Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pacific Wealth Strategies Group, Inc. | 13,421 | $2.58M | 0.95% | +143+1.1% | Added |
| Valeo Financial Advisors, LLC | 13,459 | $2.58M | 0.15% | +1,961+17.1% | Added |
| South Dakota Investment Council | 13,745 | $2.64M | 0.05% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 13,780 | $2.65M | 0.21% | +29+0.2% | Added |
| Blue Edge Capital, LLC | 13,807 | $2.65M | 0.55% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 13,825 | $2.65M | 0.32% | +11,240+434.8% | Added |
| F3Logic, LLC | 13,795 | $2.66M | 0.35% | +772+5.9% | Added |
| Ellsworth Advisors, LLC | 13,873 | $2.66M | 1.21% | +3,254+30.6% | Added |
| Investment Management of Virginia LLC | 13,890 | $2.67M | 0.51% | +64+0.5% | Added |
| HC Financial Advisors Inc | 13,945 | $2.68M | 1.61% | 00.0% | Unchanged |
| Strategic Wealth Advisors Group, LLC | 13,821 | $2.70M | 0.13% | +1,191+9.4% | Added |
| K.J. Harrison & Partners Inc | 14,000 | $2.70M | 0.39% | 00.0% | Unchanged |
| FRG Family Wealth Advisors LLC | 14,144 | $2.71M | 0.53% | +105+0.7% | Added |
| Iowa State Bank | 14,156 | $2.72M | 0.76% | −189−1.3% | Reduced |
| Eudaimonia Partners, LLC | 14,214 | $2.73M | 0.49% | −1,764−11.0% | Reduced |
| Leavell Investment Management, Inc. | 14,275 | $2.74M | 0.20% | −744−5.0% | Reduced |
| Hodges Capital Management Inc. | 14,349 | $2.75M | 0.20% | +9,459+193.4% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 14,378 | $2.76M | 0.29% | +121+0.8% | Added |
| Cullen/Frost Bankers, Inc. | 14,484 | $2.78M | 0.06% | −737−4.8% | Reduced |
| EagleClaw Capital Managment, LLC | 14,488 | $2.78M | 0.72% | +163+1.1% | Added |
| Webster Bank, N. A. | 14,489 | $2.78M | 0.31% | +368+2.6% | Added |
| Mid Atlantic Financial Management Inc | 14,540 | $2.79M | 0.19% | −304−2.0% | Reduced |
| Sandy Spring Bank | 14,572 | $2.80M | 0.15% | −219−1.5% | Reduced |
| World Asset Management Inc | 14,716 | $2.83M | 0.28% | −1,002−6.4% | Reduced |
| Stratos Wealth Partners, LTD. | 14,723 | $2.83M | 0.07% | −240−1.6% | Reduced |
| Avidian Wealth Solutions, LLC | 14,843 | $2.85M | 0.22% | +311+2.1% | Added |
| FIL Ltd | 14,874 | $2.85M | 0.00% | −5,373−26.5% | Reduced |
| Eukles Asset Management | 14,873 | $2.85M | 1.56% | +11+0.1% | Added |
| Lincoln National Corp | 14,880 | $2.86M | 0.06% | +1,823+14.0% | Added |
| McMillion Capital Management Inc | 14,909 | $2.86M | 1.68% | −911−5.8% | Reduced |
| Country Club Trust Company, n.a. | 14,494 | $2.87M | 0.25% | +1,855+14.7% | Added |
| Roundview Capital LLC | 14,969 | $2.87M | 0.32% | +94+0.6% | Added |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $2.88M | 0.79% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $2.88M | 0.16% | 00.0% | Unchanged |
| Lake Street Advisors Group, LLC | 14,999 | $2.88M | 0.31% | +11,329+308.7% | Added |
| Williams Jones Wealth Management, LLC. | 15,209 | $2.92M | 0.04% | +96+0.6% | Added |
| Edgestream Partners, L.P. | 15,243 | $2.93M | 0.18% | +13,390+722.6% | Added |
| Essex Financial Services, Inc. | 15,259 | $2.93M | 0.33% | +7,244+90.4% | Added |
| Kames Capital plc | 15,336 | $2.94M | 0.04% | 00.0% | Unchanged |
| BLB&B Advisors, LLC | 15,380 | $2.95M | 0.20% | −120−0.8% | Reduced |
| Bank of the West | 15,404 | $2.96M | 0.31% | +1,524+11.0% | Added |
| Walled Lake Planning & Wealth Management, LLC | 15,462 | $2.97M | 1.83% | +19+0.1% | Added |
| IBM Retirement Fund | 15,508 | $2.98M | 0.23% | +36+0.2% | Added |
| Lido Advisors, LLC | 15,528 | $2.98M | 0.07% | +4,498+40.8% | Added |
| Compagnie Lombard Odier SCmA | 15,555 | $2.99M | 0.06% | +2,229+16.7% | Added |
| Griffin Asset Management, Inc. | 15,577 | $2.99M | 0.38% | −130−0.8% | Reduced |
| Marshall Wace, LLP | 15,626 | $3.00M | 0.01% | −74,670−82.7% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 15,656 | $3.00M | 1.09% | +125+0.8% | Added |
| DT Investment Partners, LLC | 15,660 | $3.01M | 0.40% | +1,967+14.4% | Added |
| Brown Brothers Harriman & Co | 15,817 | $3.04M | 0.02% | −6,836−30.2% | Reduced |
