Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wealthspire Advisors, LLC | 4,849 | $1.00M | 0.02% | +270+5.9% | Added |
| CPWM, LLC | 5,249 | $1.01M | 0.08% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 4,875 | $1.01M | 0.65% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 4,891 | $1.01M | 0.11% | +1,100+29.0% | Added |
| Stamos Capital Partners, L.P. | 4,900 | $1.01M | 0.47% | +4,900 | New |
| Byrne Asset Management LLC | 4,903 | $1.01M | 0.66% | +4,903 | New |
| Kovack Advisors, Inc. | 4,913 | $1.02M | 0.10% | −288−5.5% | Reduced |
| Biltmore Family Office, LLC | 4,912 | $1.02M | 0.19% | +500+11.3% | Added |
| HighTower Trust Services, LTA | 4,917 | $1.02M | 0.10% | +4,917 | New |
| Nations Financial Group Inc, | 4,923 | $1.02M | 0.13% | +457+10.2% | Added |
| Forum Financial Management, LP | 4,931 | $1.02M | 0.05% | +4,931 | New |
| StoneX Group Inc. | 4,947 | $1.02M | 0.12% | +1,949+65.0% | Added |
| Arkadios Wealth Advisors | 4,971 | $1.03M | 0.14% | +358+7.8% | Added |
| Legacy Wealth Asset Management, LLC | 4,993 | $1.03M | 0.35% | +127+2.6% | Added |
| HYA Advisors, Inc | 4,995 | $1.03M | 0.37% | −4−0.1% | Reduced |
| Quattro Financial Advisors LLC | 5,000 | $1.03M | 0.37% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 5,013 | $1.04M | 0.13% | −7,565−60.1% | Reduced |
| Sentry Investment Management LLC | 5,013 | $1.04M | 0.27% | +719+16.7% | Added |
| Castleview Partners, LLC | 215,009 | $1.04M | 0.01% | +215,009 | New |
| Howland Capital Management LLC | 5,071 | $1.05M | 0.05% | −20,058−79.8% | Reduced |
| Laidlaw Wealth Management LLC | 5,081 | $1.05M | 0.17% | +5,081 | New |
| RNC Capital Management LLC | 5,090 | $1.05M | 0.05% | +240+4.9% | Added |
| Robertson Stephens Wealth Management, LLC | 5,091 | $1.05M | 0.09% | +1,380+37.2% | Added |
| Ritholtz Wealth Management | 5,152 | $1.06M | 0.07% | +243+5.0% | Added |
| Institute for Wealth Management, LLC. | 5,187 | $1.07M | 0.17% | −37−0.7% | Reduced |
| Los Angeles Capital Management LLC | 5,233 | $1.08M | 0.00% | +2,226+74.0% | Added |
| Csenge Advisory Group | 4,996 | $1.08M | 0.10% | +598+13.6% | Added |
| Graypoint LLC | 5,273 | $1.09M | 0.11% | +275+5.5% | Added |
| Tempus Wealth Planning, LLC | 5,300 | $1.10M | 0.59% | 00.0% | Unchanged |
| CFM Wealth Partners LLC | 5,308 | $1.10M | 0.25% | −223−4.0% | Reduced |
| Donoghue Forlines LLC | 5,329 | $1.10M | 0.19% | +5,329 | New |
| Schnieders Capital Management LLC | 5,337 | $1.10M | 0.26% | +250+4.9% | Added |
| Quantinno Capital Management LP | 5,349 | $1.11M | 0.20% | +5,349 | New |
| Tokio Marine Asset Management Co Ltd | 5,356 | $1.11M | 0.09% | +336+6.7% | Added |
| Garrison Point Advisors, LLC | 5,370 | $1.11M | 0.74% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 5,371 | $1.11M | 0.10% | +25+0.5% | Added |
| Polar Asset Management Partners Inc. | 5,375 | $1.11M | 0.01% | −312−5.5% | Reduced |
| Eastern Bank | 5,377 | $1.11M | 0.05% | 00.0% | Unchanged |
| HM Payson & Co | 5,390 | $1.11M | 0.02% | −171−3.1% | Reduced |
| Sawtooth Solutions, LLC | 5,384 | $1.11M | 0.12% | +2,728+102.7% | Added |
| EP Wealth Advisors, LLC | 5,403 | $1.12M | 0.03% | +932+20.8% | Added |
| Checchi Capital Advisers, LLC | 5,409 | $1.12M | 0.12% | +70+1.3% | Added |
| Wolff Financial Management LLC | 5,413 | $1.12M | 0.42% | +5,413 | New |
| Personal Capital Advisors Corp | 5,533 | $1.12M | 0.01% | +167+3.1% | Added |
| Independent Financial Group, LLC | 5,433 | $1.12M | 0.09% | −534−8.9% | Reduced |
| Rothschild Investment Corp | 5,470 | $1.13M | 0.09% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 5,476 | $1.13M | 0.01% | −2,256−29.2% | Reduced |
| Van Strum & Towne Inc. | 5,484 | $1.13M | 0.41% | 00.0% | Unchanged |
| SOL Capital Management CO | 5,493 | $1.14M | 0.21% | −10.0% | Reduced |
| St Germain D J Co Inc | 5,502 | $1.14M | 0.06% | −89−1.6% | Reduced |
