Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Petix & Botte Co | 1,312 | $252.0K | 0.09% | +1,312 | New |
| Monarch Capital Management Inc | 1,317 | $253.0K | 0.07% | 00.0% | Unchanged |
| PDS Planning, Inc | 1,320 | $253.0K | 0.06% | +221+20.1% | Added |
| Mizuho Markets Cayman LP | 1,321 | $254.0K | 0.02% | −5,016−79.2% | Reduced |
| Reilly Financial Advisors, LLC | 1,324 | $254.0K | 0.02% | +1+0.1% | Added |
| Balentine LLC | 1,322 | $254.0K | 0.01% | +70+5.6% | Added |
| JSF Financial, LLC | 1,323 | $254.0K | 0.13% | +1,323 | New |
| Private Capital Group, LLC | 1,328 | $255.0K | 0.06% | +1+0.1% | Added |
| Berger Financial Group, Inc | 1,326 | $255.0K | 0.05% | 00.0% | Unchanged |
| WestHill Financial Advisors, Inc. | 1,332 | $256.0K | 0.08% | +1,332 | New |
| Frisch Financial Group, Inc. | 1,337 | $257.0K | 0.09% | −28−2.1% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $257.0K | 0.15% | 00.0% | Unchanged |
| Stonehage Fleming Financial Services Holdings Ltd | 1,340 | $257.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,340 | $257.0K | 0.04% | +56+4.4% | Added |
| Waters Parkerson & Co., LLC | 1,344 | $258.0K | 0.01% | 00.0% | Unchanged |
| Bingham Osborn & Scarborough LLC | 1,347 | $259.0K | 0.02% | −233−14.7% | Reduced |
| Hall Laurie J Trustee | 1,355 | $260.0K | 0.10% | 00.0% | Unchanged |
| YorkBridge Wealth Partners, LLC | 1,355 | $260.0K | 0.07% | +126+10.3% | Added |
| Johanson Financial Advisors, Inc. | 1,359 | $261.0K | 0.09% | −104−7.1% | Reduced |
| ProVise Management Group, LLC | 1,357 | $261.0K | 0.03% | +7+0.5% | Added |
| First National Corp | 1,367 | $262.0K | 0.06% | +1,367 | New |
| Mount Vernon Associates Inc | 1,376 | $264.0K | 0.24% | −100−6.8% | Reduced |
| Blankinship & Foster, LLC | 1,377 | $264.0K | 0.11% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,377 | $264.0K | 0.09% | +11+0.8% | Added |
| PBMares Wealth Management LLC | 1,381 | $265.0K | 0.13% | +1,381 | New |
| Cortland Associates Inc | 1,387 | $266.0K | 0.03% | 00.0% | Unchanged |
| Means Investment Co., Inc. | 1,385 | $266.0K | 0.05% | +4+0.3% | Added |
| Crescent Grove Advisors, LLC | 1,386 | $266.0K | 0.03% | +5+0.4% | Added |
| Cullinan Associates Inc | 1,400 | $269.0K | 0.01% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $269.0K | 0.53% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 1,403 | $269.0K | 0.15% | +22+1.6% | Added |
| Northern Oak Wealth Management Inc | 1,409 | $270.0K | 0.03% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 1,409 | $270.0K | 0.17% | +1+0.1% | Added |
| Gradient Capital Advisors, LLC | 1,412 | $271.0K | 0.12% | +60+4.4% | Added |
| Old Point Trust & Financial Services N A | 1,420 | $273.0K | 0.12% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 1,420 | $273.0K | 0.17% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,421 | $273.0K | 0.13% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 1,422 | $273.0K | 0.10% | +1,422 | New |
| Calton & Associates, Inc. | 1,428 | $274.0K | 0.06% | +103+7.8% | Added |
| Acas, LLC | 1,431 | $275.0K | 0.38% | +1+0.1% | Added |
| Strategic Equity Management | 1,430 | $275.0K | 0.09% | +7+0.5% | Added |
| Kalos Management, Inc. | 1,345 | $275.0K | 0.08% | +105+8.5% | Added |
| Teza Capital Management LLC | 1,440 | $276.0K | 0.13% | −31,095−95.6% | Reduced |
| Charter Oak Capital Management, LLC | 1,436 | $276.0K | 0.03% | +2+0.1% | Added |
| Winslow Asset Management Inc | 1,445 | $277.0K | 0.05% | 00.0% | Unchanged |
| ERTS Wealth Advisors, LLC | 1,450 | $278.0K | 0.07% | 00.0% | Unchanged |
| Brown Advisory Securities, LLC | 1,453 | $279.0K | 0.08% | +400+38.0% | Added |
| Hohimer Wealth Management, LLC | 1,458 | $280.0K | 0.06% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 1,466 | $281.0K | 0.04% | +293+25.0% | Added |
| Grimes & Company, Inc. | 1,467 | $282.0K | 0.01% | −798−35.2% | Reduced |