| Bessemer Group Inc | 15,896 | $3.05M | 0.01% | +747+4.9% | Added |
| First Midwest Bank Trust Division | 16,004 | $3.07M | 0.44% | −313−1.9% | Reduced |
| Financial & Tax Architects, LLC | 16,058 | $3.08M | 1.40% | +1,612+11.2% | Added |
| Next Century Growth Investors LLC | 16,105 | $3.09M | 0.27% | −653−3.9% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 16,126 | $3.10M | 0.02% | +16,126 | New |
| Hayek Kallen Investment Management | 16,335 | $3.14M | 1.43% | −50−0.3% | Reduced |
| TCI Wealth Advisors, Inc. | 16,437 | $3.15M | 0.50% | +560+3.5% | Added |
| Abbrea Capital, LLC | 16,471 | $3.16M | 0.47% | +10+0.1% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 16,507 | $3.17M | 0.55% | 00.0% | Unchanged |
| Intact Investment Management Inc. | 16,600 | $3.19M | 0.09% | 00.0% | Unchanged |
| Malaga Cove Capital, LLC | 16,769 | $3.22M | 1.34% | +50+0.3% | Added |
| Monetary Management Group Inc | 16,817 | $3.23M | 0.89% | +900+5.7% | Added |
| Cigna Investments Inc | 16,814 | $3.23M | 0.24% | −373−2.2% | Reduced |
| Silvercrest Asset Management Group LLC | 16,827 | $3.23M | 0.02% | −6,824−28.9% | Reduced |
| BBVA USA | 16,902 | $3.24M | 0.19% | +48+0.3% | Added |
| Cornerstone Wealth Group, LLC | 16,901 | $3.25M | 0.57% | −12,824−43.1% | Reduced |
| Asset Dedication, LLC | 17,117 | $3.27M | 0.43% | +843+5.2% | Added |
| Stillwater Investment Management, LLC | 17,084 | $3.28M | 0.87% | −61−0.4% | Reduced |
| Canandaigua National Corp | 17,108 | $3.28M | 0.53% | −535−3.0% | Reduced |
| Walleye Trading LLC | 17,150 | $3.29M | 0.08% | −112,304−86.8% | Reduced |
| Ci Investments Inc. | 17,200 | $3.30M | 0.01% | −3,757−17.9% | Reduced |
| Mutual Advisors, LLC | 17,232 | $3.31M | 0.20% | +2,373+16.0% | Added |
| Shelton Capital Management | 17,343 | $3.33M | 0.13% | −4,600−21.0% | Reduced |
| Family Legacy, Inc. | 17,066 | $3.33M | 1.50% | +93+0.5% | Added |
| Drexel Morgan & Co. | 17,522 | $3.36M | 1.08% | 00.0% | Unchanged |
| Monument Capital Management | 17,559 | $3.37M | 1.15% | +447+2.6% | Added |
| Loveless Wealth Management LLC | 17,585 | $3.38M | 2.05% | −515−2.8% | Reduced |
| Global Retirement Partners, LLC | 17,674 | $3.39M | 0.34% | +1,107+6.7% | Added |
| Homrich & Berg | 17,732 | $3.40M | 0.08% | +3,119+21.3% | Added |
| Avantax Planning Partners, Inc. | 17,809 | $3.42M | 0.16% | +102+0.6% | Added |
| Terry L. Blaker | 17,824 | $3.42M | 0.22% | −84−0.5% | Reduced |
| Siemens Fonds Invest GmbH | 17,859 | $3.43M | 0.23% | +1,035+6.2% | Added |
| Equitable Trust Co | 17,912 | $3.44M | 0.22% | −9,271−34.1% | Reduced |
| Burney Co | 18,111 | $3.48M | 0.16% | −1,688−8.5% | Reduced |
| Palladium Partners LLC | 18,127 | $3.48M | 0.16% | −825−4.4% | Reduced |
| Beacon Investment Advisory Services, Inc. | 18,211 | $3.50M | 0.14% | +586+3.3% | Added |
| Aries Wealth Management | 18,294 | $3.51M | 1.49% | 00.0% | Unchanged |
| Focus Financial Network, Inc. | 18,307 | $3.51M | 0.47% | −104−0.6% | Reduced |
| Twin Capital Management Inc | 18,318 | $3.52M | 0.36% | −1,735−8.7% | Reduced |
| Physicians Financial Services, Inc. | 18,364 | $3.52M | 1.43% | +1,013+5.8% | Added |
| Massmutual Trust Co FSB | 18,370 | $3.53M | 0.15% | +5,254+40.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 17,713 | $3.54M | 0.05% | +14,631+474.7% | Added |
| Freestone Capital Holdings, LLC | 18,461 | $3.54M | 0.18% | −258−1.4% | Reduced |
| Raymond James Trust N.A. | 18,463 | $3.54M | 0.12% | +661+3.7% | Added |
| Ameritas Investment Company, LLC | 18,518 | $3.56M | 0.16% | +8,074+77.3% | Added |
| Montgomery Investment Management Inc | 18,521 | $3.56M | 1.33% | +270+1.5% | Added |
| Gateway Advisory, LLC | 18,518 | $3.56M | 0.74% | +307+1.7% | Added |
| Lavaca Capital LLC | 18,571 | $3.56M | 1.79% | +9,801+111.8% | Added |
| Great Lakes Advisors, LLC | 18,577 | $3.57M | 0.06% | −320−1.7% | Reduced |
| Reliant Investment Management, LLC | 18,603 | $3.57M | 1.78% | −1,205−6.1% | Reduced |