Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thomas White International Ltd | 6,542 | $1.42M | 0.20% | 00.0% | Unchanged |
| Lester Murray Antman dba SimplyRich | 6,553 | $1.43M | 0.66% | +60+0.9% | Added |
| Parallel Advisors, LLC | 6,554 | $1.43M | 0.06% | +653+11.1% | Added |
| Argent Advisors, Inc. | 6,561 | $1.43M | 0.87% | −990−13.1% | Reduced |
| Tiemann Investment Advisors, LLC | 6,563 | $1.43M | 0.67% | −450−6.4% | Reduced |
| Sequent Asset Management, LLC | 6,560 | $1.43M | 0.82% | −40−0.6% | Reduced |
| Hoylecohen, LLC | 6,583 | $1.43M | 0.13% | +106+1.6% | Added |
| Essex Savings Bank | 5,968 | $1.44M | 0.56% | +380+6.8% | Added |
| Members Capital Advisors Inc | 6,643 | $1.45M | 0.90% | +5,033+312.6% | Added |
| Argent Trust Co | 6,645 | $1.45M | 0.09% | +1,314+24.6% | Added |
| Atlantic Trust, LLC | 4,436 | $1.46M | 0.95% | −2,262−33.8% | Reduced |
| Veracity Capital LLC | 6,731 | $1.47M | 0.34% | −384−5.4% | Reduced |
| Altium Wealth Management LLC | 6,744 | $1.47M | 0.11% | +304+4.7% | Added |
| Capital Asset Advisory Services LLC | 6,764 | $1.47M | 0.16% | −1,771−20.7% | Reduced |
| Staley Capital Advisers Inc | 6,800 | $1.48M | 0.08% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 6,799 | $1.48M | 0.02% | +661+10.8% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 6,813 | $1.48M | 0.09% | −1,100−13.9% | Reduced |
| WBH Advisory Inc | 7,033 | $1.48M | 0.22% | −47−0.7% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 6,837 | $1.49M | 0.65% | +859+14.4% | Added |
| HawsGoodwin Investment Management LLC | 6,848 | $1.49M | 0.46% | −317−4.4% | Reduced |
| Symmetry Partners, LLC | 6,879 | $1.50M | 0.10% | 00.0% | Unchanged |
| Coastline Trust Co | 6,885 | $1.50M | 0.19% | −1,055−13.3% | Reduced |
| Vestmark Advisory Solutions, Inc. | 6,899 | $1.50M | 0.11% | −1,482−17.7% | Reduced |
| DCM Advisors, LLC | 6,897 | $1.50M | 0.85% | +81+1.2% | Added |
| Ar Asset Management Inc | 6,905 | $1.50M | 0.42% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 6,933 | $1.51M | 0.03% | −955−12.1% | Reduced |
| Glen Eagle Advisors, LLC | 6,957 | $1.51M | 0.47% | +2,463+54.8% | Added |
| Mairs & Power Inc | 6,972 | $1.52M | 0.01% | −3,163−31.2% | Reduced |
| Investors Asset Management of Georgia Inc | 6,985 | $1.52M | 0.82% | −100−1.4% | Reduced |
| Eidelman Virant Capital | 7,006 | $1.52M | 0.59% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 7,025 | $1.53M | 0.16% | +3,464+97.3% | Added |
| Bahl & Gaynor Inc | 7,030 | $1.53M | 0.01% | −500−6.6% | Reduced |
| MidWestOne Financial Group, Inc. | 7,039 | $1.53M | 0.36% | 00.0% | Unchanged |
| Heartland Bank & Trust Co | 7,067 | $1.54M | 1.42% | +7,067 | New |
| Proequities, Inc. | 7,077 | $1.54M | 0.10% | +263+3.9% | Added |
| Oak Asset Management, LLC | 7,082 | $1.54M | 0.65% | +7,082 | New |
| Corient Capital Partners, LLC | 7,123 | $1.55M | 0.11% | +778+12.3% | Added |
| Adell Harriman & Carpenter Inc | 7,125 | $1.55M | 0.16% | +300+4.4% | Added |
| Moloney Securities Asset Management, LLC | 7,155 | $1.56M | 0.28% | +86+1.2% | Added |
| Amarillo National Bank | 7,171 | $1.56M | 0.45% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 7,174 | $1.56M | 0.07% | +31+0.4% | Added |
| Stoneridge Investment Partners LLC | 7,175 | $1.56M | 0.76% | +7,175 | New |
