Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gifford Fong Associates | 7,800 | $1.50M | 0.29% | 00.0% | Unchanged |
| Washington Trust Bank | 7,799 | $1.50M | 0.17% | +103+1.3% | Added |
| MAI Capital Management | 7,843 | $1.51M | 0.03% | −63−0.8% | Reduced |
| Oarsman Capital, Inc. | 7,844 | $1.51M | 0.61% | +55+0.7% | Added |
| Studio Investment Management LLC | 7,845 | $1.51M | 0.65% | +7,845 | New |
| Bragg Financial Advisors, Inc | 7,901 | $1.52M | 0.10% | +1,618+25.8% | Added |
| Pinnacle Financial Partners Inc | 7,967 | $1.53M | 0.05% | +385+5.1% | Added |
| Citizens Financial Group Inc | 7,975 | $1.53M | 0.06% | +801+11.2% | Added |
| Stonnington Group, LLC | 7,850 | $1.53M | 0.34% | −500−6.0% | Reduced |
| Cobblestone Capital Advisors LLC | 7,996 | $1.53M | 0.10% | 00.0% | Unchanged |
| Cohen Klingenstein LLC | 8,000 | $1.54M | 0.07% | 00.0% | Unchanged |
| Pensionfund DSM Netherlands | 8,000 | $1.54M | 0.20% | +8,000 | New |
| Strategic Advisors LLC | 8,038 | $1.54M | 0.33% | +6,715+507.6% | Added |
| Vestcor Inc | 8,074 | $1.55M | 0.06% | −1,075−11.7% | Reduced |
| Trust Investment Advisors | 8,128 | $1.56M | 1.39% | −657−7.5% | Reduced |
| Fruth Investment Management | 8,143 | $1.56M | 0.48% | −110−1.3% | Reduced |
| Signaturefd, LLC | 8,169 | $1.57M | 0.05% | +98+1.2% | Added |
| Intellectus Partners, LLC | 8,168 | $1.57M | 0.38% | +2,991+57.8% | Added |
| AdvisorNet Financial, Inc | 8,186 | $1.57M | 0.11% | +357+4.6% | Added |
| Sheaff Brock Investment Advisors, LLC | 8,214 | $1.58M | 0.15% | +554+7.2% | Added |
| Arabesque Asset Management Ltd | 8,243 | $1.58M | 0.53% | +8,243 | New |
| Verdence Capital Advisors LLC | 8,251 | $1.58M | 0.21% | −1,798−17.9% | Reduced |
| RB Capital Management, LLC | 8,269 | $1.59M | 0.60% | +254+3.2% | Added |
| Columbia Trust Co 01012016 | 8,291 | $1.59M | 0.84% | +224+2.8% | Added |
| DHJJ Financial Advisors, Ltd. | 8,324 | $1.60M | 0.83% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 8,341 | $1.60M | 0.19% | −323−3.7% | Reduced |
| Park National Corp | 8,351 | $1.60M | 0.07% | −50−0.6% | Reduced |
| Maven Securities LTD | 8,370 | $1.61M | 0.18% | +4,547+118.9% | Added |
| Court Place Advisors, LLC | 8,399 | $1.61M | 0.48% | −44−0.5% | Reduced |
| Claraphi Advisory Network, LLC | 8,409 | $1.61M | 0.57% | −1,391−14.2% | Reduced |
| McKinley Carter Wealth Services, Inc. | 8,426 | $1.62M | 0.13% | −428−4.8% | Reduced |
| Sciencast Management LP | 8,598 | $1.62M | 0.46% | −5,775−40.2% | Reduced |
| Buckingham Strategic Wealth, LLC | 8,451 | $1.62M | 0.03% | +191+2.3% | Added |
| Probity Advisors, Inc. | 8,454 | $1.62M | 0.34% | +589+7.5% | Added |
| Allworth Financial LP | 8,484 | $1.63M | 0.03% | +6,492+325.9% | Added |
| Members Capital Advisors Inc | 8,508 | $1.63M | 0.89% | +1,865+28.1% | Added |
| WealthPLAN Partners, LLC | 7,991 | $1.63M | 0.11% | +391+5.1% | Added |
| Jupiter Wealth Management LLC | 7,965 | $1.65M | 0.78% | +7,965 | New |
| Smith, Salley & Associates | 8,584 | $1.65M | 0.13% | +10.0% | Added |
| Loomis Sayles & Co L P | 8,613 | $1.65M | 0.00% | −416−4.6% | Reduced |
| Boston Private Wealth LLC | 8,629 | $1.66M | 0.02% | +957+12.5% | Added |
| G&S Capital LLC | 8,646 | $1.66M | 0.91% | −9,492−52.3% | Reduced |
| JustInvest LLC | 8,711 | $1.67M | 0.15% | +834+10.6% | Added |
| Pendal Group Limited | 8,765 | $1.68M | 0.01% | +4,968+130.8% | Added |
| V Wealth Advisors LLC | 8,770 | $1.68M | 0.26% | −34−0.4% | Reduced |
| Johnson Investment Counsel Inc | 8,767 | $1.68M | 0.02% | +312+3.7% | Added |
| Ropes Wealth Advisors LLC | 8,780 | $1.69M | 0.27% | −380−4.1% | Reduced |
| United Bank | 8,775 | $1.69M | 0.23% | +75+0.9% | Added |
| TD Private Client Wealth LLC | 8,799 | $1.69M | 0.07% | −75−0.8% | Reduced |
| Liberty One Investment Management, LLC | 8,818 | $1.69M | 0.29% | −144−1.6% | Reduced |
