Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| S.A. Mason LLC | 1,000 | $192.0K | 0.13% | 00.0% | Unchanged |
| Assetmark, Inc | 1,009 | $194.0K | 0.00% | +180+21.7% | Added |
| Albion Financial Group | 1,023 | $196.0K | 0.02% | −30−2.8% | Reduced |
| Norway Savings Bank | 1,027 | $197.0K | 0.09% | +75+7.9% | Added |
| Bank of Stockton | 1,048 | $201.0K | 0.06% | 00.0% | Unchanged |
| ARS Wealth Advisors Group, LLC | 1,045 | $201.0K | 0.04% | +1,045 | New |
| Fulton Breakefield Broenniman LLC | 1,052 | $202.0K | 0.02% | −99−8.6% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 1,053 | $202.0K | 0.16% | −81−7.1% | Reduced |
| First Personal Financial Services | 1,053 | $202.0K | 0.05% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,053 | $202.0K | 0.05% | 00.0% | Unchanged |
| Mogy Joel R Investment Counsel Inc | 1,060 | $203.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,058 | $203.0K | 0.07% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 1,068 | $205.0K | 0.12% | −932−46.6% | Reduced |
| Anchor Capital Advisors LLC | 1,080 | $207.0K | 0.00% | −150−12.2% | Reduced |
| Silvant Capital Management LLC | 1,076 | $207.0K | 0.04% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,078 | $207.0K | 0.03% | +6+0.6% | Added |
| Harvest Fund Management Co., Ltd | 1,086 | $208.0K | 0.05% | −911−45.6% | Reduced |
| Patten Group, Inc. | 1,084 | $208.0K | 0.06% | −372−25.5% | Reduced |
| Alesco Advisors LLC | 1,084 | $208.0K | 0.01% | 00.0% | Unchanged |
| First National Bank of Omaha | 1,083 | $208.0K | 0.01% | +137+14.5% | Added |
| Valmark Advisers, Inc. | 1,089 | $209.0K | 0.00% | −125−10.3% | Reduced |
| Ellis Investment Partners, LLC | 1,091 | $209.0K | 0.05% | +3+0.3% | Added |
| Future Financial Wealth Managment LLC | 960 | $209.0K | 0.21% | 00.0% | Unchanged |
| Elgethun Capital Management | 1,086 | $209.0K | 0.07% | +232+27.2% | Added |
| Atalanta Sosnoff Capital, LLC | 1,095 | $210.0K | 0.00% | −75−6.4% | Reduced |
| Brandywine Oak Private Wealth LLC | 1,094 | $210.0K | 0.02% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 1,092 | $210.0K | 0.03% | +1,092 | New |
| Greylin Investment Mangement Inc | 1,100 | $211.0K | 0.04% | 00.0% | Unchanged |
| Fiduciary Group LLC | 1,055 | $211.0K | 0.02% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 1,100 | $211.0K | 0.08% | +1,100 | New |
| Buckley Wealth Management, LLC | 1,105 | $212.0K | 0.07% | −15−1.3% | Reduced |
| Isthmus Partners, LLC | 1,107 | $213.0K | 0.04% | 00.0% | Unchanged |
| SkyOak Wealth, LLC | 1,109 | $213.0K | 0.06% | 00.0% | Unchanged |
| Linscomb & Williams, Inc. | 1,115 | $214.0K | 0.01% | −439−28.2% | Reduced |
| TCG Advisory Services, LLC | 1,116 | $214.0K | 0.06% | −395−26.1% | Reduced |
| Sittner & Nelson, LLC | 1,122 | $215.0K | 0.14% | +1+0.1% | Added |
| Calamos Wealth Management LLC | 1,128 | $217.0K | 0.02% | −3−0.3% | Reduced |
| Cheviot Value Management, LLC | 1,133 | $218.0K | 0.06% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 1,135 | $218.0K | 0.02% | 00.0% | Unchanged |
| MBA Advisors LLC | 1,139 | $219.0K | 0.16% | −112−9.0% | Reduced |
| Acorn Financial Advisory Services Inc | 1,139 | $219.0K | 0.07% | −108−8.7% | Reduced |
| Markston International LLC | 1,142 | $219.0K | 0.21% | 00.0% | Unchanged |
| Executive Wealth Management, LLC | 1,145 | $219.0K | 0.02% | −2−0.2% | Reduced |
| Bristlecone Advisors, LLC | 1,144 | $220.0K | 0.03% | +52+4.8% | Added |
| Exencial Wealth Advisors, LLC | 1,153 | $221.0K | 0.01% | −1,240−51.8% | Reduced |
| Quest Capital Management Inc | 1,149 | $221.0K | 0.04% | −597−34.2% | Reduced |
| Bourgeon Capital Management LLC | 1,150 | $221.0K | 0.05% | 00.0% | Unchanged |
| Baxter Bros Inc | 1,155 | $222.0K | 0.04% | 00.0% | Unchanged |
| Essex Private Wealth Management, LLC | 1,156 | $222.0K | 0.20% | +1+0.1% | Added |
| Act Wealth Management, LLC | 1,026 | $223.0K | 0.14% | 00.0% | Unchanged |
