Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Security National Trust Co | 16,452 | $3.58M | 0.83% | 00.0% | Unchanged |
| Kiley Juergens Wealth Management, LLC | 18,749 | $3.60M | 1.58% | +1,960+11.7% | Added |
| Marketfield Asset Management LLC | 18,901 | $3.63M | 2.87% | −541−2.8% | Reduced |
| Credit Agricole S A | 18,929 | $3.63M | 0.13% | +11,444+152.9% | Added |
| Ieq Capital, LLC | 18,962 | $3.64M | 0.10% | +2,764+17.1% | Added |
| Sompo Asset Management Co., Ltd. | 18,980 | $3.64M | 0.84% | −3,740−16.5% | Reduced |
| Fusion Capital, LLC | 19,089 | $3.67M | 2.17% | +1,087+6.0% | Added |
| Summitry LLC | 19,197 | $3.69M | 0.23% | −390−2.0% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 19,282 | $3.70M | 0.16% | +19,282 | New |
| Searle & Co. | 19,364 | $3.72M | 1.52% | 00.0% | Unchanged |
| National Asset Management, Inc. | 19,350 | $3.72M | 0.12% | −157−0.8% | Reduced |
| Beese Fulmer Investment Management, Inc. | 19,416 | $3.73M | 0.42% | −74−0.4% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 19,428 | $3.73M | 0.88% | −106−0.5% | Reduced |
| Retirement Group, LLC | 19,573 | $3.76M | 1.74% | +102+0.5% | Added |
| Northeast Investment Management | 19,591 | $3.76M | 0.20% | +773+4.1% | Added |
| Colonial Trust Advisors | 19,648 | $3.77M | 0.47% | +25+0.1% | Added |
| Jefferies Group LLC | 19,680 | $3.78M | 0.09% | −2,410−10.9% | Reduced |
| Pearl River Capital, LLC | 19,713 | $3.78M | 1.03% | −1,190−5.7% | Reduced |
| Crestwood Advisors Group LLC | 19,709 | $3.78M | 0.11% | 00.0% | Unchanged |
| Pallas Capital Advisors LLC | 18,667 | $3.80M | 0.42% | +5,372+40.4% | Added |
| Rathbone Brothers plc | 19,967 | $3.83M | 0.04% | +11,440+134.2% | Added |
| Spire Wealth Management | 20,004 | $3.84M | 0.10% | −54,165−73.0% | Reduced |
| BKD Wealth Advisors, LLC | 20,035 | $3.85M | 0.18% | +108+0.5% | Added |
| Mathes Company, Inc. | 20,073 | $3.85M | 1.43% | −935−4.5% | Reduced |
| Moors & Cabot, Inc. | 20,108 | $3.86M | 0.24% | +358+1.8% | Added |
| Caldwell Trust Co | 20,163 | $3.87M | 0.49% | +188+0.9% | Added |
| Wesbanco Bank Inc | 20,255 | $3.89M | 0.15% | −255−1.2% | Reduced |
| Principle Wealth Partners LLC | 20,555 | $3.95M | 0.46% | +1,227+6.3% | Added |
| Community Bank, N.A. | 20,605 | $3.96M | 0.48% | +1,731+9.2% | Added |
| Bridge Creek Capital Management LLC | 20,622 | $3.96M | 1.47% | +325+1.6% | Added |
| Argyle Capital Management Inc. | 20,665 | $3.97M | 1.31% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 20,758 | $3.98M | 1.30% | +98+0.5% | Added |
| Avantax Advisory Services, Inc. | 20,877 | $4.00M | 0.07% | +3,813+22.3% | Added |
| Meridian Wealth Management, LLC | 20,870 | $4.01M | 0.49% | +1,609+8.4% | Added |
| Robbins Farley LLC | 20,881 | $4.01M | 2.96% | +20,881 | New |
| Benjamin F. Edwards & Company, Inc. | 20,996 | $4.03M | 0.20% | +786+3.9% | Added |
| Stonebridge Capital Management Inc | 21,137 | $4.06M | 1.49% | −350−1.6% | Reduced |
| Advisor Partners LLC | 21,265 | $4.08M | 0.28% | −677−3.1% | Reduced |
| Highland Capital Management, LLC | 21,290 | $4.09M | 0.25% | −1,390−6.1% | Reduced |
| Boit C F David | 21,100 | $4.10M | 2.81% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 27,576 | $4.11M | 0.20% | +5,954+27.5% | Added |
| Central Bank & Trust Co | 21,566 | $4.14M | 0.68% | −4,026−15.7% | Reduced |
| Veritable, L.P. | 21,715 | $4.17M | 0.07% | −74−0.3% | Reduced |
| Ipswich Investment Management Co., Inc. | 21,744 | $4.17M | 1.07% | +100.0% | Added |
| Federation des caisses Desjardins du Quebec | 21,921 | $4.21M | 0.04% | +274+1.3% | Added |
| Monte Financial Group, LLC | 22,005 | $4.22M | 2.42% | +213+1.0% | Added |
| Channing Capital Management, LLC | 22,118 | $4.25M | 0.13% | +3,384+18.1% | Added |
| Wedbush Securities Inc | 22,244 | $4.27M | 0.20% | −1,270−5.4% | Reduced |
| Shell Asset Management Co | 22,241 | $4.27M | 0.10% | −202−0.9% | Reduced |
| PGGM Investments | 22,301 | $4.28M | 0.02% | −94,639−80.9% | Reduced |