| Beech Hill Advisors, Inc. | 5,500 | $1.14M | 0.43% | 00.0% | Unchanged |
| High Falls Advisors, Inc | 5,501 | $1.14M | 0.29% | +5+0.1% | Added |
| Comerica Securities,inc. | 5,500 | $1.14M | 0.07% | +86+1.6% | Added |
| DFPG Investments, LLC | 5,249 | $1.14M | 0.47% | +5,249 | New |
| Jefferies Group LLC | 5,500 | $1.14M | 0.02% | −14,180−72.1% | Reduced |
| Silverlake Wealth Management LLC | 5,513 | $1.14M | 0.61% | +5,513 | New |
| Adams Chetwood Wealth Management LLC | 5,533 | $1.14M | 0.78% | +651+13.3% | Added |
| Barber Financial Group, Inc. | 5,537 | $1.15M | 0.14% | +36+0.7% | Added |
| Inspire Advisors, LLC | 5,581 | $1.15M | 0.33% | +404+7.8% | Added |
| Arbor Trust Wealth Advisors, LLC | 5,585 | $1.16M | 0.67% | 00.0% | Unchanged |
| Choate Investment Advisors | 5,607 | $1.16M | 0.07% | 00.0% | Unchanged |
| Convergence Investment Partners, LLC | 5,613 | $1.16M | 0.59% | −83−1.5% | Reduced |
| SevenBridge Financial Group, LLC | 5,613 | $1.16M | 0.35% | +461+8.9% | Added |
| Penobscot Investment Management Company, Inc. | 5,655 | $1.17M | 0.16% | 00.0% | Unchanged |
| Braun Stacey Associates Inc | 5,660 | $1.17M | 0.04% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 5,671 | $1.17M | 0.01% | −327−5.5% | Reduced |
| Farmers Trust Co | 5,685 | $1.18M | 0.24% | −415−6.8% | Reduced |
| Everett Harris & Co | 5,702 | $1.18M | 0.02% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 5,708 | $1.18M | 0.74% | +334+6.2% | Added |
| Wade G W & Inc | 5,714 | $1.18M | 0.05% | +334+6.2% | Added |
| Berkshire Bank | 5,739 | $1.19M | 0.26% | +3,629+172.0% | Added |
| Haverford Trust Co | 5,765 | $1.19M | 0.01% | −1,443−20.0% | Reduced |
| Duff & Phelps Investment Management Co | 5,775 | $1.19M | 0.01% | +35+0.6% | Added |
| Orleans Capital Management Corp | 5,825 | $1.20M | 0.68% | +185+3.3% | Added |
| Baker Tilly Wealth Management, LLC | 5,826 | $1.20M | 0.13% | +1,778+43.9% | Added |
| Fosun International Ltd | 5,810 | $1.21M | 0.07% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 5,835 | $1.21M | 0.34% | +4,100+236.3% | Added |
| Wintrust Investments LLC | 5,846 | $1.21M | 0.11% | +236+4.2% | Added |
| Sunflower Bank, N.A. | 5,857 | $1.21M | 0.16% | −20−0.3% | Reduced |
| Beaton Management Co. Inc. | 5,883 | $1.22M | 0.73% | 00.0% | Unchanged |
| Symmetry Partners, LLC | 5,895 | $1.22M | 0.08% | −200−3.3% | Reduced |
| CoreCap Advisors, LLC | 5,900 | $1.22M | 0.08% | +5,900 | New |
| We Are One Seven, LLC | 5,908 | $1.22M | 0.13% | +1,908+47.7% | Added |
| Evernest Financial Advisors, LLC | 3,860 | $1.22M | 0.63% | +3,860 | New |
| Wellington Shields Capital Management, LLC | 5,950 | $1.23M | 0.16% | +1,500+33.7% | Added |
| Keudell/Morrison Wealth Management | 5,956 | $1.23M | 0.49% | +25+0.4% | Added |
| First National Bank Sioux Falls | 5,970 | $1.23M | 1.32% | +3,410+133.2% | Added |
| Clarius Group, LLC | 5,987 | $1.24M | 0.10% | +118+2.0% | Added |
| LS Investment Advisors, LLC | 6,042 | $1.25M | 0.19% | −1,262−17.3% | Reduced |
| Capital Asset Advisory Services LLC | 6,157 | $1.27M | 0.14% | −277−4.3% | Reduced |
| Lester Murray Antman dba SimplyRich | 6,170 | $1.28M | 0.42% | −47−0.8% | Reduced |
| Boston Private Wealth LLC | 6,190 | $1.28M | 0.02% | −2,439−28.3% | Reduced |
| B. Riley Wealth Management, Inc. | 6,186 | $1.28M | 0.09% | +419+7.3% | Added |
| Thompson Siegel & Walmsley LLC | 6,193 | $1.28M | 0.02% | 00.0% | Unchanged |
| First Foundation Advisors | 6,193 | $1.28M | 0.04% | +13+0.2% | Added |
| Tiemann Investment Advisors, LLC | 6,223 | $1.29M | 0.54% | −325−5.0% | Reduced |
| Mattern Wealth Management LLC | 6,231 | $1.29M | 0.38% | −100−1.6% | Reduced |
| Centaurus Financial, Inc. | 6,243 | $1.29M | 0.10% | −1,398−18.3% | Reduced |
| Essex Savings Bank | 6,247 | $1.29M | 0.44% | +175+2.9% | Added |
| Cahill Financial Advisors Inc | 6,256 | $1.29M | 0.25% | −60−0.9% | Reduced |