| Morris Retirement Advisors, LLC | 1,166 | $224.0K | 0.19% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 1,170 | $225.0K | 0.05% | −142−10.8% | Reduced |
| Secure Asset Management, LLC | 1,169 | $225.0K | 0.11% | +3+0.3% | Added |
| Bar Harbor Trust Services | 1,175 | $225.0K | 0.07% | +50+4.4% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,175 | $226.0K | 0.00% | −8,555−87.9% | Reduced |
| Advisor Resource Council | 1,178 | $226.0K | 0.07% | −1,556−56.9% | Reduced |
| Center For Asset Management LLC | 1,190 | $228.0K | 0.19% | +1+0.1% | Added |
| DSC Advisors, L.P. | 1,187 | $228.0K | 0.30% | +126+11.9% | Added |
| First Nebraska Trust Co | 1,192 | $228.8K | 0.03% | 00.0% | Unchanged |
| Stockman Wealth Management, Inc. | 1,192 | $229.0K | 0.05% | −3−0.3% | Reduced |
| Meridian Wealth Advisors, LLC | 1,194 | $229.0K | 0.06% | +70+6.2% | Added |
| Paulson Wealth Management Inc. | 1,195 | $229.0K | 0.11% | +199+20.0% | Added |
| E Fund Management Co., Ltd. | 1,194 | $229.0K | 0.01% | +1,194 | New |
| Yorktown Management & Research Co Inc | 1,200 | $230.0K | 0.17% | 00.0% | Unchanged |
| Oak Grove Capital LLC | 1,200 | $230.0K | 0.05% | 00.0% | Unchanged |
| Cardan Capital Partners, LLC | 1,200 | $230.0K | 0.03% | 00.0% | Unchanged |
| Pinnacle Wealth Management Group, Inc. | 1,200 | $230.0K | 0.17% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,200 | $230.0K | 0.14% | +100+9.1% | Added |
| Gould Asset Management LLC | 1,205 | $231.0K | 0.07% | −475−28.3% | Reduced |
| Greenline Partners, LLC | 1,205 | $231.0K | 0.05% | −9−0.7% | Reduced |
| NTV Asset Management LLC | 1,203 | $231.0K | 0.04% | +1,203 | New |
| Advisor OS, LLC | 1,209 | $232.0K | 0.05% | 00.0% | Unchanged |
| Chesley Taft & Associates LLC | 1,210 | $232.0K | 0.01% | +50+4.3% | Added |
| TFG Advisers LLC | 1,208 | $232.0K | 0.11% | +169+16.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,211 | $232.0K | 0.02% | +226+22.9% | Added |
| WoodTrust Financial Corp | 1,214 | $233.0K | 0.05% | −474−28.1% | Reduced |
| RKL Wealth Management LLC | 1,218 | $234.0K | 0.03% | −559−31.5% | Reduced |
| Chelsea Counsel Co | 1,217 | $234.0K | 0.11% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 1,220 | $234.0K | 0.06% | +13+1.1% | Added |
| Newport Wealth Strategies, Inc. | 1,235 | $237.0K | 0.14% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,233 | $237.0K | 0.19% | +100+8.8% | Added |
| Rosenberg Matthew Hamilton | 1,234 | $237.0K | 0.09% | +125+11.3% | Added |
| Beaumont Financial Partners, LLC | 1,239 | $238.0K | 0.02% | −10−0.8% | Reduced |
| Hollencrest Capital Management | 1,243 | $239.0K | 0.02% | −44−3.4% | Reduced |
| Exchange Capital Management, Inc. | 1,243 | $239.0K | 0.05% | 00.0% | Unchanged |
| Oliver Luxxe Assets LLC | 1,250 | $240.0K | 0.07% | −11,586−90.3% | Reduced |
| Blueprint Investment Partners LLC | 1,250 | $240.0K | 0.12% | +318+34.1% | Added |
| Oxinas Partners Wealth Management LLC | 1,252 | $240.0K | 0.14% | +1,252 | New |
| Ground Swell Capital, LLC | 1,260 | $242.0K | 1.04% | +1,260 | New |
| Beacon Financial Advisory LLC | 1,268 | $243.0K | 0.13% | +60+5.0% | Added |
| Tectonic Advisors LLC | 1,271 | $244.0K | 0.05% | 00.0% | Unchanged |
| Wells Trecaso Financial Group, LLC | 1,270 | $244.0K | 0.12% | 00.0% | Unchanged |
| Annex Advisory Services, LLC | 1,287 | $247.0K | 0.02% | −595−31.6% | Reduced |
| FDx Advisors, Inc. | 1,288 | $247.0K | 0.01% | +355+38.0% | Added |
| Morningstar Investment Services LLC | 1,255 | $248.0K | 0.00% | −237−15.9% | Reduced |
| Eagle Bay Advisors LLC | 1,290 | $248.0K | 0.14% | +543+72.7% | Added |
| Gsa Capital Partners LLP | 1,297 | $249.0K | 0.03% | +1,297 | New |
| Marietta Investment Partners LLC | 1,300 | $250.0K | 0.06% | 00.0% | Unchanged |
| Northstar Asset Management LLC | 1,300 | $250.0K | 0.07% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 1,302 | $250.0K | 0.08% | +18+1.4% | Added |