Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GYL Financial Synergies, LLC | 1,617 | $310.0K | 0.16% | +1+0.1% | Added |
| Beddow Capital Management Inc | 1,615 | $310.0K | 0.19% | +375+30.2% | Added |
| Chicago Partners Investment Group LLC | 1,486 | $310.0K | 0.02% | +253+20.5% | Added |
| Titus Wealth Management | 1,625 | $312.0K | 0.16% | +125+8.3% | Added |
| Benedict Financial Advisors Inc | 1,625 | $312.0K | 0.09% | +414+34.2% | Added |
| Golden Green, Inc. | 1,629 | $313.0K | 0.24% | −417−20.4% | Reduced |
| Integrated Investment Consultants, LLC | 1,637 | $314.0K | 0.09% | −17−1.0% | Reduced |
| Minot Wealth Management LLC | 1,636 | $314.0K | 0.07% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,639 | $315.0K | 0.08% | +159+10.7% | Added |
| Modera Wealth Management, LLC | 1,639 | $315.0K | 0.02% | +520+46.5% | Added |
| Lyell Wealth Management, LP | 1,648 | $316.0K | 0.04% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,647 | $316.0K | 0.02% | 00.0% | Unchanged |
| Wendell David Associates Inc | 1,653 | $317.0K | 0.04% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 1,650 | $317.0K | 0.12% | 00.0% | Unchanged |
| Landmark Financial Advisors, LLC | 1,367 | $317.0K | 0.17% | +19+1.4% | Added |
| Ledyard National Bank | 1,655 | $318.0K | 0.03% | +58+3.6% | Added |
| Castle Rock Wealth Management, LLC | 1,484 | $318.0K | 0.11% | −38−2.5% | Reduced |
| Northwest Bancshares, Inc. | 1,656 | $318.0K | 0.07% | +194+13.3% | Added |
| Sunburst Financial Group, LLC | 1,662 | $319.0K | 0.20% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,674 | $321.0K | 0.11% | +1+0.1% | Added |
| Highland Private Wealth Management | 1,672 | $321.0K | 0.05% | +55+3.4% | Added |
| Addison Capital Co | 1,678 | $322.0K | 0.15% | 00.0% | Unchanged |
| RMR Wealth Builders | 1,676 | $322.0K | 0.09% | +2+0.1% | Added |
| Plancorp, LLC | 1,679 | $322.0K | 0.02% | +151+9.9% | Added |
| Camden Capital, LLC | 1,679 | $323.0K | 0.06% | −75−4.3% | Reduced |
| TruWealth Advisors, LLC | 1,690 | $324.0K | 0.04% | −218−11.4% | Reduced |
| American Research & Management Co. | 1,700 | $326.0K | 0.08% | 00.0% | Unchanged |
| Trinity Financial Advisors LLC | 1,700 | $326.0K | 0.22% | 00.0% | Unchanged |
| Bender Robert & Associates | 1,697 | $326.0K | 0.09% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 1,700 | $326.0K | 0.15% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 1,700 | $326.0K | 0.09% | +100+6.3% | Added |
| Brightworth | 1,698 | $326.0K | 0.03% | +114+7.2% | Added |
| Grove Bank & Trust | 1,701 | $327.0K | 0.07% | −75−4.2% | Reduced |
| Valley National Advisers Inc | 1,702 | $327.0K | 0.06% | 00.0% | Unchanged |
| Hutchinson Capital Management | 1,708 | $328.0K | 0.08% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 1,710 | $328.0K | 0.15% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 1,709 | $328.0K | 0.12% | 00.0% | Unchanged |
| Pinnacle Wealth Management Advisory Group, LLC | 1,714 | $329.0K | 0.08% | 00.0% | Unchanged |
| Clarus Wealth Advisors | 1,712 | $330.0K | 0.20% | −718−29.5% | Reduced |
| SageGuard Financial Group, LLC | 1,733 | $333.0K | 5.22% | −14,538−89.3% | Reduced |
| Princeton Global Asset Management LLC | 1,735 | $333.0K | 0.10% | −400−18.7% | Reduced |
| Tobam | 1,735 | $333.0K | 0.01% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 1,736 | $333.0K | 0.05% | −1−0.1% | Reduced |
| Tradition Wealth Management, LLC | 1,738 | $334.0K | 0.05% | +22+1.3% | Added |
| SevenOneSeven Capital Management | 1,747 | $335.0K | 0.85% | +56+3.3% | Added |
| Apollon Wealth Management, LLC | 1,745 | $335.0K | 0.05% | +430+32.7% | Added |
| Check Capital Management Inc | 1,750 | $336.0K | 0.03% | 00.0% | Unchanged |
| Ramsay, Stattman, Vela & Price, Inc. | 1,750 | $336.0K | 0.08% | 00.0% | Unchanged |
| MCF Advisors LLC | 1,748 | $336.0K | 0.03% | +23+1.3% | Added |
| Soltis Investment Advisors LLC | 1,749 | $336.0K | 0.05% | +30+1.7% | Added |
