Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Engine No. 1 LLC | 1,743 | $379.0K | 0.10% | +1,743 | New |
| Quest Capital Management Inc | 1,746 | $380.0K | 0.08% | −167−8.7% | Reduced |
| American Money Management, LLC | 1,748 | $380.0K | 0.13% | +4+0.2% | Added |
| Check Capital Management Inc | 1,750 | $381.0K | 0.03% | 00.0% | Unchanged |
| Ramsay, Stattman, Vela & Price, Inc. | 1,750 | $381.0K | 0.09% | 00.0% | Unchanged |
| Camden Capital, LLC | 1,754 | $382.0K | 0.09% | +181+11.5% | Added |
| Jackson Wealth Management, LLC | 1,764 | $384.0K | 0.05% | +865+96.2% | Added |
| Concord Wealth Partners | 1,771 | $385.0K | 0.11% | −47−2.6% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,769 | $385.0K | 0.13% | +1+0.1% | Added |
| Two Sigma Securities, LLC | 1,767 | $385.0K | 0.10% | +326+22.6% | Added |
| Benchmark Wealth Management, LLC | 1,774 | $386.0K | 0.27% | +1+0.1% | Added |
| Horst & Graben Wealth Management LLC | 1,775 | $386.0K | 0.11% | +5+0.3% | Added |
| RDA Financial Network | 1,774 | $386.0K | 0.17% | +29+1.7% | Added |
| BOK Financial Private Wealth, Inc. | 1,773 | $386.0K | 0.03% | +348+24.4% | Added |
| Gries Financial LLC | 1,890 | $387.0K | 0.12% | +6+0.3% | Added |
| David Loasby | 1,778 | $387.0K | 0.05% | −79−4.3% | Reduced |
| Grove Bank & Trust | 1,776 | $387.0K | 0.08% | −5−0.3% | Reduced |
| RKL Wealth Management LLC | 1,777 | $387.0K | 0.05% | 00.0% | Unchanged |
| Garner Asset Management Corp | 1,788 | $389.0K | 0.19% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,787 | $389.0K | 0.04% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,787 | $389.0K | 0.11% | +1,787 | New |
| Cooper/Haims Advisors, LLC | 1,793 | $390.0K | 0.26% | −120−6.3% | Reduced |
| KMG Fiduciary Partners, LLC | 1,792 | $390.0K | 0.07% | +225+14.4% | Added |
| InterOcean Capital Group, LLC | 1,798 | $391.0K | 0.02% | −291−13.9% | Reduced |
| MONECO Advisors, LLC | 1,801 | $392.0K | 0.18% | +162+9.9% | Added |
| Range Financial Group LLC | 1,799 | $392.0K | 0.29% | +564+45.7% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 1,806 | $393.0K | 0.24% | +3+0.2% | Added |
| GSB Wealth Management, LLC | 1,810 | $394.0K | 0.12% | −100−5.2% | Reduced |
| Keel Point, LLC | 1,811 | $394.0K | 0.05% | +106+6.2% | Added |
| Boston Common Asset Management, LLC | 1,812 | $394.0K | 0.02% | +135+8.1% | Added |
| Advisory Resource Group | 1,823 | $397.0K | 0.16% | −236−11.5% | Reduced |
| GeoWealth Management, LLC | 1,825 | $397.0K | 0.05% | +33+1.8% | Added |
| REDW Wealth LLC | 1,828 | $398.0K | 0.13% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 1,832 | $399.0K | 0.03% | 00.0% | Unchanged |
| Rockland Trust Co | 1,845 | $401.0K | 0.03% | −602−24.6% | Reduced |
| Edgestream Partners, L.P. | 1,853 | $403.0K | 0.02% | −31,373−94.4% | Reduced |
| Mark Stevens | 1,852 | $403.0K | 0.04% | −151−7.5% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,850 | $403.0K | 0.22% | 00.0% | Unchanged |
| Intrua Financial, LLC | 1,823 | $404.0K | 0.10% | 00.0% | Unchanged |
| Appleton Partners Inc | 1,858 | $404.0K | 0.03% | +512+38.0% | Added |
| Annex Advisory Services, LLC | 1,882 | $409.0K | 0.03% | +593+46.0% | Added |
| Wall Street Access Asset Management, LLC | 1,891 | $411.0K | 0.23% | +2+0.1% | Added |
| Clarus Group, Inc. | 1,896 | $412.0K | 0.31% | +2+0.1% | Added |
| BBR Partners, LLC | 1,897 | $413.0K | 0.03% | −473−20.0% | Reduced |
| TruWealth Advisors, LLC | 1,908 | $415.0K | 0.05% | +147+8.3% | Added |
| Total Investment Management Inc | 1,910 | $416.0K | 0.07% | −192−9.1% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,915 | $417.0K | 0.03% | +115+6.4% | Added |
| BlueSky Wealth Advisors, LLC | 1,920 | $417.0K | 0.08% | +120+6.7% | Added |
| Wealthspire Advisors, LLC | 1,925 | $419.0K | 0.01% | −5,878−75.3% | Reduced |
| Garrett Investment Advisors LLC | 1,926 | $419.0K | 0.13% | +14+0.7% | Added |
