −427,611−14.7% | Reduced |
| Price T Rowe Associates Inc | 2,571,959 | $531.7M | 0.05% | −1,876,630−42.2% | Reduced |
| Charles Schwab Investment Management Inc | 2,598,413 | $537.2M | 0.16% | +52,372+2.1% | Added |
| Amundi | 2,436,946 | $553.2M | 0.35% | +256,959+11.8% | Added |
| UBS Asset Management Americas Inc | 2,894,837 | $598.5M | 0.23% | −113,945−3.8% | Reduced |
| Goldman Sachs Group Inc | 3,176,587 | $656.7M | 0.16% | +171,412+5.7% | Added |
| Nuveen Asset Management, LLC | 3,201,913 | $662.0M | 0.20% | −37,945−1.2% | Reduced |
| Capital Research Global Investors | 3,227,058 | $667.2M | 0.15% | +4530.0% | Added |
| Primecap Management Co | 3,377,908 | $698.3M | 0.48% | −137,350−3.9% | Reduced |
| Wellington Management Group LLP | 3,505,364 | $724.7M | 0.12% | −174,941−4.8% | Reduced |
| Royal Bank of Canada | 3,512,025 | $726.1M | 0.18% | +776,001+28.4% | Added |
| Legal & General Group Plc | 3,618,673 | $748.1M | 0.23% | −83,612−2.3% | Reduced |
| Bank of America Corp | 4,075,089 | $842.5M | 0.09% | +63,761+1.6% | Added |
| FMR LLC | 4,174,250 | $863.0M | 0.06% | −848,793−16.9% | Reduced |
| Bank of New York Mellon Corp | 4,797,636 | $991.9M | 0.18% | +9,437+0.2% | Added |
| Morgan Stanley | 4,806,004 | $993.6M | 0.12% | −2,0050.0% | Reduced |
| Invesco Ltd. | 4,864,120 | $1.01B | 0.24% | +643,392+15.2% | Added |
| Norges Bank | 5,335,303 | $1.10B | 0.23% | −6340.0% | Reduced |
| Fisher Asset Management, LLC | 7,004,189 | $1.45B | 0.81% | +168,085+2.5% | Added |
| Northern Trust Corp | 7,433,713 | $1.54B | 0.25% | −96,424−1.3% | Reduced |
| Geode Capital Management, LLC | 8,619,170 | $1.78B | 0.21% | +52,169+0.6% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 9,685,132 | $2.00B | 8.72% | 00.0% | Unchanged |
| Capital World Investors | 13,262,687 | $2.74B | 0.43% | +1,373,656+11.6% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $3.67B | 3.64% | 00.0% | Unchanged |
| BlackRock Inc. | 36,502,143 | $7.55B | 0.19% | −1,225,416−3.2% | Reduced |
| State Street Corp | 40,833,234 | $8.44B | 0.40% | +55,641+0.1% | Added |
| Vanguard Group Inc | 47,559,902 | $9.83B | 0.22% | −294,862−0.6% | Reduced |
| Westside Investment Management, Inc. | 709 | – | – | +1+0.1% | Added |
| AMP Capital Investors Ltd | 0 | $0 | 0.00% | −154,528−100.0% | Sold out |
| Massachusetts Financial Services Co | 0 | $0 | 0.00% | −84,414−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −58,482−100.0% | Sold out |
| SeaTown Holdings Pte. Ltd. | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Socorro Asset Management LP | 0 | $0 | 0.00% | −38,859−100.0% | Sold out |
| Myriad Asset Management Ltd. | 0 | $0 | 0.00% | −35,925−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −34,000−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −33,444−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −24,701−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −27,786−100.0% | Sold out |
| Claudia M.P. Batlle, CRP (R) LLC | 0 | $0 | 0.00% | −27,573−100.0% | Sold out |
| D L Carlson Investment Group Inc | 0 | $0 | 0.00% | −26,791−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −23,158−100.0% | Sold out |
| PGGM Investments | 0 | $0 | 0.00% | −22,301−100.0% | Sold out |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −19,713−100.0% | Sold out |
| Gateway Advisory, LLC | 0 | $0 | 0.00% | −18,518−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −17,674−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −13,383−100.0% | Sold out |
| Samlyn Capital, LLC | 0 | $0 | 0.00% | −12,191−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −10,905−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −8,598−100.0% | Sold out |
| Arabesque Asset Management Ltd | 0 | $0 | 0.00% | −8,243−100.0% | Sold out |
| Heartland Bank & Trust Co | 0 | $0 | 0.00% | −7,457−100.0% | Sold out |
| Eidelman Virant Capital | 0 | $0 | 0.00% | −7,006−100.0% | Sold out |
| Deltec Asset Management LLC | 0 | $0 | 0.00% | −6,300−100.0% | Sold out |
| Aurora Private Wealth, Inc. | 0 | $0 | 0.00% | −6,024−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −4,471−100.0% | Sold out |
| HBK Investments L P | 0 | $0 | 0.00% | −4,364−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −3,937−100.0% | Sold out |
| Seven Eight Capital, LP | 0 | $0 | 0.00% | −3,454−100.0% | Sold out |
| Sawgrass Asset Management LLC | 0 | $0 | 0.00% | −3,428−100.0% | Sold out |
| Mirador Capital Partners LP | 0 | $0 | 0.00% | −3,237−100.0% | Sold out |
| Machina Capital S.A.S. | 0 | $0 | 0.00% | −3,100−100.0% | Sold out |
| CenterStar Asset Management, LLC | 0 | $0 | 0.00% | – | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −2,784−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −2,561−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −2,347−100.0% | Sold out |
| Thrive Capital Management, LLC | 0 | $0 | 0.00% | −2,302−100.0% | Sold out |