| Bank of Hawaii | 22,326 | $4.29M | 0.24% | +129+0.6% | Added |
| Signet Financial Management, LLC | 22,450 | $4.31M | 0.74% | +22,450 | New |
| People's United Financial, Inc. | 22,481 | $4.32M | 0.10% | +1,064+5.0% | Added |
| Biechele Royce Advisors | 22,597 | $4.34M | 1.92% | −202−0.9% | Reduced |
| Marshall Wace North America L.P. | 22,730 | $4.36M | 0.02% | −52,791−69.9% | Reduced |
| NBT Bank N A | 23,141 | $4.44M | 0.62% | −251−1.1% | Reduced |
| Beacon Financial Group | 22,459 | $4.44M | 0.61% | −124−0.5% | Reduced |
| Point72 Hong Kong Ltd | 23,158 | $4.45M | 0.34% | +11,818+104.2% | Added |
| L & S Advisors Inc | 23,188 | $4.45M | 0.48% | −4,546−16.4% | Reduced |
| Columbia Asset Management | 23,189 | $4.45M | 0.98% | +287+1.3% | Added |
| Citizens National Bank Trust Department | 23,279 | $4.47M | 1.27% | +130+0.6% | Added |
| Fayez Sarofim & Co | 23,301 | $4.47M | 0.01% | −929−3.8% | Reduced |
| First National Trust Co | 23,825 | $4.57M | 0.27% | +3,179+15.4% | Added |
| Putnam Investments LLC | 24,279 | $4.66M | 0.01% | +21,966+949.7% | Added |
| Kestra Private Wealth Services, LLC | 24,420 | $4.69M | 0.26% | +2,327+10.5% | Added |
| City Holding Co | 24,427 | $4.69M | 0.80% | +724+3.1% | Added |
| Hartford Financial Management Inc. | 24,546 | $4.71M | 1.20% | −211−0.9% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 24,865 | $4.77M | 0.10% | −110.0% | Reduced |
| Paradiem, LLC | 23,137 | $4.79M | 1.43% | +1,741+8.1% | Added |
| Northwest Investment Counselors, LLC | 25,076 | $4.81M | 1.34% | +1,361+5.7% | Added |
| CBOE Vest Financial, LLC | 25,081 | $4.82M | 1.47% | +7,657+43.9% | Added |
| RiverFront Investment Group, LLC | 25,131 | $4.82M | 0.16% | −28,622−53.2% | Reduced |
| Howland Capital Management LLC | 25,129 | $4.82M | 0.25% | +90.0% | Added |
| Simmons Bank | 25,411 | $4.88M | 0.35% | +512+2.1% | Added |
| Achmea Investment Management B.V. | 25,458 | $4.89M | 0.15% | +822+3.3% | Added |
| Synovus Financial Corp | 25,555 | $4.91M | 0.05% | −4,842−15.9% | Reduced |
| Kiwi Wealth Investments Limited Partnership | 25,780 | $4.95M | 0.25% | −2,845−9.9% | Reduced |
| Essex Investment Management Co LLC | 25,830 | $4.96M | 0.61% | +90+0.3% | Added |
| Brewin Dolphin Ltd | 25,897 | $4.97M | 0.20% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 25,926 | $4.98M | 0.13% | +3,776+17.0% | Added |
| American National Bank | 26,117 | $5.01M | 1.11% | +326+1.3% | Added |
| Welch Group, LLC | 26,132 | $5.02M | 0.34% | +2,453+10.4% | Added |
| Aull & Monroe Investment Management Corp | 26,399 | $5.07M | 2.50% | −99−0.4% | Reduced |
| First Financial Bank - Trust Division | 26,432 | $5.07M | 0.56% | +603+2.3% | Added |
| Neville Rodie & Shaw Inc | 26,554 | $5.10M | 0.40% | −375−1.4% | Reduced |
| Ferguson Wellman Capital Management, Inc | 26,618 | $5.11M | 0.16% | −50−0.2% | Reduced |
| D L Carlson Investment Group Inc | 26,791 | $5.14M | 0.90% | +1,025+4.0% | Added |
| Prospera Financial Services Inc | 26,806 | $5.15M | 0.26% | −1,865−6.5% | Reduced |
| Ambassador Advisors, LLC | 26,903 | $5.16M | 1.00% | +723+2.8% | Added |
| Qube Research & Technologies Ltd | 26,969 | $5.18M | 0.06% | −113,083−80.7% | Reduced |
| Regentatlantic Capital LLC | 27,006 | $5.18M | 0.16% | +1,152+4.5% | Added |
| Kinneret Advisory, LLC | 27,113 | $5.21M | 0.61% | 00.0% | Unchanged |
| Kanawha Capital Management LLC | 27,382 | $5.26M | 0.49% | +2,252+9.0% | Added |
| Oak Harvest Investment Services | 27,425 | $5.26M | 1.54% | +2,885+11.8% | Added |
| Crossmark Global Holdings, Inc. | 27,569 | $5.29M | 0.12% | −1,080−3.8% | Reduced |
| Silverleafe Capital Partners, LLC | 27,566 | $5.29M | 2.10% | +3,198+13.1% | Added |
| Claudia M.P. Batlle, CRP (R) LLC | 27,573 | $5.29M | 2.52% | +27,573 | New |
| Independent Wealth Network Inc. | 26,083 | $5.31M | 3.48% | +26,083 | New |
| Quantbot Technologies LP | 27,786 | $5.33M | 0.39% | −10,105−26.7% | Reduced |
| Tiaa, FSB | 27,831 | $5.34M | 0.02% | +2,816+11.3% | Added |