Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Levin Capital Strategies, L.P. | 88,882 | $17.1M | 1.75% | −5,318−5.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 88,920 | $17.1M | 0.19% | −680−0.8% | Reduced |
| Front Barnett Associates LLC | 90,231 | $17.3M | 1.78% | −1,114−1.2% | Reduced |
| Comerica Bank | 86,948 | $17.4M | 0.11% | −23,008−20.9% | Reduced |
| Employees Retirement System of Texas | 92,000 | $17.7M | 0.21% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 92,834 | $17.8M | 0.11% | +6,963+8.1% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 93,190 | $17.9M | 0.70% | −188−0.2% | Reduced |
| Xponance, Inc. | 93,785 | $18.0M | 0.34% | −2,628−2.7% | Reduced |
| Westpac Banking Corp | 93,832 | $18.0M | 0.19% | −3,373−3.5% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 95,123 | $18.3M | 2.49% | −7,808−7.6% | Reduced |
| Regions Financial Corp | 95,777 | $18.4M | 0.16% | −1,299−1.3% | Reduced |
| Public Employees Retirement Association of Colorado | 96,508 | $18.5M | 0.08% | −69−0.1% | Reduced |
| MML Investors Services, LLC | 96,766 | $18.6M | 0.15% | +12,141+14.3% | Added |
| Chilton Capital Management LLC | 97,103 | $18.6M | 1.06% | +2,269+2.4% | Added |
| Utah Retirement Systems | 99,258 | $19.1M | 0.26% | −5,200−5.0% | Reduced |
| Busey Wealth Management | 100,027 | $19.2M | 0.77% | +52,670+111.2% | Added |
| British Columbia Investment Management Corp | 101,349 | $19.5M | 0.11% | +486+0.5% | Added |
| Chartwell Investment Partners, LLC | 101,573 | $19.5M | 0.61% | −8,208−7.5% | Reduced |
| Sabal Trust CO | 103,346 | $19.8M | 1.42% | +4,161+4.2% | Added |
| Alps Advisors Inc | 103,720 | $19.9M | 0.19% | +2,381+2.3% | Added |
| Payden & Rygel | 104,130 | $20.0M | 1.04% | +100,230+2,570.0% | Added |
| Bradley Foster & Sargent Inc | 104,765 | $20.1M | 0.47% | +1,990+1.9% | Added |
| Associated Banc-Corp | 105,419 | $20.2M | 0.80% | −3,146−2.9% | Reduced |
| Gulf International Bank (UK) Ltd | 105,891 | $20.3M | 0.26% | −698−0.7% | Reduced |
| Pinebridge Investments, L.P. | 109,805 | $21.1M | 0.25% | +12,154+12.4% | Added |
| Glenmede Trust Co NA | 110,332 | $21.2M | 0.11% | +11,126+11.2% | Added |
| Vaughan David Investments LLC | 110,479 | $21.2M | 0.68% | −79−0.1% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 113,021 | $21.8M | 0.34% | +61,630+119.9% | Added |
| Nichols & Pratt Advisers LLP | 112,268 | $21.8M | 1.65% | −1,528−1.3% | Reduced |
| Private Advisor Group, LLC | 114,953 | $22.1M | 0.14% | +26,555+30.0% | Added |
| Adams Diversified Equity Fund, Inc. | 115,100 | $22.1M | 0.87% | −11,700−9.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 115,847 | $22.2M | 0.04% | +23,696+25.7% | Added |
| Wesleyan Assurance Society | 117,250 | $22.5M | 2.87% | 00.0% | Unchanged |
| Forsta Ap-Fonden | 117,300 | $22.5M | 0.26% | +100+0.1% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 119,731 | $23.0M | 0.54% | +7,309+6.5% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 121,158 | $23.3M | 0.13% | +3,211+2.7% | Added |
| DnB Asset Management AS | 121,239 | $23.3M | 0.15% | +1,865+1.6% | Added |
| Daiwa Securities Group Inc. | 79,583 | $23.3M | 0.15% | −5,525−6.5% | Reduced |
| MetLife Investment Management | 123,652 | $23.7M | 0.21% | −3,350−2.6% | Reduced |
| Vontobel Holding Ltd. | 124,742 | $23.9M | 0.21% | +22,512+22.0% | Added |
| Thrivent Financial for Lutherans | 123,741 | $24.1M | 0.05% | +10,941+9.7% | Added |
| Foundry Partners, LLC | 125,417 | $24.1M | 0.86% | +1,725+1.4% | Added |
| USS Investment Management Ltd | 126,730 | $24.3M | 0.21% | +106,054+512.9% | Added |
| State of Alaska, Department of Revenue | 127,456 | $24.5M | 0.25% | −2,490−1.9% | Reduced |
| Amalgamated Bank | 127,491 | $24.5M | 0.21% | −5,119−3.9% | Reduced |
| S&CO Inc | 128,074 | $24.6M | 1.92% | −105−0.1% | Reduced |
| Gabelli Funds LLC | 128,640 | $24.7M | 0.16% | −1,025−0.8% | Reduced |
| Varma Mutual Pension Insurance Co | 129,343 | $24.8M | 0.38% | −10,000−7.2% | Reduced |
| Penserra Capital Management LLC | 129,832 | $24.9M | 0.52% | +129,832 | New |
| Blair William & Co | 134,575 | $25.8M | 0.09% | +4,285+3.3% | Added |