| First American Bank | 1,750 | $336.0K | 0.02% | +96+5.8% | Added |
| Quantamental Technologies LLC | 1,754 | $337.0K | 0.23% | −418−19.2% | Reduced |
| Mark Stevens | 1,755 | $337.0K | 0.04% | −97−5.2% | Reduced |
| FSB Premier Wealth Management, Inc. | 1,762 | $338.0K | 0.17% | −650−26.9% | Reduced |
| Lakeview Capital Partners, LLC | 1,760 | $338.0K | 0.16% | +57+3.3% | Added |
| Alerus Financial NA | 1,775 | $340.0K | 0.03% | −22,190−92.6% | Reduced |
| Benchmark Wealth Management, LLC | 1,775 | $341.0K | 0.24% | +1+0.1% | Added |
| Advisors Capital Management, LLC | 1,774 | $341.0K | 0.01% | +263+17.4% | Added |
| Shoker Investment Counsel, Inc. | 1,779 | $341.0K | 0.17% | +1,779 | New |
| Kavar Capital Partners Group, LLC | 1,775 | $341.0K | 0.08% | +1,775 | New |
| Horst & Graben Wealth Management LLC | 1,782 | $342.0K | 0.09% | +7+0.4% | Added |
| American Money Management, LLC | 1,782 | $342.0K | 0.10% | +34+1.9% | Added |
| Aaron Wealth Advisors | 1,783 | $342.0K | 0.10% | +93+5.5% | Added |
| GeoWealth Management, LLC | 1,785 | $343.0K | 0.03% | −40−2.2% | Reduced |
| Davidson Investment Advisors | 1,790 | $344.0K | 0.03% | −375−17.3% | Reduced |
| Advisory Alpha, LLC | 1,790 | $344.0K | 0.02% | −42−2.3% | Reduced |
| Cooper/Haims Advisors, LLC | 1,793 | $344.0K | 0.21% | 00.0% | Unchanged |
| Walter & Keenan Financial Consulting Co | 1,801 | $346.0K | 0.12% | +32+1.8% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 1,810 | $347.0K | 0.21% | +4+0.2% | Added |
| Stewart & Patten Co LLC | 1,818 | $349.0K | 0.06% | −109−5.7% | Reduced |
| Boston Common Asset Management, LLC | 1,820 | $349.0K | 0.02% | +8+0.4% | Added |
| Lehman & Derafelo Financial Resources LLC | 1,825 | $350.0K | 0.11% | −400−18.0% | Reduced |
| Advisory Resource Group | 1,823 | $350.0K | 0.13% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 1,821 | $350.0K | 0.07% | +350+23.8% | Added |
| REDW Wealth LLC | 1,828 | $351.0K | 0.11% | 00.0% | Unchanged |
| Eclectic Associates Inc | 1,826 | $351.0K | 0.26% | +250+15.9% | Added |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,844 | $354.0K | 0.14% | −281−13.2% | Reduced |
| Rockland Trust Co | 1,845 | $354.0K | 0.02% | 00.0% | Unchanged |
| Aft, Forsyth & Company, Inc. | 1,850 | $355.0K | 0.19% | 00.0% | Unchanged |
| Compton Capital Management Inc | 1,850 | $355.0K | 0.10% | +1,850 | New |
| Verity Asset Management, Inc. | 1,856 | $356.0K | 0.23% | −226−10.9% | Reduced |
| Keel Point, LLC | 1,863 | $358.0K | 0.05% | +52+2.9% | Added |
| Hexagon Capital Partners LLC | 1,867 | $358.0K | 0.10% | +666+55.5% | Added |
| McGowan Group Asset Management, Inc. | 1,865 | $358.0K | 0.06% | +801+75.3% | Added |
| Accredited Investors Inc. | 1,878 | $360.0K | 0.04% | +535+39.8% | Added |
| TrinityPoint Wealth, LLC | 1,881 | $361.0K | 0.07% | +1,881 | New |
| BDO Wealth Advisors, LLC | 1,892 | $363.0K | 0.04% | +105+5.9% | Added |
| Smithfield Trust Co | 1,887 | $363.0K | 0.02% | +150+8.6% | Added |
| Kessler Investment Group, LLC | 1,891 | $363.0K | 0.26% | +1,841+3,682.0% | Added |
| Garrett Investment Advisors LLC | 1,896 | $364.0K | 0.12% | −30−1.6% | Reduced |
| Clarus Group, Inc. | 1,898 | $364.0K | 0.25% | +2+0.1% | Added |
| Summit Financial, LLC | 1,897 | $364.2K | 0.03% | +425+28.9% | Added |
| Vigilare Wealth Management | 1,912 | $367.0K | 0.23% | −757−28.4% | Reduced |
| Total Investment Management Inc | 1,910 | $367.0K | 0.09% | 00.0% | Unchanged |
| Intrust Bank NA | 1,919 | $368.0K | 0.05% | −421−18.0% | Reduced |
| BlueSky Wealth Advisors, LLC | 1,920 | $369.0K | 0.07% | 00.0% | Unchanged |
| Acropolis Investment Management, LLC | 1,944 | $371.0K | 0.04% | −24−1.2% | Reduced |
| Castleark Management LLC | 1,940 | $372.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,938 | $372.0K | 0.03% | +9+0.5% | Added |
| ACG Wealth | 1,935 | $372.0K | 0.05% | +202+11.7% | Added |