Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jaffetilchin Investment Partners, LLC | 6,288 | $1.30M | 0.12% | +269+4.5% | Added |
| ARGI Investment Services, LLC | 6,293 | $1.30M | 0.04% | +509+8.8% | Added |
| Park Avenue Securities LLC | 6,293 | $1.30M | 0.02% | +772+14.0% | Added |
| Wilson & Boucher Capital Management, LLC | 6,371 | $1.32M | 1.19% | +6,371 | New |
| Fort Point Capital Partners LLC | 6,415 | $1.33M | 0.19% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 6,439 | $1.33M | 0.11% | +4,694+269.0% | Added |
| Great Valley Advisor Group, Inc. | 6,666 | $1.33M | 0.08% | +21+0.3% | Added |
| Valley Brook Capital Group | 6,465 | $1.34M | 1.15% | +75+1.2% | Added |
| Y-Intercept (Hong Kong) Ltd | 6,492 | $1.34M | 0.32% | +3,132+93.2% | Added |
| Franklin Street Advisors Inc | 6,500 | $1.34M | 0.10% | 00.0% | Unchanged |
| Thomas White International Ltd | 6,542 | $1.35M | 0.21% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 6,542 | $1.35M | 1.03% | +6,542 | New |
| Weatherly Asset Management L. P. | 6,612 | $1.37M | 0.15% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 6,618 | $1.37M | 0.03% | +25+0.4% | Added |
| Private Asset Management Inc | 6,622 | $1.37M | 0.17% | +92+1.4% | Added |
| PSI Advisors, LLC | 6,633 | $1.37M | 0.56% | +680+11.4% | Added |
| Legacy Bridge, LLC | 6,660 | $1.38M | 0.72% | +25+0.4% | Added |
| Harfst & Associates, Inc. | 6,673 | $1.38M | 0.35% | 00.0% | Unchanged |
| HawsGoodwin Investment Management LLC | 6,682 | $1.38M | 0.40% | −84−1.2% | Reduced |
| IPG Investment Advisors LLC | 6,686 | $1.38M | 0.25% | +6,686 | New |
| Atlantic Trust, LLC | 6,698 | $1.39M | 0.82% | 00.0% | Unchanged |
| Smith, Moore & Co. | 6,715 | $1.39M | 0.19% | −36−0.5% | Reduced |
| Southern Capital Advisors, LLC | 6,732 | $1.39M | 0.86% | +6,732 | New |
| AMG National Trust Bank | 6,747 | $1.40M | 0.04% | −350−4.9% | Reduced |
| Douglas Lane & Associates, LLC | 6,749 | $1.40M | 0.02% | −50−0.7% | Reduced |
| Vestcor Inc | 6,757 | $1.40M | 0.05% | −1,317−16.3% | Reduced |
| Amarillo National Bank | 6,776 | $1.40M | 0.27% | −65−1.0% | Reduced |
| Fort Pitt Capital Group, LLC | 6,778 | $1.40M | 0.05% | −20−0.3% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.40M | 0.13% | 00.0% | Unchanged |
| Cornell Pochily Investment Advisors, Inc. | 6,784 | $1.40M | 0.55% | +46+0.7% | Added |
| Ar Asset Management Inc | 6,800 | $1.41M | 0.36% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 6,800 | $1.41M | 0.07% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 6,807 | $1.41M | 0.04% | −2,690−28.3% | Reduced |
| BCM Advisors, LLC | 7,000 | $1.41M | 0.36% | 00.0% | Unchanged |
| First Dallas Securities Inc. | 6,823 | $1.41M | 0.93% | 00.0% | Unchanged |
| Oarsman Capital, Inc. | 6,844 | $1.42M | 0.56% | −1,000−12.7% | Reduced |
| Confluence Wealth Services, Inc. | 6,849 | $1.42M | 0.46% | +6,849 | New |
| Siena Capital LLC | 6,881 | $1.42M | 0.82% | +6,881 | New |
| Delos Wealth Advisors, LLC | 6,891 | $1.43M | 1.36% | +168+2.5% | Added |
| Parallel Advisors, LLC | 6,899 | $1.43M | 0.05% | +255+3.8% | Added |
| CAPROCK Group, Inc. | 6,903 | $1.43M | 0.12% | +856+14.2% | Added |
| Versor Investments LP | 6,900 | $1.43M | 0.04% | +4,824+232.4% | Added |
| Coastline Trust Co | 6,905 | $1.43M | 0.16% | +25+0.4% | Added |
| Modera Wealth Management, LLC | 6,904 | $1.43M | 0.05% | +5,265+321.2% | Added |
| Moneta Group Investment Advisors LLC | 6,912 | $1.43M | 0.06% | −172−2.4% | Reduced |
| Tdam USA Inc. | 6,938 | $1.43M | 0.09% | −602−8.0% | Reduced |
| WBH Advisory Inc | 6,949 | $1.44M | 0.16% | −87−1.2% | Reduced |
| Horizon Wealth Management, LLC | 6,949 | $1.44M | 0.42% | +6,949 | New |
| Proequities, Inc. | 6,999 | $1.45M | 0.08% | +541+8.4% | Added |
| Investors Asset Management of Georgia Inc | 7,010 | $1.45M | 0.69% | +25+0.4% | Added |
