Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Live Oak Private Wealth LLC | 2,959 | $568.0K | 0.12% | 00.0% | Unchanged |
| Harvest Investment Services, LLC | 2,963 | $568.0K | 0.23% | +81+2.8% | Added |
| Engine No. 1 LLC | 2,957 | $568.0K | 0.15% | +1,214+69.7% | Added |
| Steigerwald, Gordon & Koch Inc. | 2,976 | $571.0K | 0.09% | +144+5.1% | Added |
| Nicolet Bankshares Inc | 2,989 | $574.0K | 0.15% | −529−15.0% | Reduced |
| Vectors Research Management, LLC | 2,989 | $574.0K | 0.14% | −200−6.3% | Reduced |
| HNP Capital LLC | 2,989 | $574.0K | 0.14% | −200−6.3% | Reduced |
| StoneX Group Inc. | 2,998 | $576.0K | 0.08% | −12,547−80.7% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $576.0K | 0.19% | 00.0% | Unchanged |
| NN Investment Partners Holdings N.V. | 3,000 | $576.0K | 0.00% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 3,000 | $576.0K | 0.27% | 00.0% | Unchanged |
| MPS Loria Financial Planners, LLC | 3,004 | $576.0K | 0.26% | +98+3.4% | Added |
| Patton Albertson Miller Group, LLC | 3,003 | $576.0K | 0.11% | +360+13.6% | Added |
| Los Angeles Capital Management LLC | 3,007 | $577.0K | 0.00% | −9,064−75.1% | Reduced |
| DCM Advisors, LLC | 3,008 | $577.0K | 0.22% | −3,889−56.4% | Reduced |
| Brighton Jones LLC | 3,003 | $577.0K | 0.03% | +36+1.2% | Added |
| NWK Group, Inc. | 3,020 | $580.0K | 0.23% | −16,568−84.6% | Reduced |
| Parsec Financial Management, Inc. | 2,763 | $580.0K | 0.02% | +254+10.1% | Added |
| Prelude Capital Management, LLC | 3,037 | $583.0K | 0.03% | −11,772−79.5% | Reduced |
| Total Clarity Wealth Management, Inc. | 3,039 | $583.0K | 0.28% | −43−1.4% | Reduced |
| IFG Advisory, LLC | 3,037 | $583.0K | 0.06% | +56+1.9% | Added |
| Tiedemann Advisors, LLC | 3,042 | $584.0K | 0.03% | −303−9.1% | Reduced |
| Reynders McVeigh Capital Management, LLC | 3,040 | $584.0K | 0.04% | −130−4.1% | Reduced |
| Vigilant Capital Management, LLC | 3,040 | $584.0K | 0.05% | +75+2.5% | Added |
| Somerville Kurt F | 3,045 | $585.0K | 0.09% | −75−2.4% | Reduced |
| Rodgers Brothers Inc. | 3,045 | $585.0K | 0.12% | 00.0% | Unchanged |
| Seeyond | 3,062 | $587.0K | 0.06% | −5,258−63.2% | Reduced |
| Northstar Group, Inc. | 3,056 | $587.0K | 0.15% | +81+2.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,056 | $587.0K | 0.03% | +810+36.1% | Added |
| First Command Bank | 3,085 | $593.0K | 0.10% | −53−1.7% | Reduced |
| First Command Financial Services, Inc. | 3,085 | $593.0K | 0.10% | −53−1.7% | Reduced |
| Machina Capital S.A.S. | 3,100 | $595.0K | 1.28% | +900+40.9% | Added |
| CNB Bank | 3,108 | $596.0K | 0.36% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,112 | $597.0K | 0.20% | −736−19.1% | Reduced |
| Quadrant Private Wealth Management, LLC | 3,110 | $597.0K | 0.25% | −44−1.4% | Reduced |
| Affiance Financial, LLC | 3,110 | $597.0K | 0.26% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 3,116 | $598.0K | 0.03% | −58−1.8% | Reduced |
| LexAurum Advisors, LLC | 3,119 | $599.0K | 0.18% | +3+0.1% | Added |
| Virtue Capital Management, LLC | 3,127 | $600.0K | 0.11% | −115−3.5% | Reduced |
| Sargent Investment Group, LLC | 3,125 | $600.0K | 0.15% | +703+29.0% | Added |
| Founders Financial Alliance, LLC | 3,132 | $601.0K | 0.28% | +32+1.0% | Added |
| Thoroughbred Financial Services, LLC | 3,138 | $602.0K | 0.15% | +930+42.1% | Added |
| Willow Creek Wealth Management Inc. | 3,142 | $603.0K | 0.13% | 00.0% | Unchanged |
| Patten & Patten Inc | 3,166 | $608.0K | 0.05% | +108+3.5% | Added |
| Financial Management Network Inc | 3,174 | $613.0K | 0.31% | −44−1.4% | Reduced |
| Wealthsource Partners, LLC | 3,193 | $613.0K | 0.05% | +872+37.6% | Added |
| Jump Financial, LLC | 3,200 | $614.0K | 0.04% | −4,068−56.0% | Reduced |
| CMG Global Holdings, LLC | 3,197 | $614.0K | 0.46% | −39−1.2% | Reduced |
| Stonebridge Capital Advisors LLC | 3,198 | $614.0K | 0.07% | +51+1.6% | Added |
| Mosaic Advisors LLC | 3,206 | $615.0K | 0.41% | −279−8.0% | Reduced |
