Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Brighton Jones LLC | 3,317 | $686.0K | 0.03% | +314+10.5% | Added |
| Vanguard Capital Wealth Advisors | 3,343 | $691.0K | 0.50% | +44+1.3% | Added |
| HHM Wealth Advisors, LLC | 3,348 | $692.0K | 0.17% | −170−4.8% | Reduced |
| PrairieView Partners, LLC | 3,347 | $692.0K | 0.10% | +633+23.3% | Added |
| Financial Management Network Inc | 3,176 | $693.0K | 0.32% | +2+0.1% | Added |
| Royal Fund Management, LLC | 3,357 | $694.0K | 0.10% | +122+3.8% | Added |
| Harbor Investment Advisory, LLC | 3,359 | $694.0K | 0.09% | +1,060+46.1% | Added |
| Harbour Investments, Inc. | 3,366 | $696.0K | 0.04% | −28,026−89.3% | Reduced |
| Davis R M Inc | 3,365 | $696.0K | 0.02% | −66−1.9% | Reduced |
| Applied Capital LLC | 3,371 | $697.0K | 0.55% | −245−6.8% | Reduced |
| Fortem Financial Group, LLC | 3,370 | $697.0K | 0.32% | −150−4.3% | Reduced |
| Wealth Management Associates, Inc. | 3,378 | $698.5K | 0.38% | +2,310+216.3% | Added |
| Security Financial Services, INC. | 3,393 | $701.0K | 0.23% | +3,393 | New |
| Indiana Trust & Investment Management CO | 3,396 | $702.0K | 0.32% | +50+1.5% | Added |
| Charter Research & Investment Group, Inc. | 3,400 | $703.0K | 0.55% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,400 | $703.0K | 0.20% | 00.0% | Unchanged |
| Teza Capital Management LLC | 3,405 | $704.0K | 0.19% | +1,965+136.5% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 3,413 | $706.0K | 0.04% | −2,300−40.3% | Reduced |
| Titleist Asset Management, Ltd. | 3,423 | $708.0K | 0.14% | +3,423 | New |
| Baker Avenue Asset Management, LP | 3,423 | $708.0K | 0.04% | +3,423 | New |
| Engineers Gate Manager LP | 3,429 | $709.0K | 0.03% | −9,212−72.9% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,431 | $709.0K | 0.36% | −40−1.2% | Reduced |
| Ballast Advisors LLC | 3,430 | $709.0K | 0.27% | 00.0% | Unchanged |
| Wealth Architects, LLC | 3,440 | $711.0K | 0.12% | +97+2.9% | Added |
| Washington Trust Advisors, Inc. | 3,438 | $711.0K | 0.05% | +3,438 | New |
| Hennion & Walsh Asset Management, Inc. | 3,457 | $715.0K | 0.04% | +401+13.1% | Added |
| Peregrine Asset Advisers, Inc. | 3,459 | $715.0K | 0.29% | +873+33.8% | Added |
| Manchester Capital Management LLC | 3,461 | $716.0K | 0.09% | −622−15.2% | Reduced |
| Field & Main Bank | 3,475 | $718.0K | 0.41% | −65−1.8% | Reduced |
| Patten & Patten Inc | 3,474 | $718.0K | 0.05% | +308+9.7% | Added |
| CRA Financial Services, LLC | 3,482 | $720.0K | 0.21% | −30−0.9% | Reduced |
| Stratos Wealth Advisors, LLC | 3,485 | $721.0K | 0.05% | −145−4.0% | Reduced |
| Quad-Cities Investment Group, LLC | 3,494 | $722.0K | 0.45% | +10.0% | Added |
| Rodgers Brothers Inc. | 3,490 | $722.0K | 0.13% | +445+14.6% | Added |
| Fernwood Investment Management, LLC | 3,497 | $723.0K | 0.24% | 00.0% | Unchanged |
| Texas Capital Bancshares Inc | 3,510 | $725.0K | 0.43% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 3,510 | $726.0K | 0.04% | +100+2.9% | Added |
| First Manhattan Co | 3,517 | $727.0K | 0.00% | −522−12.9% | Reduced |
| Gleason Group, Inc. | 3,519 | $728.0K | 0.24% | +19+0.5% | Added |
| WMS Partners, LLC | 3,532 | $730.0K | 0.16% | +57+1.6% | Added |
| Auxier Asset Management | 3,540 | $732.0K | 0.11% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $732.0K | 0.20% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,541 | $732.0K | 0.13% | 00.0% | Unchanged |
| Castleark Management LLC | 3,540 | $732.0K | 0.03% | +1,600+82.5% | Added |
| Change Path, LLC | 3,547 | $733.0K | 0.04% | +685+23.9% | Added |
| Dumont & Blake Investment Advisors LLC | 3,554 | $735.0K | 0.19% | +7+0.2% | Added |
| Taurus Asset Management, LLC | 3,558 | $736.0K | 0.07% | 00.0% | Unchanged |
| Thomasville National Bank | 3,569 | $738.0K | 0.07% | +164+4.8% | Added |
| White Lighthouse Investment Management Inc. | 3,574 | $739.0K | 0.18% | +3+0.1% | Added |
