Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Radnor Capital Management, LLC | 9,927 | $2.05M | 0.51% | +9,927 | New |
| RSM US Wealth Management LLC | 9,937 | $2.05M | 0.10% | +632+6.8% | Added |
| Diversified Trust Co | 9,960 | $2.06M | 0.07% | +1,137+12.9% | Added |
| Mill Capital Management, LLC | 9,999 | $2.07M | 0.21% | +9,999 | New |
| La Financiere de L'Echiquier | 10,000 | $2.07M | 0.07% | 00.0% | Unchanged |
| FLC Capital Advisors | 10,040 | $2.08M | 0.58% | −80−0.8% | Reduced |
| HRT Financial LP | 10,044 | $2.08M | 0.01% | +10,044 | New |
| Modus Advisors, LLC | 10,048 | $2.08M | 0.88% | −537−5.1% | Reduced |
| Steel Peak Wealth Management LLC | 10,083 | $2.08M | 0.13% | −239−2.3% | Reduced |
| Connectus Wealth, LLC | 10,069 | $2.08M | 0.08% | +10,069 | New |
| Thomas Story & Son LLC | 10,100 | $2.09M | 0.81% | 00.0% | Unchanged |
| PFG Advisors | 10,097 | $2.09M | 0.21% | +1,047+11.6% | Added |
| Murphy Capital Management Inc | 10,132 | $2.09M | 0.22% | +10+0.1% | Added |
| Axxcess Wealth Management, LLC | 10,124 | $2.09M | 0.16% | +10,124 | New |
| Hoylecohen, LLC | 10,145 | $2.10M | 0.17% | +3,112+44.2% | Added |
| HBK Sorce Advisory LLC | 10,172 | $2.10M | 0.11% | +36+0.4% | Added |
| Wellington Shields & Co., LLC | 10,200 | $2.11M | 0.42% | +800+8.5% | Added |
| Truvestments Capital LLC | 10,257 | $2.12M | 1.06% | +23+0.2% | Added |
| Whalerock Point Partners, LLC | 10,370 | $2.14M | 0.73% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 10,374 | $2.14M | 0.45% | +7,236+230.6% | Added |
| Goelzer Investment Management, Inc. | 10,374 | $2.15M | 0.17% | +10,374 | New |
| Meiji Yasuda Asset Management Co Ltd. | 10,405 | $2.15M | 0.13% | +750+7.8% | Added |
| Jackson Wealth Management, LLC | 10,473 | $2.17M | 0.27% | +10,473 | New |
| Loudon Investment Management, LLC | 10,493 | $2.17M | 1.38% | −30−0.3% | Reduced |
| KMG Fiduciary Partners, LLC | 10,492 | $2.17M | 0.34% | +8,255+369.0% | Added |
| Winton Group Ltd | 10,501 | $2.17M | 0.13% | +10,501 | New |
| Chicago Trust Co NA | 10,531 | $2.18M | 0.43% | 00.0% | Unchanged |
| Asset Management Group, Inc. | 10,529 | $2.18M | 0.43% | +311+3.0% | Added |
| Studio Investment Management LLC | 10,545 | $2.18M | 0.78% | +2,700+34.4% | Added |
| Horizon Investments, LLC | 10,648 | $2.19M | 0.07% | +7,080+198.4% | Added |
| Kingsview Wealth Management, LLC | 10,668 | $2.21M | 0.09% | +1,844+20.9% | Added |
| Mystic Asset Management, Inc. | 10,727 | $2.22M | 1.05% | +10,727 | New |
| Citizens National Bank Trust Department | 10,729 | $2.22M | 0.84% | −12,550−53.9% | Reduced |
| Madison Asset Management, LLC | 10,748 | $2.22M | 0.03% | +50.0% | Added |
| Resources Management Corp | 10,765 | $2.23M | 0.29% | −50−0.5% | Reduced |
| Sandhill Capital Partners LLC | 10,787 | $2.23M | 0.17% | +677+6.7% | Added |
| Strategic Advisors LLC | 10,807 | $2.23M | 0.32% | +2,769+34.4% | Added |
| Boyd Watterson Asset Management LLC | 10,844 | $2.24M | 0.75% | −17−0.2% | Reduced |
| Heritage Trust Co | 10,879 | $2.25M | 0.29% | +175+1.6% | Added |
| Veriti Management LLC | 10,892 | $2.25M | 0.29% | +326+3.1% | Added |
| Beck Capital Management, LLC | 10,901 | $2.25M | 0.70% | +142+1.3% | Added |
| Financial Advocates Investment Management | 10,908 | $2.25M | 0.16% | +454+4.3% | Added |
| Spirit of America Management Corp | 10,925 | $2.26M | 0.45% | 00.0% | Unchanged |
| Mitchell McLeod Pugh & Williams Inc | 10,932 | $2.26M | 0.75% | +377+3.6% | Added |
| Abeille Asset Management SA | 10,943 | $2.26M | 0.52% | +10,943 | New |
| MV Capital Management, Inc. | 10,949 | $2.26M | 0.33% | +333+3.1% | Added |
| Sumitomo Life Insurance Co | 11,056 | $2.29M | 0.05% | −327−2.9% | Reduced |
| Jacobi Capital Management LLC | 11,082 | $2.29M | 0.27% | +72+0.7% | Added |
| Alpha Cubed Investments, LLC | 11,140 | $2.30M | 0.15% | −530−4.5% | Reduced |
| Pflug Koory, LLC | 11,166 | $2.31M | 1.16% | +181+1.6% | Added |