| Naples Global Advisors, LLC | 8,820 | $1.69M | 0.22% | +319+3.8% | Added |
| Kingsview Wealth Management, LLC | 8,824 | $1.69M | 0.08% | −964−9.8% | Reduced |
| Diversified Trust Co | 8,823 | $1.69M | 0.06% | +1,041+13.4% | Added |
| Carroll Financial Associates, Inc. | 8,830 | $1.70M | 0.09% | +160+1.8% | Added |
| Venture Visionary Partners LLC | 8,848 | $1.70M | 0.12% | +370+4.4% | Added |
| Triangle Securities Wealth Management | 8,880 | $1.71M | 0.58% | −44−0.5% | Reduced |
| Oxbow Advisors, LLC | 8,994 | $1.73M | 0.18% | 00.0% | Unchanged |
| CWM Advisors, LLC | 9,002 | $1.73M | 0.22% | −32,778−78.5% | Reduced |
| Whitener Capital Management, Inc. | 9,500 | $1.73M | 0.80% | −380−3.8% | Reduced |
| Trexquant Investment LP | 9,036 | $1.74M | 0.14% | −22,161−71.0% | Reduced |
| NEXT Financial Group, Inc | 9,036 | $1.74M | 0.14% | −1,049−10.4% | Reduced |
| PFG Advisors | 9,050 | $1.74M | 0.20% | +4,918+119.0% | Added |
| Adell Harriman & Carpenter Inc | 9,075 | $1.74M | 0.18% | +1,950+27.4% | Added |
| Cerity Partners LLC | 9,124 | $1.75M | 0.04% | +3,775+70.6% | Added |
| 1st Source Bank | 9,134 | $1.75M | 0.11% | −70−0.8% | Reduced |
| Focused Wealth Management, Inc | 9,165 | $1.76M | 0.29% | −67−0.7% | Reduced |
| Argus Investors' Counsel, Inc. | 9,185 | $1.76M | 1.15% | −8,820−49.0% | Reduced |
| Dorsey & Whitney Trust CO LLC | 9,196 | $1.76M | 0.16% | −133−1.4% | Reduced |
| Anchor Investment Management, LLC | 9,205 | $1.77M | 0.25% | +457+5.2% | Added |
| Papp L Roy & Associates | 9,210 | $1.77M | 0.22% | +200+2.2% | Added |
| Spreng Capital Management, Inc. | 9,125 | $1.77M | 1.14% | +425+4.9% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 9,262 | $1.78M | 1.03% | −12−0.1% | Reduced |
| Windsor Group LTD | 9,154 | $1.78M | 0.37% | +752+9.0% | Added |
| Dana Investment Advisors, Inc. | 9,295 | $1.78M | 0.08% | +225+2.5% | Added |
| RSM US Wealth Management LLC | 9,305 | $1.79M | 0.10% | −63−0.7% | Reduced |
| Donaldson Capital Management, LLC | 9,307 | $1.79M | 0.09% | −779−7.7% | Reduced |
| Global Trust Asset Management, LLC | 9,325 | $1.79M | 0.80% | +4,433+90.6% | Added |
| Regal Investment Advisors LLC | 9,399 | $1.80M | 0.18% | +1,801+23.7% | Added |
| Wellington Shields & Co., LLC | 9,400 | $1.80M | 0.63% | 00.0% | Unchanged |
| Meiji Yasuda Life Insurance Co | 9,409 | $1.81M | 0.03% | +235+2.6% | Added |
| NorthCoast Asset Management LLC | 9,422 | $1.81M | 0.07% | +9,422 | New |
| Palisade Asset Management, LLC | 9,437 | $1.81M | 0.22% | +72+0.8% | Added |
| Old Port Advisors | 9,447 | $1.81M | 0.66% | −425−4.3% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,452 | $1.81M | 0.32% | −675−6.7% | Reduced |
| Bryn Mawr Trust Co | 9,471 | $1.82M | 0.07% | −70−0.7% | Reduced |
| IFP Advisors, Inc | 9,322 | $1.82M | 0.04% | +3,328+55.5% | Added |
| Pathstone Family Office, LLC | 9,497 | $1.82M | 0.05% | +2,179+29.8% | Added |
| 6 Meridian | 9,503 | $1.82M | 0.14% | +9,503 | New |
| Cumberland Advisors Inc | 9,550 | $1.83M | 0.42% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 9,577 | $1.84M | 0.25% | +9,577 | New |
| Kistler-Tiffany Companies, LLC | 9,609 | $1.84M | 0.42% | +41+0.4% | Added |
| Adirondack Trust Co | 9,052 | $1.85M | 0.88% | −77−0.8% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 9,655 | $1.85M | 0.13% | +396+4.3% | Added |
| Aureus Asset Management, LLC | 9,680 | $1.86M | 0.12% | −1,218−11.2% | Reduced |
| Osborne Partners Capital Management, LLC | 9,694 | $1.86M | 0.15% | −980−9.2% | Reduced |
| Hanson & Doremus Investment Management | 9,712 | $1.86M | 0.43% | −1,546−13.7% | Reduced |
| Holderness Investments Co | 9,720 | $1.87M | 0.62% | −103−1.0% | Reduced |
| Tower Bridge Advisors | 9,807 | $1.88M | 0.13% | −25−0.3% | Reduced |
| Kempner Capital Management Inc. | 9,815 | $1.88M | 1.07% | +9,815 | New |
| Ethic Inc. | 9,822 | $1.89M | 0.19% | +5,179+111.5% | Added |