Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| True North Advisors, LLC | 9,842 | $1.89M | 0.37% | +400+4.2% | Added |
| Princeton Capital Management LLC | 9,878 | $1.90M | 0.60% | −48−0.5% | Reduced |
| First National Bank & Trust Co of Newtown | 9,879 | $1.90M | 0.39% | 00.0% | Unchanged |
| Hudock, Inc. | 9,920 | $1.90M | 0.57% | +229+2.4% | Added |
| American Portfolios Advisors | 9,950 | $1.91M | 0.07% | −1,396−12.3% | Reduced |
| Crescent Capital Consulting, LLC | 9,961 | $1.91M | 0.35% | +100+1.0% | Added |
| La Financiere de L'Echiquier | 10,000 | $1.92M | 0.06% | −2,000−16.7% | Reduced |
| Glen Eagle Advisors, LLC | 10,033 | $1.93M | 0.56% | +3,076+44.2% | Added |
| Krilogy Financial LLC | 10,057 | $1.93M | 0.19% | −10−0.1% | Reduced |
| Thomas Story & Son LLC | 10,100 | $1.94M | 0.79% | 00.0% | Unchanged |
| Sandhill Capital Partners LLC | 10,110 | $1.94M | 0.16% | +641+6.8% | Added |
| Murphy Capital Management Inc | 10,122 | $1.94M | 0.23% | −185−1.8% | Reduced |
| FLC Capital Advisors | 10,120 | $1.94M | 0.57% | −42−0.4% | Reduced |
| HBK Sorce Advisory LLC | 10,136 | $1.95M | 0.11% | +349+3.6% | Added |
| First Citizens Bank & Trust Co | 10,143 | $1.95M | 0.09% | −24−0.2% | Reduced |
| Asset Management Group, Inc. | 10,218 | $1.96M | 0.40% | +519+5.4% | Added |
| Truvestments Capital LLC | 10,234 | $1.97M | 1.08% | +574+5.9% | Added |
| Virginia Retirement Systems Et Al | 10,300 | $1.98M | 0.02% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 10,322 | $1.98M | 0.14% | −27,516−72.7% | Reduced |
| Whalerock Point Partners, LLC | 10,370 | $1.99M | 0.77% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 10,454 | $2.01M | 0.14% | −6,995−40.1% | Reduced |
| Federated Hermes, Inc. | 10,473 | $2.01M | 0.00% | −4,781−31.3% | Reduced |
| Bowen Hanes & Co Inc | 10,484 | $2.01M | 0.06% | +150+1.5% | Added |
| Loudon Investment Management, LLC | 10,523 | $2.02M | 1.44% | −144−1.3% | Reduced |
| Chicago Trust Co NA | 10,531 | $2.02M | 0.44% | +23+0.2% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,555 | $2.03M | 0.75% | −30−0.3% | Reduced |
| Veriti Management LLC | 10,566 | $2.03M | 0.29% | +1,680+18.9% | Added |
| Modus Advisors, LLC | 10,585 | $2.03M | 0.88% | +238+2.3% | Added |
| MV Capital Management, Inc. | 10,616 | $2.04M | 0.34% | +636+6.4% | Added |
| Heritage Trust Co | 10,704 | $2.06M | 0.29% | −123−1.1% | Reduced |
| Madison Asset Management, LLC | 10,743 | $2.06M | 0.03% | −81,053−88.3% | Reduced |
| Beck Capital Management, LLC | 10,759 | $2.06M | 0.69% | +161+1.5% | Added |
| Resources Management Corp | 10,815 | $2.08M | 0.30% | −50−0.5% | Reduced |
| Kinloch Capital, LLC | 10,846 | $2.08M | 1.47% | +404+3.9% | Added |
| Boyd Watterson Asset Management LLC | 10,861 | $2.08M | 0.77% | −15−0.1% | Reduced |
| OPSEU Pension Plan Trust Fund | 10,747 | $2.08M | 0.53% | −64−0.6% | Reduced |
| Sowell Financial Services LLC | 10,905 | $2.09M | 0.14% | +10,905 | New |
| Telos Capital Management, Inc. | 10,908 | $2.09M | 0.29% | +47+0.4% | Added |
| Spirit of America Management Corp | 10,925 | $2.10M | 0.45% | 00.0% | Unchanged |
| Pflug Koory, LLC | 10,985 | $2.11M | 1.15% | +11+0.1% | Added |
| Jacobi Capital Management LLC | 11,010 | $2.11M | 0.27% | +561+5.4% | Added |
| Boltwood Capital Management | 11,047 | $2.12M | 0.86% | +763+7.4% | Added |
| Capital Investment Counsel, Inc | 11,158 | $2.14M | 0.47% | +871+8.5% | Added |
| Virtu Financial LLC | 11,157 | $2.14M | 0.19% | +11,157 | New |
| King Luther Capital Management Corp | 11,163 | $2.14M | 0.01% | +968+9.5% | Added |
| Frontier Wealth Management LLC | 11,355 | $2.18M | 0.15% | +338+3.1% | Added |
| Mason Investment Advisory Services, Inc. | 11,375 | $2.18M | 0.23% | +9,925+684.5% | Added |
| Sumitomo Life Insurance Co | 11,383 | $2.19M | 0.06% | −481−4.1% | Reduced |
| Fluent Financial, LLC | 11,420 | $2.19M | 0.93% | +1,286+12.7% | Added |
| Alpha Cubed Investments, LLC | 11,670 | $2.24M | 0.17% | −54,843−82.5% | Reduced |
