Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Siemens Fonds Invest GmbH | 17,989 | $3.71M | 0.24% | +130+0.7% | Added |
| Burney Co | 17,990 | $3.72M | 0.16% | −121−0.7% | Reduced |
| Central Bank & Trust Co | 18,205 | $3.76M | 0.58% | −3,361−15.6% | Reduced |
| Montgomery Investment Management Inc | 18,271 | $3.78M | 1.27% | −250−1.3% | Reduced |
| Aries Wealth Management | 18,294 | $3.78M | 1.44% | 00.0% | Unchanged |
| Stonnington Group, LLC | 17,215 | $3.79M | 0.82% | +9,365+119.3% | Added |
| Avantax Planning Partners, Inc. | 18,355 | $3.79M | 0.16% | +546+3.1% | Added |
| Great Lakes Advisors, LLC | 18,424 | $3.81M | 0.06% | −153−0.8% | Reduced |
| Physicians Financial Services, Inc. | 18,431 | $3.81M | 1.41% | +67+0.4% | Added |
| Sompo Asset Management Co., Ltd. | 18,580 | $3.84M | 0.76% | −400−2.1% | Reduced |
| Marketfield Asset Management LLC | 18,580 | $3.84M | 2.90% | −321−1.7% | Reduced |
| Hayek Kallen Investment Management | 18,835 | $3.89M | 1.39% | +2,500+15.3% | Added |
| Spire Wealth Management | 18,936 | $3.92M | 0.09% | −1,068−5.3% | Reduced |
| Freestone Capital Holdings, LLC | 18,967 | $3.92M | 0.17% | +506+2.7% | Added |
| Generali Powszechne Towarzystwo Emerytalne | 19,000 | $3.93M | 3.75% | +19,000 | New |
| Compagnie Lombard Odier SCmA | 19,155 | $3.96M | 0.08% | +3,600+23.1% | Added |
| Summitry LLC | 19,356 | $4.00M | 0.23% | +159+0.8% | Added |
| Searle & Co. | 19,364 | $4.00M | 1.46% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 19,384 | $4.01M | 0.15% | +19,384 | New |
| Channing Capital Management, LLC | 19,420 | $4.01M | 0.11% | −2,698−12.2% | Reduced |
| Massmutual Trust Co FSB | 19,467 | $4.03M | 0.15% | +1,097+6.0% | Added |
| Asset Dedication, LLC | 19,561 | $4.04M | 0.49% | +2,444+14.3% | Added |
| Colonial Trust Advisors | 19,573 | $4.05M | 0.45% | −75−0.4% | Reduced |
| Equitable Trust Co | 19,586 | $4.05M | 0.25% | +1,674+9.3% | Added |
| B & T Capital Management DBA Alpha Capital Management | 19,722 | $4.08M | 0.90% | +294+1.5% | Added |
| Crestwood Advisors Group LLC | 19,732 | $4.08M | 0.11% | +23+0.1% | Added |
| U.S. Capital Wealth Advisors, LLC | 19,757 | $4.08M | 0.16% | +475+2.5% | Added |
| People's United Financial, Inc. | 19,809 | $4.09M | 0.10% | −2,672−11.9% | Reduced |
| Mathes Company, Inc. | 19,838 | $4.10M | 1.41% | −235−1.2% | Reduced |
| Beese Fulmer Investment Management, Inc. | 19,845 | $4.10M | 0.43% | +429+2.2% | Added |
| Kiley Juergens Wealth Management, LLC | 19,917 | $4.12M | 1.56% | +1,168+6.2% | Added |
| Retirement Group, LLC | 19,929 | $4.12M | 1.80% | +356+1.8% | Added |
| Stonebridge Capital Management Inc | 19,937 | $4.12M | 1.43% | −1,200−5.7% | Reduced |
| THRC Management, LLC | 20,000 | $4.13M | 0.75% | +20,000 | New |
| BKD Wealth Advisors, LLC | 20,009 | $4.14M | 0.17% | −26−0.1% | Reduced |
| Family Legacy, Inc. | 18,888 | $4.15M | 1.70% | +1,822+10.7% | Added |
| Focus Financial Network, Inc. | 20,294 | $4.20M | 0.61% | +1,987+10.9% | Added |
| JustInvest LLC | 20,326 | $4.20M | 0.25% | +11,615+133.3% | Added |
| Caldwell Trust Co | 20,423 | $4.22M | 0.49% | +260+1.3% | Added |
| Northeast Investment Management | 20,489 | $4.24M | 0.21% | +898+4.6% | Added |
| Miracle Mile Advisors, LLC | 20,536 | $4.25M | 0.17% | +7,646+59.3% | Added |
| Bessemer Group Inc | 20,616 | $4.26M | 0.01% | +4,720+29.7% | Added |
| Fusion Capital, LLC | 20,629 | $4.26M | 2.17% | +1,540+8.1% | Added |
| Argyle Capital Management Inc. | 20,665 | $4.27M | 1.33% | 00.0% | Unchanged |
| Reliant Investment Management, LLC | 20,685 | $4.28M | 1.76% | +2,082+11.2% | Added |
| Bridge Creek Capital Management LLC | 20,745 | $4.29M | 1.47% | +123+0.6% | Added |
| Nomura Holdings Inc | 21,082 | $4.33M | 0.02% | −25,785−55.0% | Reduced |
| Community Bank, N.A. | 20,955 | $4.33M | 0.50% | +350+1.7% | Added |
| Brewin Dolphin Ltd | 21,017 | $4.34M | 0.19% | −4,880−18.8% | Reduced |
| Wesbanco Bank Inc | 21,055 | $4.35M | 0.16% | +800+3.9% | Added |