| Stewart & Patten Co LLC | 1,927 | $420.0K | 0.07% | −165−7.9% | Reduced |
| Corundum Group, Inc. | 1,928 | $420.0K | 0.28% | −87−4.3% | Reduced |
| Clearstead Advisors, LLC | 1,929 | $420.0K | 0.03% | −32−1.6% | Reduced |
| Gillespie Robinson & Grimm Inc | 1,932 | $420.0K | 0.04% | +200+11.5% | Added |
| Castleark Management LLC | 1,940 | $422.0K | 0.01% | −4,010−67.4% | Reduced |
| Summit Wealth Partners, LLC | 1,943 | $422.9K | 0.10% | 00.0% | Unchanged |
| Burns J W & Co Inc | 1,950 | $424.0K | 0.07% | 00.0% | Unchanged |
| Full Sail Capital, LLC | 1,947 | $424.0K | 0.04% | +147+8.2% | Added |
| United Asset Strategies, Inc. | 1,953 | $425.0K | 0.06% | −55−2.7% | Reduced |
| GHP Investment Advisors, Inc. | 1,959 | $426.0K | 0.03% | −38−1.9% | Reduced |
| First Commonwealth Financial Corp | 1,957 | $426.0K | 0.15% | 00.0% | Unchanged |
| BFT Financial Group, LLC | 1,961 | $427.0K | 0.09% | −130−6.2% | Reduced |
| Trustco Bank Corp N Y | 1,963 | $427.0K | 0.38% | 00.0% | Unchanged |
| Financial Advisory Service, Inc. | 1,960 | $427.0K | 0.04% | +413+26.7% | Added |
| Acropolis Investment Management, LLC | 1,968 | $428.0K | 0.04% | 00.0% | Unchanged |
| Novare Capital Management LLC | 1,966 | $428.0K | 0.05% | +491+33.3% | Added |
| Sunbelt Securities, Inc. | 2,063 | $429.0K | 0.08% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 1,973 | $429.0K | 0.03% | +4+0.2% | Added |
| N.E.W. Advisory Services LLC | 1,976 | $430.0K | 0.07% | +611+44.8% | Added |
| Dynamic Technology Lab Private Ltd | 1,974 | $430.0K | 0.04% | +1,974 | New |
| Teamwork Financial Advisors, LLC | 1,981 | $431.0K | 0.09% | −1,667−45.7% | Reduced |
| Beach Investment Counsel Inc | 1,983 | $432.0K | 0.04% | 00.0% | Unchanged |
| Arcus Capital Partners, LLC | 1,984 | $432.0K | 0.20% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 1,997 | $432.0K | 0.05% | +210+11.8% | Added |
| Allworth Financial LP | 1,992 | $434.0K | 0.01% | +167+9.2% | Added |
| Derby & Company, Inc | 1,997 | $435.0K | 0.09% | −200−9.1% | Reduced |
| Bienville Capital Management, LLC | 2,000 | $435.0K | 0.14% | 00.0% | Unchanged |
| Traverso Chambers Private Wealth Management, LLC | 2,000 | $435.0K | 0.14% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 2,000 | $435.2K | 0.25% | +7+0.4% | Added |
| Financial Consulate, Inc | 2,002 | $436.0K | 0.16% | 00.0% | Unchanged |
| Financial Consulate Inc. | 2,002 | $436.0K | 0.16% | +2,002 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,010 | $437.0K | 0.08% | +272+15.7% | Added |
| Jag Capital Management, LLC | 2,006 | $437.0K | 0.03% | +1,006+100.6% | Added |
| Abacus Wealth Partners, LLC | 2,016 | $438.8K | 0.17% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2,018 | $439.0K | 0.26% | +2+0.1% | Added |
| Almanack Investment Partners, LLC. | 2,035 | $443.0K | 0.04% | −1,006−33.1% | Reduced |
| Bank Hapoalim BM | 2,038 | $443.0K | 0.05% | −350−14.7% | Reduced |
| Truadvice, LLC | 2,114 | $444.0K | 0.10% | +415+24.4% | Added |
| First Heartland Consultants, Inc. | 2,043 | $445.0K | 0.07% | −80−3.8% | Reduced |
| Golden Green, Inc. | 2,046 | $445.0K | 0.34% | −14−0.7% | Reduced |
| Townsend Asset Management Corp | 2,055 | $447.0K | 0.25% | +101+5.2% | Added |
| Clear Perspective Advisors, LLC | 2,057 | $448.0K | 0.16% | +4+0.2% | Added |
| Foundations Investment Advisors, LLC | 2,075 | $451.0K | 0.02% | −16−0.8% | Reduced |
| Sterling Investment Advisors, Ltd. | 2,083 | $453.0K | 0.13% | +10.0% | Added |
| Verity Asset Management, Inc. | 2,082 | $453.0K | 0.25% | +58+2.9% | Added |
| Eads & Heald Wealth Management | 2,085 | $454.0K | 0.22% | −93−4.3% | Reduced |
| Versor Investments LP | 2,086 | $454.0K | 0.02% | +486+30.4% | Added |
| Mountain Pacific Investment Advisers Inc | 2,095 | $456.0K | 0.03% | +190+10.0% | Added |
| Ironwood Investment Management LLC | 2,100 | $457.0K | 0.23% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 2,100 | $457.0K | 0.09% | +7+0.3% | Added |