| Greenleaf Trust | 11,677 | $2.24M | 0.03% | +125+1.1% | Added |
| Stevens Capital Management LP | 11,690 | $2.24M | 0.94% | +9,274+383.9% | Added |
| Providence Wealth Advisors, LLC | 11,573 | $2.25M | 1.56% | −169−1.4% | Reduced |
| Pinnacle Holdings, LLC | 11,707 | $2.25M | 0.99% | −285−2.4% | Reduced |
| Trust Co of Vermont | 11,731 | $2.25M | 0.16% | +161+1.4% | Added |
| MEMBERS Trust Co | 11,379 | $2.25M | 0.07% | +490+4.5% | Added |
| Atlantic Union Bankshares Corp | 11,832 | $2.27M | 0.21% | −1,402−10.6% | Reduced |
| Allstate Corp | 11,866 | $2.28M | 0.09% | −1,104−8.5% | Reduced |
| Waycross Partners, LLC | 11,882 | $2.28M | 1.44% | −327−2.7% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 11,893 | $2.28M | 0.69% | −30−0.3% | Reduced |
| Strategic Capital Advisers, Inc. | 11,904 | $2.29M | 1.78% | +1,581+15.3% | Added |
| Segment Wealth Management, LLC | 11,971 | $2.30M | 0.27% | −499−4.0% | Reduced |
| Private Trust Co NA | 12,004 | $2.30M | 0.34% | +169+1.4% | Added |
| KG&L Capital Management,LLC | 12,033 | $2.31M | 1.02% | +6,279+109.1% | Added |
| Inscription Capital, LLC | 12,059 | $2.31M | 0.73% | −7,269−37.6% | Reduced |
| Ameritas Investment Partners, Inc. | 12,095 | $2.32M | 0.08% | +84+0.7% | Added |
| Foster & Motley Inc | 12,119 | $2.33M | 0.19% | +627+5.5% | Added |
| Cambridge Advisors Inc. | 12,148 | $2.33M | 0.57% | +29+0.2% | Added |
| Trustcore Financial Services, LLC | 12,155 | $2.33M | 0.23% | +354+3.0% | Added |
| Samlyn Capital, LLC | 12,191 | $2.34M | 0.03% | −2,891−19.2% | Reduced |
| Douglass Winthrop Advisors, LLC | 12,245 | $2.35M | 0.06% | −1,000−7.6% | Reduced |
| Hixon Zuercher, LLC | 12,248 | $2.35M | 1.37% | +829+7.3% | Added |
| IndexIQ Advisors LLC | 12,283 | $2.36M | 0.08% | −185−1.5% | Reduced |
| AlphaCrest Capital Management LLC | 12,328 | $2.37M | 0.12% | −16,338−57.0% | Reduced |
| Cornercap Investment Counsel Inc | 12,352 | $2.37M | 0.27% | +337+2.8% | Added |
| Barbara Oil Co. | 12,500 | $2.40M | 1.13% | 00.0% | Unchanged |
| Lowe Brockenbrough & Co Inc | 12,566 | $2.41M | 0.19% | +1,950+18.4% | Added |
| Evercore Wealth Management, LLC | 12,575 | $2.41M | 0.04% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 12,578 | $2.42M | 0.33% | +10,475+498.1% | Added |
| Profund Advisors LLC | 12,612 | $2.42M | 0.08% | +19+0.2% | Added |
| Engineers Gate Manager LP | 12,641 | $2.43M | 0.14% | +6,401+102.6% | Added |
| Redpoint Investment Management Pty Ltd | 12,647 | $2.43M | 0.21% | −347−2.7% | Reduced |
| Guyasuta Investment Advisors Inc | 12,703 | $2.44M | 0.17% | +250+2.0% | Added |
| Azimuth Capital Management LLC | 12,721 | $2.44M | 0.10% | 00.0% | Unchanged |
| Mission Creek Capital Partners, Inc. | 12,767 | $2.45M | 0.46% | −512−3.9% | Reduced |
| Slow Capital, Inc. | 12,793 | $2.46M | 0.45% | +402+3.2% | Added |
| Miracle Mile Advisors, LLC | 12,890 | $2.47M | 0.12% | −144−1.1% | Reduced |
| New England Investment & Retirement Group, Inc. | 12,957 | $2.49M | 0.57% | −557−4.1% | Reduced |
| Bailard, Inc. | 12,954 | $2.49M | 0.08% | +910+7.6% | Added |
| Trust Co of Toledo NA | 12,978 | $2.49M | 0.41% | +3,675+39.5% | Added |
| AlphaStar Capital Management, LLC | 12,342 | $2.50M | 0.17% | −7,798−38.7% | Reduced |
| Ally Financial Inc. | 13,000 | $2.50M | 0.24% | +13,000 | New |
| Wetherby Asset Management Inc | 13,121 | $2.52M | 0.16% | −25−0.2% | Reduced |
| Cutler Group LP | 13,151 | $2.52M | 0.19% | −6,352−32.6% | Reduced |
| Logan Capital Management Inc | 13,214 | $2.54M | 0.12% | +10.0% | Added |
| Ogorek Anthony Joseph | 13,241 | $2.54M | 1.16% | +171+1.3% | Added |
| Mitchell Capital Management Co | 13,300 | $2.55M | 0.57% | +346+2.7% | Added |
| Savant Capital, LLC | 13,350 | $2.56M | 0.09% | +3,002+29.0% | Added |
| Capula Management Ltd | 13,383 | $2.57M | 0.20% | +3,314+32.9% | Added |
| Mizuho Securities USA LLC | 13,418 | $2.58M | 0.26% | −559−4.0% | Reduced |