| Banque Pictet & Cie SA | 21,086 | $4.36M | 0.03% | +16,808+392.9% | Added |
| Boit C F David | 21,100 | $4.36M | 2.77% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 21,100 | $4.36M | 0.25% | −190−0.9% | Reduced |
| Ieq Capital, LLC | 21,173 | $4.38M | 0.10% | +2,211+11.7% | Added |
| Ipswich Investment Management Co., Inc. | 21,209 | $4.38M | 1.02% | −535−2.5% | Reduced |
| Community Bank & Trust, Waco, Texas | 21,322 | $4.41M | 1.30% | +564+2.7% | Added |
| Principle Wealth Partners LLC | 21,332 | $4.41M | 0.46% | +777+3.8% | Added |
| Meridian Wealth Management, LLC | 21,614 | $4.47M | 0.48% | +744+3.6% | Added |
| Pinnacle Financial Partners Inc | 21,658 | $4.48M | 0.14% | +13,691+171.8% | Added |
| Signet Financial Management, LLC | 21,920 | $4.53M | 0.69% | −530−2.4% | Reduced |
| Paradiem, LLC | 22,499 | $4.54M | 1.48% | −638−2.8% | Reduced |
| City Holding Co | 24,491 | $4.59M | 0.77% | +64+0.3% | Added |
| AlphaCrest Capital Management LLC | 22,271 | $4.60M | 0.17% | +9,943+80.7% | Added |
| Veritable, L.P. | 22,281 | $4.61M | 0.07% | +566+2.6% | Added |
| Holloway Wealth Management, LLC | – | $4.61M | 1.32% | – | – |
| Bank of Hawaii | 22,345 | $4.62M | 0.24% | +19+0.1% | Added |
| Biechele Royce Advisors | 22,364 | $4.62M | 1.85% | −233−1.0% | Reduced |
| Wedbush Securities Inc | 22,374 | $4.63M | 0.20% | +130+0.6% | Added |
| Avantax Advisory Services, Inc. | 22,450 | $4.64M | 0.07% | +1,573+7.5% | Added |
| Shell Asset Management Co | 22,566 | $4.67M | 0.10% | +325+1.5% | Added |
| Advisor Partners LLC | 22,646 | $4.68M | 0.28% | +1,381+6.5% | Added |
| Putnam Investments LLC | 22,819 | $4.72M | 0.01% | −1,460−6.0% | Reduced |
| Robbins Farley LLC | 22,828 | $4.72M | 3.49% | +1,947+9.3% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 22,893 | $4.73M | 0.01% | −6,847−23.0% | Reduced |
| Moors & Cabot, Inc. | 22,924 | $4.74M | 0.29% | +2,816+14.0% | Added |
| NBT Bank N A | 22,941 | $4.74M | 0.61% | −200−0.9% | Reduced |
| Toroso Investments, LLC | 23,555 | $4.87M | 0.15% | +18,213+340.9% | Added |
| Cullinan Associates Inc | 23,632 | $4.89M | 0.25% | +22,232+1,588.0% | Added |
| Verition Fund Management LLC | 23,639 | $4.89M | 0.06% | −52,737−69.0% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 23,666 | $4.89M | 0.02% | +7,540+46.8% | Added |
| Columbia Asset Management | 23,691 | $4.90M | 1.00% | +502+2.2% | Added |
| Prime Capital Investment Advisors, LLC | 23,751 | $4.91M | 0.26% | −9,087−27.7% | Reduced |
| Neville Rodie & Shaw Inc | 23,984 | $4.96M | 0.35% | −2,570−9.7% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 24,336 | $5.03M | 0.10% | −529−2.1% | Reduced |
| L & S Advisors Inc | 24,361 | $5.04M | 0.54% | +1,173+5.1% | Added |
| Hartford Financial Management Inc. | 24,446 | $5.05M | 1.18% | −100−0.4% | Reduced |
| Monte Financial Group, LLC | 24,663 | $5.10M | 2.68% | +2,658+12.1% | Added |
| AXS Investments LLC | 24,800 | $5.13M | 1.21% | +22,816+1,150.0% | Added |
| Kiwi Wealth Investments Limited Partnership | 25,132 | $5.20M | 0.25% | −648−2.5% | Reduced |
| Fayez Sarofim & Co | 25,288 | $5.23M | 0.02% | +1,987+8.5% | Added |
| Coldstream Capital Management Inc | 25,312 | $5.23M | 0.16% | −2,264−8.2% | Reduced |
| Achmea Investment Management B.V. | 25,458 | $5.26M | 0.25% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 25,839 | $5.34M | 0.12% | −1,730−6.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 25,921 | $5.36M | 0.24% | +4,925+23.5% | Added |
| Aull & Monroe Investment Management Corp | 25,924 | $5.36M | 2.39% | −475−1.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 25,945 | $5.36M | 0.05% | +4,024+18.4% | Added |
| Creative Financial Designs Inc | 26,016 | $5.38M | 0.81% | +20,881+406.6% | Added |
| RiverFront Investment Group, LLC | 26,165 | $5.41M | 0.17% | +1,034+4.1% | Added |
| Ferguson Wellman Capital Management, Inc | 26,203 | $5.42M | 0.16% | −415−1.6% | Reduced |
| Independent Wealth Network Inc. | 26,213 | $5.42M | 3.35% | +130+0.5% | Added |