| Creative Planning | 135,923 | $26.1M | 0.05% | +9,400+7.4% | Added |
| Meyer Handelman Co | 136,716 | $26.2M | 1.08% | −700−0.5% | Reduced |
| Glenview Trust Co | 136,748 | $26.3M | 1.01% | +2,345+1.7% | Added |
| State of Michigan Retirement System | 137,476 | $26.4M | 0.15% | −200−0.1% | Reduced |
| Tocqueville Asset Management L.P. | 138,385 | $26.6M | 0.39% | −625−0.4% | Reduced |
| Rockefeller Capital Management L.P. | 138,577 | $26.6M | 0.14% | +2,730+2.0% | Added |
| ING Groep NV | 139,508 | $26.8M | 0.34% | +17,035+13.9% | Added |
| Willis Investment Counsel | 140,404 | $27.0M | 1.54% | +40,550+40.6% | Added |
| Teacher Retirement System of Texas | 142,114 | $27.3M | 0.15% | +14,034+11.0% | Added |
| Clark Capital Management Group, Inc. | 142,717 | $27.4M | 0.37% | −52,287−26.8% | Reduced |
| Quadrature Capital Ltd | 142,839 | $27.4M | 1.00% | +80,339+128.5% | Added |
| Oregon Public Employees Retirement Fund | 144,092 | $27.7M | 0.32% | −2,141−1.5% | Reduced |
| United Services Automobile Association | 144,933 | $27.8M | 0.49% | −3,331−2.2% | Reduced |
| Handelsbanken Fonder AB | 145,590 | $27.9M | 0.15% | +3,650+2.6% | Added |
| Russell Investments Group, Ltd. | 144,559 | $28.1M | 0.05% | +30,213+26.4% | Added |
| Jupiter Asset Management Ltd | 146,685 | $28.1M | 0.32% | −88,825−37.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 147,426 | $28.3M | 0.15% | −28,424−16.2% | Reduced |
| Capstone Investment Advisors, LLC | 151,948 | $29.2M | 0.52% | +100,648+196.2% | Added |
| Jennison Associates LLC | 152,414 | $29.3M | 0.02% | −50,818−25.0% | Reduced |
| Arizona State Retirement System | 152,757 | $29.3M | 0.24% | −240.0% | Reduced |
| AMP Capital Investors Ltd | 154,528 | $29.7M | 0.16% | −14,988−8.8% | Reduced |
| Hyman Charles D | 156,488 | $30.0M | 2.10% | +2,308+1.5% | Added |
| Keybank National Association | 158,303 | $30.4M | 0.13% | −885−0.6% | Reduced |
| Capitolis Advisors LLC | 153,698 | $30.5M | 0.28% | −43,883−22.2% | Reduced |
| United Capital Financial Advisers, LLC | 159,219 | $30.6M | 0.15% | +4,016+2.6% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 160,649 | $30.8M | 0.28% | −800−0.5% | Reduced |
| Heritage Investors Management Corp | 161,086 | $30.9M | 1.30% | +386+0.2% | Added |
| Criteria Caixa, S.A.U. | 162,503 | $31.2M | 4.45% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 162,562 | $31.2M | 0.01% | −27,098−14.3% | Reduced |
| Squarepoint Ops LLC | 162,620 | $31.2M | 0.22% | −77,184−32.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 165,642 | $31.8M | 0.16% | −4,319−2.5% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 167,748 | $32.2M | 3.60% | −1,765−1.0% | Reduced |
| Ensign Peak Advisors, Inc | 173,426 | $33.3M | 0.07% | +2,786+1.6% | Added |
| Assenagon Asset Management S.A. | 175,871 | $33.8M | 0.14% | −1,097−0.6% | Reduced |
| Umb Bank N A | 178,407 | $34.2M | 0.77% | −575−0.3% | Reduced |
| DekaBank Deutsche Girozentrale | 176,535 | $35.1M | 0.10% | −226−0.1% | Reduced |
| Financial Counselors Inc | 184,207 | $35.4M | 0.76% | +9,567+5.5% | Added |
| American International Group, Inc. | 187,487 | $36.0M | 0.19% | −2,586−1.4% | Reduced |
| Commerce Bank | 187,858 | $36.1M | 0.26% | +2,413+1.3% | Added |
| Bluestein R H & Co | 190,162 | $36.5M | 1.45% | +10,282+5.7% | Added |
| Bollard Group LLC | 193,819 | $37.2M | 1.22% | +3,779+2.0% | Added |
| Macquarie Group Ltd | 195,148 | $37.5M | 0.03% | −1,991,782−91.1% | Reduced |
| Royal London Asset Management Ltd | 195,305 | $37.5M | 0.15% | +536+0.3% | Added |
| M&T Bank Corp | 197,557 | $37.9M | 0.17% | −12,803−6.1% | Reduced |
| Manning & Napier Group, LLC | 197,758 | $38.0M | 0.33% | −5,429−2.7% | Reduced |
| Country Trust Bank | 199,923 | $38.4M | 1.12% | +71,284+55.4% | Added |
| AXA S.A. | 208,716 | $40.1M | 0.11% | −6,925−3.2% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 209,500 | $40.2M | 0.67% | −71,500−25.4% | Reduced |
| Truist Financial Corp | 210,645 | $40.4M | 0.07% | −5,413−2.5% | Reduced |
| Nisa Investment Advisors, LLC | 216,910 | $41.6M | 0.25% | +5,532+2.6% | Added |