| Nadler Financial Group, Inc. | 1,469 | $282.0K | 0.05% | +1+0.1% | Added |
| Sequoia Financial Advisors, LLC | 1,472 | $283.0K | 0.03% | −4,568−75.6% | Reduced |
| Concord Wealth Partners | 1,479 | $284.0K | 0.12% | −292−16.5% | Reduced |
| Bell Bank | 1,480 | $284.0K | 0.04% | 00.0% | Unchanged |
| Green Harvest Asset Management LLC | 1,478 | $284.0K | 0.04% | +298+25.3% | Added |
| Brewin Dolphin Wealth Management Ltd | 1,480 | $284.1K | 0.03% | 00.0% | Unchanged |
| Pure Financial Advisors, Inc. | 1,488 | $286.0K | 0.02% | +101+7.3% | Added |
| One Capital Management, LLC | 1,491 | $286.0K | 0.02% | +192+14.8% | Added |
| Cornerstone Advisory, LLC | 1,494 | $287.0K | 0.05% | +4+0.3% | Added |
| Smith Shellnut Wilson LLC | 1,497 | $287.0K | 0.17% | +226+17.8% | Added |
| Westwood Management Corp | 1,500 | $288.0K | 0.02% | −18,800−92.6% | Reduced |
| Camden National Bank | 1,500 | $288.0K | 0.06% | −81−5.1% | Reduced |
| Rbo & Co LLC | 1,500 | $288.0K | 0.05% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $288.0K | 0.01% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 1,507 | $289.0K | 0.08% | +10+0.7% | Added |
| ZWJ Investment Counsel Inc | 1,510 | $290.0K | 0.02% | 00.0% | Unchanged |
| LifeSteps Financial, Inc. | 1,512 | $290.0K | 0.22% | 00.0% | Unchanged |
| Cliftonlarsonallen Wealth Advisors, LLC | 1,510 | $290.0K | 0.01% | +250+19.8% | Added |
| WNY Asset Management, LLC | 1,511 | $291.0K | 0.10% | +111+7.9% | Added |
| Sugarloaf Wealth Management, LLC | 1,526 | $293.0K | 0.08% | +1+0.1% | Added |
| SFMG, LLC | 1,529 | $294.0K | 0.03% | −32−2.0% | Reduced |
| Affinity Capital Advisors, LLC | 1,531 | $294.0K | 0.10% | +2+0.1% | Added |
| Financial Partners Group, Inc | 1,536 | $295.0K | 0.07% | +140+10.0% | Added |
| Meridian Financial Partners LLC | 1,560 | $295.0K | 0.20% | +1,560 | New |
| Selective Wealth Management, Inc. | 1,550 | $298.0K | 0.16% | +200+14.8% | Added |
| Altus Wealth Group LLC | 1,552 | $298.0K | 0.30% | +1,552 | New |
| Jag Capital Management, LLC | 1,558 | $299.0K | 0.02% | −448−22.3% | Reduced |
| BBR Partners, LLC | 1,557 | $299.0K | 0.02% | −340−17.9% | Reduced |
| Sanchez Wealth Management Group | 1,562 | $300.0K | 0.13% | +9+0.6% | Added |
| Capital Advisors Inc | 1,563 | $300.0K | 0.01% | +41+2.7% | Added |
| Doyle Wealth Management | 1,565 | $300.0K | 0.02% | +300+23.7% | Added |
| Sanford Advisory Services, LLC | 1,569 | $301.0K | 0.08% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 1,575 | $302.0K | 0.05% | −35−2.2% | Reduced |
| Landsberg, Bennett, & Dubbaneh LLC | 1,556 | $302.0K | 0.04% | +11+0.7% | Added |
| Summit X, LLC | 1,577 | $302.0K | 0.08% | +65+4.3% | Added |
| Regent Peak Wealth Advisors LLC | 1,577 | $303.0K | 0.09% | −7−0.4% | Reduced |
| Mirova | 1,579 | $303.0K | 0.04% | +140+9.7% | Added |
| XR Securities LLC | 1,584 | $304.0K | 0.28% | +1,584 | New |
| Polaris Wealth Advisory Group, LLC | 1,563 | $306.0K | 0.02% | −65,338−97.7% | Reduced |
| WealthBridge Capital Management, LLC | 1,595 | $306.0K | 0.11% | +1,595 | New |
| Signet Investment Advisory Group, Inc. | 1,600 | $307.0K | 0.19% | −50−3.0% | Reduced |
| Weybosset Research & Management LLC | 1,600 | $307.0K | 0.12% | 00.0% | Unchanged |
| IMS Capital Management | 1,600 | $307.0K | 0.18% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $307.0K | 0.09% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,597 | $307.0K | 0.20% | +7+0.4% | Added |
| StrategIQ Financial Group, LLC | 1,597 | $307.0K | 0.06% | +12+0.8% | Added |
| Contravisory Investment Management, Inc. | 1,598 | $307.0K | 0.09% | +75+4.9% | Added |
| Kings Point Capital Management | 1,598 | $307.0K | 0.03% | +100+6.7% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $308.0K | 0.16% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 1,615 | $310.0K | 0.03% | −118−6.8% | Reduced |