Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LGT Group Foundation | 12,905 | $2.67M | 0.07% | +12,905 | New |
| Brinker Capital Investments, LLC | 12,955 | $2.68M | 0.04% | −13,193−50.5% | Reduced |
| Bailard, Inc. | 12,983 | $2.68M | 0.09% | +29+0.2% | Added |
| Ally Financial Inc. | 13,000 | $2.69M | 0.25% | 00.0% | Unchanged |
| Trust Co of Toledo NA | 13,034 | $2.69M | 0.40% | +56+0.4% | Added |
| OPSEU Pension Plan Trust Fund | 12,639 | $2.69M | 0.61% | +1,892+17.6% | Added |
| Slow Capital, Inc. | 13,057 | $2.70M | 0.46% | +264+2.1% | Added |
| Valeo Financial Advisors, LLC | 13,063 | $2.70M | 0.15% | −396−2.9% | Reduced |
| F3Logic, LLC | 13,279 | $2.71M | 0.32% | −516−3.7% | Reduced |
| Hixon Zuercher, LLC | 13,125 | $2.71M | 1.36% | +877+7.2% | Added |
| HAP Trading, LLC | 13,143 | $2.72M | 0.19% | +13,143 | New |
| Logan Capital Management Inc | 13,215 | $2.73M | 0.12% | +10.0% | Added |
| Strategic Wealth Advisors Group, LLC | 13,226 | $2.74M | 0.13% | −595−4.3% | Reduced |
| Ogorek Anthony Joseph | 13,249 | $2.74M | 1.17% | +8+0.1% | Added |
| Richard Bernstein Advisors LLC | 13,294 | $2.75M | 0.05% | +13,294 | New |
| Arrow Financial Corp | 13,292 | $2.75M | 0.33% | +7,688+137.2% | Added |
| Kinloch Capital, LLC | 13,378 | $2.77M | 1.71% | +2,532+23.3% | Added |
| BLB&B Advisors, LLC | 13,398 | $2.77M | 0.18% | −1,982−12.9% | Reduced |
| Prudential PLC | 13,508 | $2.79M | 0.04% | +13,508 | New |
| NEIRG Wealth Management, LLC | 13,551 | $2.80M | 0.54% | +13,551 | New |
| Mitchell Capital Management Co | 13,574 | $2.81M | 0.57% | +274+2.1% | Added |
| Wetherby Asset Management Inc | 13,574 | $2.81M | 0.16% | +453+3.5% | Added |
| Cerity Partners LLC | 13,624 | $2.82M | 0.04% | +4,500+49.3% | Added |
| Griffin Asset Management, Inc. | 13,712 | $2.83M | 0.35% | −1,865−12.0% | Reduced |
| South Dakota Investment Council | 13,745 | $2.84M | 0.05% | 00.0% | Unchanged |
| Pacific Wealth Strategies Group, Inc. | 13,749 | $2.84M | 0.99% | +328+2.4% | Added |
| Blue Edge Capital, LLC | 13,807 | $2.85M | 0.55% | 00.0% | Unchanged |
| Investment Management of Virginia LLC | 13,812 | $2.85M | 0.46% | −78−0.6% | Reduced |
| Money Concepts Capital Corp | 13,868 | $2.87M | 0.24% | +13,868 | New |
| Oak Harbor Wealth Partners, LLC | 13,874 | $2.87M | 0.99% | +13,874 | New |
| KG&L Capital Management,LLC | 13,915 | $2.88M | 1.16% | +1,882+15.6% | Added |
| HC Financial Advisors Inc | 13,946 | $2.88M | 1.60% | +10.0% | Added |
| Stoneridge Investment Partners LLC | 14,008 | $2.90M | 1.34% | +7,033+100.8% | Added |
| K.J. Harrison & Partners Inc | 14,000 | $2.90M | 0.41% | 00.0% | Unchanged |
| Capital International Sarl | 14,072 | $2.91M | 0.14% | +11,240+396.9% | Added |
| Laurion Capital Management LP | 14,106 | $2.92M | 0.05% | −324,991−95.8% | Reduced |
| Cullen/Frost Bankers, Inc. | 14,180 | $2.93M | 0.06% | −304−2.1% | Reduced |
| Iowa State Bank | 14,215 | $2.94M | 0.69% | +59+0.4% | Added |
| North Star Investment Management Corp. | 14,215 | $2.94M | 0.21% | +435+3.2% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 14,228 | $2.94M | 0.27% | −150−1.0% | Reduced |
| Country Club Trust Company, n.a. | 14,451 | $2.98M | 0.23% | −43−0.3% | Reduced |
| EagleClaw Capital Managment, LLC | 14,588 | $3.02M | 0.66% | +100+0.7% | Added |
| Webster Bank, N. A. | 14,618 | $3.02M | 0.31% | +129+0.9% | Added |
| CWM, LLC | 14,692 | $3.04M | 0.02% | +14,692 | New |
| McMillion Capital Management Inc | 14,792 | $3.06M | 1.65% | −117−0.8% | Reduced |
| FIL Ltd | 14,847 | $3.07M | 0.00% | −27−0.2% | Reduced |
| Cutler Group LP | 14,965 | $3.09M | 0.21% | +1,814+13.8% | Added |
| Avidian Wealth Solutions, LLC | 14,986 | $3.10M | 0.20% | +143+1.0% | Added |
| RBF Capital, LLC | 15,000 | $3.10M | 0.19% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.10M | 0.80% | 00.0% | Unchanged |
