Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Old National Bancorp | 76,793 | $15.9M | 0.57% | −5,762−7.0% | Reduced |
| Illinois Municipal Retirement Fund | 77,253 | $16.0M | 0.45% | +21,864+39.5% | Added |
| Cubist Systematic Strategies, LLC | 78,296 | $16.2M | 0.15% | +2,398+3.2% | Added |
| Congress Wealth Management LLC | 78,491 | $16.2M | 0.32% | +78,491 | New |
| Swiss Life Asset Management Ltd | 79,564 | $16.5M | 0.21% | −4,818−5.7% | Reduced |
| Guggenheim Capital LLC | 80,329 | $16.6M | 0.09% | −5,966−6.9% | Reduced |
| Mackay Shields LLC | 80,808 | $16.7M | 0.14% | −2,960−3.5% | Reduced |
| Cutler Investment Counsel LLC | 80,988 | $16.7M | 2.52% | +575+0.7% | Added |
| Stock Yards Bank & Trust Co | 81,667 | $16.9M | 0.89% | +2,151+2.7% | Added |
| Metropolitan Life Insurance Co | 83,603 | $17.3M | 0.23% | −2,552−3.0% | Reduced |
| Stephens Inc | 83,755 | $17.3M | 0.26% | +10,657+14.6% | Added |
| Banco Santander, S.A. | 84,429 | $17.5M | 0.09% | +3,581+4.4% | Added |
| Comerica Bank | 82,968 | $17.8M | 0.13% | −3,980−4.6% | Reduced |
| Rathbone Brothers plc | 87,234 | $18.0M | 0.18% | +67,267+336.9% | Added |
| Levin Capital Strategies, L.P. | 87,259 | $18.0M | 1.69% | −1,623−1.8% | Reduced |
| Gulf International Bank (UK) Ltd | 87,400 | $18.1M | 0.26% | −18,491−17.5% | Reduced |
| Quadrature Capital Ltd | 87,981 | $18.2M | 0.96% | −54,858−38.4% | Reduced |
| Private Advisor Group, LLC | 88,090 | $18.2M | 0.14% | −26,863−23.4% | Reduced |
| Public Sector Pension Investment Board | 90,261 | $18.7M | 0.10% | −2,573−2.8% | Reduced |
| Front Barnett Associates LLC | 90,391 | $18.7M | 1.75% | +160+0.2% | Added |
| ExodusPoint Capital Management, LP | 91,017 | $18.8M | 0.23% | +84,123+1,220.2% | Added |
| Fred Alger Management, LLC | 91,038 | $18.8M | 0.05% | +28,707+46.1% | Added |
| Asahi Life Asset Management Co., Ltd. | 91,526 | $18.9M | 2.40% | −3,597−3.8% | Reduced |
| Employees Retirement System of Texas | 92,000 | $19.0M | 0.21% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 92,833 | $19.2M | 0.04% | +17,976+24.0% | Added |
| Westpac Banking Corp | 92,930 | $19.2M | 0.20% | −902−1.0% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 93,408 | $19.3M | 0.67% | +218+0.2% | Added |
| Chilton Capital Management LLC | 94,520 | $19.5M | 1.00% | −2,583−2.7% | Reduced |
| Regions Financial Corp | 94,793 | $19.6M | 0.15% | −984−1.0% | Reduced |
| Public Employees Retirement Association of Colorado | 96,060 | $19.9M | 0.08% | −448−0.5% | Reduced |
| British Columbia Investment Management Corp | 96,278 | $19.9M | 0.11% | −5,071−5.0% | Reduced |
| Tredje AP-fonden | 96,912 | $20.0M | 0.39% | +15,382+18.9% | Added |
| Colony Group LLC | 98,158 | $20.3M | 0.36% | +15,648+19.0% | Added |
| Utah Retirement Systems | 98,358 | $20.3M | 0.25% | −900−0.9% | Reduced |
| State of Alaska, Department of Revenue | 99,181 | $20.5M | 0.20% | −28,275−22.2% | Reduced |
| Busey Wealth Management | 99,720 | $20.6M | 0.78% | −307−0.3% | Reduced |
| Xponance, Inc. | 99,924 | $20.7M | 0.32% | +6,139+6.5% | Added |
| Paralel Advisors LLC | 100,000 | $20.7M | 1.20% | +100,000 | New |
| Balyasny Asset Management LLC | 103,779 | $21.5M | 0.09% | +103,779 | New |
| Associated Banc-Corp | 103,804 | $21.5M | 0.79% | −1,615−1.5% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 107,039 | $22.1M | 0.07% | −355,774−76.9% | Reduced |
| Sabal Trust CO | 107,161 | $22.2M | 1.41% | +3,815+3.7% | Added |
| Bradley Foster & Sargent Inc | 107,196 | $22.2M | 0.46% | +2,431+2.3% | Added |
| MML Investors Services, LLC | 108,069 | $22.3M | 0.16% | +11,303+11.7% | Added |
| Vaughan David Investments LLC | 108,369 | $22.4M | 0.65% | −2,110−1.9% | Reduced |
| Glenmede Trust Co NA | 108,677 | $22.5M | 0.11% | −1,655−1.5% | Reduced |
| Chartwell Investment Partners, LLC | 109,674 | $22.7M | 0.66% | +8,101+8.0% | Added |
| Nichols & Pratt Advisers LLP | 111,481 | $23.0M | 1.59% | −787−0.7% | Reduced |
| Daiwa Securities Group Inc. | 82,086 | $23.1M | 0.14% | +2,503+3.1% | Added |
| Jennison Associates LLC | 112,629 | $23.3M | 0.01% | −39,785−26.1% | Reduced |