| Golden State Wealth Management, LLC | 3,209 | $616.0K | 0.13% | −27−0.8% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 3,220 | $618.0K | 0.02% | +707+28.1% | Added |
| Royal Fund Management, LLC | 3,235 | $621.0K | 0.10% | +33+1.0% | Added |
| Mirador Capital Partners LP | 3,237 | $621.0K | 0.14% | +140+4.5% | Added |
| TownSquare Capital, LLC | 3,247 | $623.0K | 0.02% | +5+0.2% | Added |
| King Wealth | 3,249 | $624.0K | 0.13% | +42+1.3% | Added |
| Cape Cod Five Cents Savings Bank | 3,260 | $626.0K | 0.06% | +229+7.6% | Added |
| Atwood & Palmer Inc | 3,268 | $627.0K | 0.06% | +75+2.3% | Added |
| Berman Capital Advisors, LLC | 3,274 | $628.0K | 0.10% | +274+9.1% | Added |
| International Assets Investment Management, LLC | 3,271 | $628.0K | 0.11% | +1,094+50.3% | Added |
| Wealth Management Partners, LLC | 3,282 | $630.0K | 0.47% | +250+8.2% | Added |
| Vanguard Capital Wealth Advisors | 3,299 | $633.0K | 0.48% | −196−5.6% | Reduced |
| Ironwood Investment Counsel, LLC | 3,328 | $639.0K | 0.16% | +5+0.2% | Added |
| Journey Advisory Group, LLC | 3,341 | $641.0K | 0.21% | −560−14.4% | Reduced |
| Wealth Architects, LLC | 3,343 | $642.0K | 0.12% | +88+2.7% | Added |
| Indiana Trust & Investment Management CO | 3,346 | $642.0K | 0.32% | −52−1.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 3,360 | $645.0K | 0.12% | +3,360 | New |
| Arete Wealth Advisors, LLC | 3,378 | $648.0K | 0.07% | +283+9.1% | Added |
| Souders Financial Advisors | 3,375 | $648.0K | 0.21% | +3,375 | New |
| Cambridge Trust Co | 3,397 | $652.0K | 0.02% | −142−4.0% | Reduced |
| Charter Research & Investment Group, Inc. | 3,400 | $653.0K | 0.54% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,400 | $653.0K | 0.20% | 00.0% | Unchanged |
| Thomasville National Bank | 3,405 | $654.0K | 0.07% | −16−0.5% | Reduced |
| Summit Financial Strategies, Inc. | 3,409 | $654.0K | 0.14% | +36+1.1% | Added |
| Texas Yale Capital Corp. | 3,410 | $655.0K | 0.04% | +75+2.2% | Added |
| Sawgrass Asset Management LLC | 3,428 | $658.0K | 0.07% | −1,920−35.9% | Reduced |
| Ballast Advisors LLC | 3,430 | $658.0K | 0.27% | 00.0% | Unchanged |
| Davis R M Inc | 3,431 | $659.0K | 0.02% | −35−1.0% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,436 | $660.0K | 0.15% | +89+2.7% | Added |
| Seven Eight Capital, LP | 3,454 | $663.0K | 0.06% | −7,439−68.3% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,471 | $666.0K | 0.38% | +35+1.0% | Added |
| WMS Partners, LLC | 3,475 | $667.0K | 0.10% | −74−2.1% | Reduced |
| Capital One Financial Corp | 3,488 | $670.0K | 0.08% | −83−2.3% | Reduced |
| Quad-Cities Investment Group, LLC | 3,493 | $671.0K | 0.47% | 00.0% | Unchanged |
| Fernwood Investment Management, LLC | 3,497 | $671.0K | 0.23% | +157+4.7% | Added |
| Gleason Group, Inc. | 3,500 | $672.0K | 0.24% | +19+0.5% | Added |
| Ancora Advisors, LLC | 3,500 | $672.0K | 0.02% | +985+39.2% | Added |
| Texas Capital Bancshares Inc | 3,510 | $674.0K | 0.47% | 00.0% | Unchanged |
| CRA Financial Services, LLC | 3,512 | $674.0K | 0.23% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,518 | $675.0K | 0.18% | 00.0% | Unchanged |
| Fortem Financial Group, LLC | 3,520 | $676.0K | 0.34% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,541 | $679.0K | 0.13% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $679.0K | 0.20% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 3,560 | $679.6K | 0.06% | +153+4.5% | Added |
| Auxier Asset Management | 3,540 | $680.0K | 0.12% | 00.0% | Unchanged |
| Field & Main Bank | 3,540 | $680.0K | 0.45% | +115+3.4% | Added |
| Horizon Investments, LLC | 3,568 | $681.0K | 0.02% | −328−8.4% | Reduced |
| Montis Financial, LLC | 3,525 | $681.0K | 0.58% | +5+0.1% | Added |
| Dumont & Blake Investment Advisors LLC | 3,547 | $681.0K | 0.19% | +40+1.1% | Added |
| Taurus Asset Management, LLC | 3,558 | $683.0K | 0.07% | 00.0% | Unchanged |