| Lake Street Advisors Group, LLC | 15,011 | $3.10M | 0.20% | +12+0.1% | Added |
| Brown Brothers Harriman & Co | 15,022 | $3.11M | 0.02% | −795−5.0% | Reduced |
| DT Investment Partners, LLC | 15,079 | $3.12M | 0.41% | −581−3.7% | Reduced |
| Roundview Capital LLC | 15,095 | $3.12M | 0.31% | +126+0.8% | Added |
| Lido Advisors, LLC | 15,196 | $3.14M | 0.06% | −332−2.1% | Reduced |
| Eukles Asset Management | 15,235 | $3.15M | 1.52% | +362+2.4% | Added |
| Paloma Partners Management Co | 15,250 | $3.15M | 0.10% | +15,250 | New |
| Walled Lake Planning & Wealth Management, LLC | 15,319 | $3.17M | 1.84% | −143−0.9% | Reduced |
| Gould Capital, LLC | 15,379 | $3.18M | 2.22% | +15,379 | New |
| Sandy Spring Bank | 15,386 | $3.18M | 0.15% | +814+5.6% | Added |
| Stratos Wealth Partners, LTD. | 15,461 | $3.20M | 0.07% | +738+5.0% | Added |
| Financial Sense Advisors, Inc. | 15,484 | $3.20M | 1.11% | +15,484 | New |
| Graticule Asia Macro Advisors LLC | 15,500 | $3.20M | 1.49% | +15,500 | New |
| Monument Capital Management | 15,521 | $3.21M | 1.00% | −2,038−11.6% | Reduced |
| Raymond James Trust N.A. | 15,615 | $3.23M | 0.10% | −2,848−15.4% | Reduced |
| Williams Jones Wealth Management, LLC. | 15,827 | $3.27M | 0.04% | +618+4.1% | Added |
| Aigen Investment Management, LP | 16,284 | $3.27M | 0.20% | +16,284 | New |
| LeJeune Puetz Investment Counsel LLC | 15,956 | $3.30M | 1.11% | +300+1.9% | Added |
| First Midwest Bank Trust Division | 15,976 | $3.30M | 0.43% | −28−0.2% | Reduced |
| Bank of the West | 16,001 | $3.31M | 0.31% | +597+3.9% | Added |
| TCI Wealth Advisors, Inc. | 16,007 | $3.31M | 0.49% | −430−2.6% | Reduced |
| Next Century Growth Investors LLC | 16,095 | $3.33M | 0.30% | −10−0.1% | Reduced |
| Ci Investments Inc. | 16,390 | $3.39M | 0.01% | −810−4.7% | Reduced |
| Essex Financial Services, Inc. | 16,406 | $3.39M | 0.34% | +1,147+7.5% | Added |
| Credit Agricole S A | 16,508 | $3.41M | 0.11% | −2,421−12.8% | Reduced |
| Malaga Cove Capital, LLC | 16,569 | $3.42M | 1.35% | −200−1.2% | Reduced |
| Abbrea Capital, LLC | 16,566 | $3.42M | 0.46% | +95+0.6% | Added |
| Intact Investment Management Inc. | 16,600 | $3.43M | 0.09% | 00.0% | Unchanged |
| Hodges Capital Management Inc. | 16,651 | $3.44M | 0.25% | +2,302+16.0% | Added |
| Costello Asset Management, INC | 16,759 | $3.46M | 2.12% | +11,560+222.4% | Added |
| Silvercrest Asset Management Group LLC | 16,842 | $3.48M | 0.02% | +15+0.1% | Added |
| Monetary Management Group Inc | 16,892 | $3.49M | 0.86% | +75+0.4% | Added |
| Stillwater Investment Management, LLC | 16,996 | $3.51M | 0.86% | −88−0.5% | Reduced |
| Pallas Capital Advisors LLC | 16,434 | $3.52M | 0.43% | −2,233−12.0% | Reduced |
| Canandaigua National Corp | 17,016 | $3.52M | 0.52% | −92−0.5% | Reduced |
| Ambassador Advisors, LLC | 17,026 | $3.52M | 0.67% | −9,877−36.7% | Reduced |
| Ellsworth Advisors, LLC | 17,110 | $3.54M | 1.31% | +3,237+23.3% | Added |
| Ethic Inc. | 17,237 | $3.56M | 0.27% | +7,415+75.5% | Added |
| FRG Family Wealth Advisors LLC | 17,261 | $3.57M | 0.67% | +3,117+22.0% | Added |
| Palladium Partners LLC | 17,277 | $3.57M | 0.15% | −850−4.7% | Reduced |
| Shelton Capital Management | 17,343 | $3.58M | 0.13% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 17,386 | $3.59M | 0.14% | −825−4.5% | Reduced |
| Twin Capital Management Inc | 17,488 | $3.62M | 0.36% | −830−4.5% | Reduced |
| Drexel Morgan & Co. | 17,522 | $3.62M | 1.05% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 17,591 | $3.64M | 0.19% | +359+2.1% | Added |
| HB Wealth Management, LLC | 17,610 | $3.64M | 0.07% | +17,610 | New |
| Loveless Wealth Management LLC | 17,615 | $3.64M | 2.00% | +30+0.2% | Added |
| Financial & Tax Architects, LLC | 17,689 | $3.66M | 1.49% | +1,631+10.2% | Added |
| Terry L. Blaker | 17,837 | $3.69M | 0.28% | +13+0.1% | Added |
| Cornerstone Wealth Group, LLC | 17,860 | $3.69M | 0.63% | +959+5.7% | Added |