| Cynosure Management, LLC | 3,600 | $744.0K | 0.56% | 00.0% | Unchanged |
| Norwood Financial Corp | 3,605 | $745.0K | 1.03% | +3,605 | New |
| Stiles Financial Services Inc | 3,604 | $745.0K | 0.36% | +3,604 | New |
| Meridian Financial Partners LLC | 3,367 | $746.0K | 0.50% | +1,807+115.8% | Added |
| Flputnam Investment Management Co | 3,616 | $747.0K | 0.02% | −58−1.6% | Reduced |
| Delta Investment Management, LLC | 3,633 | $751.0K | 0.22% | +10.0% | Added |
| Capital One Financial Corp | 3,638 | $752.0K | 0.09% | +150+4.3% | Added |
| Sargent Investment Group, LLC | 3,640 | $753.0K | 0.17% | +515+16.5% | Added |
| Roman Butler Fullerton & Co | 3,651 | $755.0K | 0.33% | +5+0.1% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 3,650 | $755.0K | 0.03% | +430+13.4% | Added |
| Rehmann Capital Advisory Group | 3,666 | $758.0K | 0.07% | +106+3.0% | Added |
| Circle Wealth Management, LLC | 3,668 | $758.0K | 0.10% | −6−0.2% | Reduced |
| Cutter & CO Brokerage, Inc. | 3,676 | $760.0K | 0.21% | +17+0.5% | Added |
| Metatron Capital SICAV plc | 3,680 | $760.8K | 0.72% | +3,680 | New |
| Gilbert & Cook, Inc. | 3,691 | $763.0K | 0.12% | +111+3.1% | Added |
| Western Wealth Management, LLC | 3,681 | $763.0K | 0.08% | +3,681 | New |
| E&G Advisors, LP | 3,700 | $765.0K | 0.19% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 3,705 | $766.0K | 0.07% | −10.0% | Reduced |
| Engine No. 1 LLC | 3,703 | $766.0K | 0.16% | +746+25.2% | Added |
| SignalPoint Asset Management, LLC | 3,712 | $767.0K | 0.23% | +130+3.6% | Added |
| Morris Retirement Advisors, LLC | 3,712 | $767.0K | 0.59% | +2,546+218.4% | Added |
| Exane Derivatives | 3,723 | $769.7K | 0.19% | −1,989−34.8% | Reduced |
| Occudo Quantitative Strategies LP | 3,739 | $773.0K | 0.07% | −10,086−73.0% | Reduced |
| Golden State Wealth Management, LLC | 3,739 | $773.0K | 0.13% | +530+16.5% | Added |
| Fukoku Mutual Life Insurance Co | 3,760 | $777.0K | 0.06% | −2,860−43.2% | Reduced |
| Gradient Investments LLC | 3,767 | $779.0K | 0.02% | +15+0.4% | Added |
| Laird Norton Trust Company, LLC | 3,782 | $781.0K | 0.07% | −62−1.6% | Reduced |
| US Asset Management LLC | 3,802 | $786.0K | 0.75% | −3−0.1% | Reduced |
| Cordasco Financial Network | 3,805 | $787.0K | 0.49% | −159−4.0% | Reduced |
| 44 Wealth Management LLC | 3,805 | $787.0K | 0.27% | −92−2.4% | Reduced |
| Capital Square, LLC | 3,583 | $787.0K | 0.54% | 00.0% | Unchanged |
| Courier Capital LLC | 3,810 | $788.0K | 0.07% | −149−3.8% | Reduced |
| Ancora Advisors, LLC | 3,814 | $789.0K | 0.02% | +314+9.0% | Added |
| Golden Green, Inc. | 3,819 | $790.0K | 0.64% | +2,190+134.4% | Added |
| Souders Financial Advisors | 3,826 | $791.0K | 0.23% | +451+13.4% | Added |
| Financial Planners of Cleveland, Inc. | 3,491 | $793.0K | 0.32% | +3,491 | New |
| SNS Financial Group, LLC | 3,841 | $794.0K | 0.09% | −3−0.1% | Reduced |
| Visionary Wealth Advisors | 3,841 | $794.0K | 0.07% | +27+0.7% | Added |
| DMG Group, LLC | 3,746 | $794.0K | 0.68% | +3,746 | New |
| American National Registered Investment Advisor, Inc. | 3,853 | $797.0K | 0.26% | −2−0.1% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,856 | $798.0K | 0.16% | +420+12.2% | Added |
| Old Mission Investment Co LLC | 3,867 | $799.5K | 0.29% | +25+0.7% | Added |
| Alps Advisors Inc | 3,926 | $812.0K | 0.01% | −99,794−96.2% | Reduced |
| Woodstock Corp | 3,930 | $812.0K | 0.09% | −505−11.4% | Reduced |
| Xcel Wealth Management, LLC | 3,934 | $813.0K | 0.21% | +101+2.6% | Added |
| GPS Wealth Strategies Group, LLC | 3,954 | $817.0K | 0.18% | +262+7.1% | Added |
| Aspen Investment Management Inc | 3,958 | $818.0K | 0.40% | −4−0.1% | Reduced |
| Charles Schwab Trust Co | 3,973 | $821.0K | 0.13% | −101−2.5% | Reduced |
| Werlinich Asset Management, LLC | 3,975 | $821.8K | 0.60% | 00.0% | Unchanged |
| Nwam LLC | 3,998 | $826.0K | 0.07% | −649−14.0% | Reduced |
| IVC Wealth Advisors LLC | 3,995 | $826.0K | 0.53% | −115−2.8% | Reduced |