| MidWestOne Financial Group, Inc. | 7,039 | $1.46M | 0.31% | +1,015+16.8% | Added |
| Gables Capital Management Inc. | 7,050 | $1.46M | 0.87% | −440−5.9% | Reduced |
| Oak Asset Management, LLC | 7,082 | $1.46M | 0.56% | 00.0% | Unchanged |
| Deseret Mutual Benefit Administrators | 7,081 | $1.46M | 0.25% | +144+2.1% | Added |
| Schechter Investment Advisors, LLC | 7,090 | $1.47M | 0.13% | +7,090 | New |
| Main Street Research LLC | 7,122 | $1.47M | 0.11% | −72−1.0% | Reduced |
| United Community Bank | 7,150 | $1.48M | 1.48% | +7,150 | New |
| Cross Staff Investments Inc | 7,163 | $1.48M | 1.32% | +7,163 | New |
| Diamant Asset Management, Inc. | 7,175 | $1.48M | 1.08% | +420+6.2% | Added |
| Papp L Roy & Associates | 7,195 | $1.49M | 0.17% | −2,015−21.9% | Reduced |
| Citizens Financial Group Inc | 7,313 | $1.49M | 0.05% | −662−8.3% | Reduced |
| Meeder Asset Management Inc | 7,211 | $1.49M | 0.15% | +322+4.7% | Added |
| Burleson & Company, LLC | 7,236 | $1.50M | 0.22% | +20.0% | Added |
| Cowen and Company, LLC | 7,241 | $1.50M | 0.14% | +7,241 | New |
| Mairs & Power Inc | 7,320 | $1.51M | 0.01% | +498+7.3% | Added |
| American National Insurance Co | 7,340 | $1.52M | 0.34% | −34,610−82.5% | Reduced |
| Bragg Financial Advisors, Inc | 7,901 | $1.52M | 0.10% | 00.0% | Unchanged |
| Strategic Financial Services, Inc, | 7,353 | $1.52M | 0.11% | −130−1.7% | Reduced |
| Washington Trust Bank | 7,386 | $1.53M | 0.15% | −413−5.3% | Reduced |
| WealthPLAN Partners, LLC | 7,597 | $1.53M | 0.10% | −394−4.9% | Reduced |
| Sequoia Financial Advisors, LLC | 7,432 | $1.54M | 0.04% | +5,960+404.9% | Added |
| Bahl & Gaynor Inc | 7,450 | $1.54M | 0.01% | +1,300+21.1% | Added |
| Perfromance Wealth Partners, LLC | 7,459 | $1.54M | 0.06% | +7,459 | New |
| Cambridge Trust Co | 7,494 | $1.55M | 0.05% | +4,097+120.6% | Added |
| Vestmark Advisory Solutions, Inc. | 7,508 | $1.55M | 0.09% | +538+7.7% | Added |
| American Portfolios Advisors | 7,529 | $1.56M | 0.05% | −2,421−24.3% | Reduced |
| Federated Hermes, Inc. | 7,580 | $1.57M | 0.00% | −2,893−27.6% | Reduced |
| Quest Investment Management LLC | 7,588 | $1.57M | 0.13% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 7,607 | $1.57M | 0.12% | +2,753+56.7% | Added |
| Boenning & Scattergood, Inc. | 7,610 | $1.57M | 0.25% | +22+0.3% | Added |
| Altium Wealth Management LLC | 7,621 | $1.58M | 0.10% | +307+4.2% | Added |
| Argent Advisors, Inc. | 7,637 | $1.58M | 0.85% | +97+1.3% | Added |
| D. Scott Neal, Inc. | 7,661 | $1.58M | 0.60% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 7,675 | $1.59M | 0.57% | +6,025+365.2% | Added |
| Columbia Trust Co 01012016 | 8,291 | $1.59M | 0.84% | 00.0% | Unchanged |
| Cascade Investment Advisors, Inc. | 7,708 | $1.59M | 0.93% | +315+4.3% | Added |
| J.W. Cole Advisors, Inc. | 7,745 | $1.60M | 0.10% | −22−0.3% | Reduced |
| Moloney Securities Asset Management, LLC | 7,755 | $1.60M | 0.27% | +371+5.0% | Added |
| Corient Capital Partners, LLC | 7,755 | $1.60M | 0.11% | +741+10.6% | Added |
| Atlas Brown,Inc. | 7,760 | $1.60M | 0.62% | +587+8.2% | Added |
| Equitable Holdings, Inc. | 7,790 | $1.61M | 0.03% | +953+13.9% | Added |
| Gifford Fong Associates | 7,800 | $1.61M | 0.28% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 7,830 | $1.62M | 0.10% | +169+2.2% | Added |
| Integrated Wealth Concepts LLC | 7,847 | $1.62M | 0.05% | +840+12.0% | Added |
| Gamble Jones Investment Counsel | 7,968 | $1.65M | 0.10% | +745+10.3% | Added |
| Cobblestone Capital Advisors LLC | 7,996 | $1.65M | 0.11% | 00.0% | Unchanged |
| G&S Capital LLC | 8,001 | $1.65M | 0.82% | −645−7.5% | Reduced |
| Pensionfund DSM Netherlands | 8,000 | $1.65M | 0.19% | 00.0% | Unchanged |
| Cohen Klingenstein LLC | 8,000 | $1.65M | 0.07% | 00.0% | Unchanged |
| Probity Advisors, Inc. | 8,122 | $1.68M | 0.33% | −332−3.9% | Reduced |