| Boltwood Capital Management | 11,247 | $2.33M | 0.86% | +200+1.8% | Added |
| Fluent Financial, LLC | 11,259 | $2.33M | 0.95% | −161−1.4% | Reduced |
| Traynor Capital Management, Inc. | 11,338 | $2.34M | 0.28% | +1,761+18.4% | Added |
| King Luther Capital Management Corp | 11,353 | $2.35M | 0.01% | +190+1.7% | Added |
| Albar Capital Ltd | 11,353 | $2.35M | 0.74% | +11,353 | New |
| Whitener Capital Management, Inc. | 11,370 | $2.35M | 0.84% | +1,870+19.7% | Added |
| Capital Investment Counsel, Inc | 11,408 | $2.36M | 0.44% | +250+2.2% | Added |
| Atlantic Union Bankshares Corp | 11,438 | $2.37M | 0.20% | −394−3.3% | Reduced |
| Cornercap Investment Counsel Inc | 11,443 | $2.37M | 0.34% | −909−7.4% | Reduced |
| Mason Investment Advisory Services, Inc. | 11,478 | $2.37M | 0.20% | +103+0.9% | Added |
| Marshall Wace, LLP | 11,497 | $2.38M | 0.00% | −4,129−26.4% | Reduced |
| Trexquant Investment LP | 11,523 | $2.38M | 0.15% | +2,487+27.5% | Added |
| Bowen Hanes & Co Inc | 11,684 | $2.42M | 0.07% | +1,200+11.4% | Added |
| Pinnacle Holdings, LLC | 11,735 | $2.43M | 1.02% | +28+0.2% | Added |
| Trust Co of Vermont | 11,738 | $2.43M | 0.15% | +7+0.1% | Added |
| Viewpoint Capital Management LLC | 11,758 | $2.43M | 1.76% | +11,758 | New |
| Leavell Investment Management, Inc. | 11,775 | $2.43M | 0.16% | −2,500−17.5% | Reduced |
| Evercore Wealth Management, LLC | 11,777 | $2.44M | 0.04% | −798−6.3% | Reduced |
| MEMBERS Trust Co | 11,807 | $2.44M | 0.07% | +428+3.8% | Added |
| Ameritas Investment Partners, Inc. | 11,821 | $2.44M | 0.08% | −274−2.3% | Reduced |
| Trustcore Financial Services, LLC | 11,829 | $2.44M | 0.28% | −326−2.7% | Reduced |
| Inscription Capital, LLC | 11,824 | $2.44M | 0.67% | −235−1.9% | Reduced |
| Kames Capital plc | 11,838 | $2.45M | 0.03% | −3,498−22.8% | Reduced |
| Segment Wealth Management, LLC | 11,907 | $2.46M | 0.26% | −64−0.5% | Reduced |
| Foster & Motley Inc | 11,946 | $2.47M | 0.19% | −173−1.4% | Reduced |
| Frontier Wealth Management LLC | 11,948 | $2.47M | 0.16% | +593+5.2% | Added |
| Private Trust Co NA | 11,983 | $2.48M | 0.34% | −21−0.2% | Reduced |
| Cambridge Advisors Inc. | 11,993 | $2.48M | 0.56% | −155−1.3% | Reduced |
| Profund Advisors LLC | 12,181 | $2.52M | 0.08% | −431−3.4% | Reduced |
| Savant Capital, LLC | 12,192 | $2.52M | 0.08% | −1,158−8.7% | Reduced |
| Strategic Capital Advisers, Inc. | 12,196 | $2.52M | 1.81% | +292+2.5% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,233 | $2.53M | 0.49% | +340+2.9% | Added |
| Douglass Winthrop Advisors, LLC | 12,245 | $2.53M | 0.06% | 00.0% | Unchanged |
| Cigna Investments Inc | 12,289 | $2.54M | 0.20% | −4,525−26.9% | Reduced |
| Waycross Partners, LLC | 12,284 | $2.54M | 1.45% | +402+3.4% | Added |
| Moody National Bank Trust Division | 12,293 | $2.54M | 0.08% | −31,440−71.9% | Reduced |
| Mizuho Securities USA LLC | 12,362 | $2.56M | 0.23% | −1,056−7.9% | Reduced |
| Lowe Brockenbrough & Co Inc | 12,411 | $2.57M | 0.19% | −155−1.2% | Reduced |
| Lincoln National Corp | 12,468 | $2.58M | 0.05% | −2,412−16.2% | Reduced |
| Azimuth Capital Management LLC | 12,481 | $2.58M | 0.10% | −240−1.9% | Reduced |
| Barbara Oil Co. | 12,500 | $2.58M | 1.12% | 00.0% | Unchanged |
| Viking Fund Management LLC | 12,500 | $2.58M | 0.68% | +7,000+127.3% | Added |
| Wright Investors Service Inc | 12,520 | $2.59M | 0.65% | +12,520 | New |
| Providence Wealth Advisors, LLC | 11,554 | $2.60M | 1.63% | −19−0.2% | Reduced |
| TownSquare Capital, LLC | 12,600 | $2.60M | 0.07% | +9,353+288.1% | Added |
| IndexIQ Advisors LLC | 12,602 | $2.60M | 0.09% | +319+2.6% | Added |
| Guyasuta Investment Advisors Inc | 12,733 | $2.63M | 0.17% | +30+0.2% | Added |
| Redpoint Investment Management Pty Ltd | 12,755 | $2.64M | 0.21% | +108+0.9% | Added |
| Mission Creek Capital Partners, Inc. | 12,767 | $2.64M | 0.52% | 00.0% | Unchanged |
| Greenleaf Trust | 12,786 | $2.64M | 0.03% | +1,109+9.5% | Added |