| Adams Diversified Equity Fund, Inc. | 115,100 | $23.8M | 0.90% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 115,965 | $23.9M | 0.12% | −5,193−4.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 116,200 | $24.0M | 0.63% | +116,200 | New |
| Wesleyan Assurance Society | 117,750 | $24.3M | 2.88% | +500+0.4% | Added |
| Yousif Capital Management, LLC | 119,507 | $24.7M | 0.26% | +119,507 | New |
| MetLife Investment Management | 119,517 | $24.7M | 0.20% | −4,135−3.3% | Reduced |
| Forsta Ap-Fonden | 121,300 | $25.1M | 0.25% | +4,000+3.4% | Added |
| Foundry Partners, LLC | 124,392 | $25.7M | 0.91% | −1,025−0.8% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 125,146 | $25.9M | 0.54% | +5,415+4.5% | Added |
| DnB Asset Management AS | 126,293 | $26.1M | 0.15% | +5,054+4.2% | Added |
| USS Investment Management Ltd | 126,730 | $26.2M | 0.21% | 00.0% | Unchanged |
| S&CO Inc | 127,519 | $26.4M | 1.86% | −555−0.4% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 127,993 | $26.4M | 0.35% | +14,972+13.2% | Added |
| Gabelli Funds LLC | 128,635 | $26.6M | 0.17% | −50.0% | Reduced |
| CIBC World Markets Corp | 129,987 | $26.9M | 0.14% | −91,121−41.2% | Reduced |
| Thrivent Financial for Lutherans | 126,168 | $27.1M | 0.05% | +2,427+2.0% | Added |
| Creative Planning | 133,605 | $27.6M | 0.04% | −2,318−1.7% | Reduced |
| Squarepoint Ops LLC | 133,833 | $27.7M | 0.13% | −28,787−17.7% | Reduced |
| State of Michigan Retirement System | 136,176 | $28.2M | 0.15% | −1,300−0.9% | Reduced |
| Amalgamated Bank | 138,310 | $28.6M | 0.21% | +10,819+8.5% | Added |
| Russell Investments Group, Ltd. | 139,959 | $28.9M | 0.05% | −4,600−3.2% | Reduced |
| Vontobel Holding Ltd. | 140,533 | $29.0M | 0.24% | +15,791+12.7% | Added |
| Glenview Trust Co | 140,950 | $29.1M | 0.96% | +4,202+3.1% | Added |
| Meyer Handelman Co | 142,416 | $29.4M | 1.10% | +5,700+4.2% | Added |
| United Services Automobile Association | 144,112 | $29.8M | 0.50% | −821−0.6% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 144,201 | $29.8M | 0.09% | −73,664−33.8% | Reduced |
| Handelsbanken Fonder AB | 144,757 | $29.9M | 0.15% | −833−0.6% | Reduced |
| Rockefeller Capital Management L.P. | 145,608 | $30.1M | 0.14% | +7,031+5.1% | Added |
| Willis Investment Counsel | 146,004 | $30.2M | 1.59% | +5,600+4.0% | Added |
| Group One Trading, L.P. | 147,350 | $30.5M | 0.57% | +62,218+73.1% | Added |
| Varma Mutual Pension Insurance Co | 149,343 | $30.9M | 0.45% | +20,000+15.5% | Added |
| Arizona State Retirement System | 149,942 | $31.0M | 0.24% | −2,815−1.8% | Reduced |
| Janus Henderson Group PLC | 150,684 | $31.2M | 0.01% | −11,878−7.3% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 152,749 | $31.6M | 0.28% | −7,900−4.9% | Reduced |
| Umb Bank N A | 153,795 | $31.8M | 0.40% | −24,612−13.8% | Reduced |
| Keybank National Association | 157,810 | $32.6M | 0.13% | −493−0.3% | Reduced |
| Hyman Charles D | 158,523 | $32.8M | 2.08% | +2,035+1.3% | Added |
| United Capital Financial Advisers, LLC | 160,047 | $33.1M | 0.15% | +828+0.5% | Added |
| Heritage Investors Management Corp | 162,378 | $33.6M | 1.30% | +1,292+0.8% | Added |
| Criteria Caixa, S.A.U. | 162,503 | $33.6M | 4.21% | 00.0% | Unchanged |
| Pinebridge Investments, L.P. | 163,766 | $33.9M | 0.35% | +53,961+49.1% | Added |
| Minneapolis Portfolio Management Group, LLC | 164,177 | $33.9M | 3.61% | −3,571−2.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 169,959 | $35.1M | 0.17% | +22,533+15.3% | Added |
| 1832 Asset Management L.P. | 169,873 | $35.4M | 0.06% | +165,826+4,097.5% | Added |
| Calamos Advisors LLC | 174,507 | $36.1M | 0.14% | −46,161−20.9% | Reduced |
| Teacher Retirement System of Texas | 174,573 | $36.1M | 0.16% | +32,459+22.8% | Added |
| AXA S.A. | 200,356 | $36.4M | 0.09% | −8,360−4.0% | Reduced |
| PEAK6 Investments LLC | 176,738 | $36.5M | 1.02% | +116,826+195.0% | Added |
| Financial Counselors Inc | 180,035 | $37.2M | 0.76% | −4,172−2.3% | Reduced |
| Penserra Capital Management LLC | 180,736 | $37.4M | 0.80% | +50,904+39.2% | Added |