| Wealthcare Advisory Partners LLC | 7,177 | $1.56M | 0.10% | +39+0.5% | Added |
| Plimoth Trust Co LLC | 7,213 | $1.57M | 0.44% | −69−0.9% | Reduced |
| Westwood Holdings Group Inc. | 7,225 | $1.57M | 0.02% | +460+6.8% | Added |
| Atlas Brown,Inc. | 7,249 | $1.58M | 0.68% | −71−1.0% | Reduced |
| IHT Wealth Management, LLC | 7,260 | $1.58M | 0.10% | +1,858+34.4% | Added |
| Jump Financial, LLC | 7,268 | $1.58M | 0.15% | −5,071−41.1% | Reduced |
| Pathstone Family Office, LLC | 7,318 | $1.59M | 0.05% | +4,164+132.0% | Added |
| Cascade Investment Advisors, Inc. | 7,338 | $1.60M | 1.01% | −125−1.7% | Reduced |
| Rational Advisors LLC | 7,345 | $1.60M | 0.19% | +782+11.9% | Added |
| Fma Advisory Inc | 7,386 | $1.61M | 0.60% | +255+3.6% | Added |
| Van Eck Associates Corp | 7,490 | $1.63M | 0.00% | −785−9.5% | Reduced |
| Credit Agricole S A | 7,485 | $1.63M | 0.05% | +5,865+362.0% | Added |
| D. Scott Neal, Inc. | 7,549 | $1.64M | 0.75% | +35+0.5% | Added |
| Pinnacle Financial Partners Inc | 7,582 | $1.65M | 0.07% | −224−2.9% | Reduced |
| Pinnacle Wealth Advisors | 7,582 | $1.65M | 0.07% | +7,582 | New |
| Quest Investment Management LLC | 7,588 | $1.65M | 0.15% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 7,598 | $1.65M | 0.17% | +7,598 | New |
| LS Investment Advisors, LLC | 7,604 | $1.66M | 0.21% | −37,383−83.1% | Reduced |
| Washington Trust Co | 7,608 | $1.66M | 0.05% | −21−0.3% | Reduced |
| Gamble Jones Investment Counsel | 7,623 | $1.66M | 0.11% | 00.0% | Unchanged |
| Strategic Financial Services, Inc, | 7,650 | $1.67M | 0.13% | −95−1.2% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 7,660 | $1.67M | 0.16% | +346+4.7% | Added |
| Baldwin Investment Management, LLC | 7,673 | $1.67M | 0.28% | −1,505−16.4% | Reduced |
| Boston Private Wealth LLC | 7,672 | $1.67M | 0.02% | −242−3.1% | Reduced |
| Washington Trust Bank | 7,696 | $1.68M | 0.20% | +39+0.5% | Added |
| Enlightenment Research, LLC | 7,700 | $1.68M | 2.13% | +7,700 | New |
| Hilton Capital Management, LLC | 7,714 | $1.68M | 0.18% | −98,303−92.7% | Reduced |
| Hanson & Doremus Investment Management | 11,258 | $1.68M | 0.50% | +1,330+13.4% | Added |
| Voloridge Investment Management, LLC | 7,721 | $1.68M | 0.01% | +7,721 | New |
| Fort Pitt Capital Group, LLC | 7,730 | $1.68M | 0.07% | +397+5.4% | Added |
| WealthPLAN Partners, LLC | 7,600 | $1.69M | 0.12% | −16−0.2% | Reduced |
| Boenning & Scattergood, Inc. | 7,764 | $1.69M | 0.29% | +284+3.8% | Added |
| Diversified Trust Co | 7,782 | $1.69M | 0.06% | −319−3.9% | Reduced |
| Oarsman Capital, Inc. | 7,789 | $1.70M | 0.67% | −930−10.7% | Reduced |
| Gifford Fong Associates | 7,800 | $1.70M | 0.33% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 7,811 | $1.70M | 0.02% | +4,079+109.3% | Added |
| AdvisorNet Financial, Inc | 7,829 | $1.70M | 0.11% | −3,860−33.0% | Reduced |
| J.W. Cole Advisors, Inc. | 7,841 | $1.71M | 0.13% | +1,034+15.2% | Added |
| Probity Advisors, Inc. | 7,865 | $1.71M | 0.36% | −330−4.0% | Reduced |
| JustInvest LLC | 7,877 | $1.71M | 0.18% | +330+4.4% | Added |
| MAI Capital Management | 7,906 | $1.72M | 0.03% | +264+3.5% | Added |
| Convergence Investment Partners, LLC | 7,921 | $1.72M | 0.74% | −1,411−15.1% | Reduced |
| Cobblestone Capital Advisors LLC | 7,996 | $1.74M | 0.12% | +70+0.9% | Added |
| Cohen Klingenstein LLC | 8,000 | $1.74M | 0.07% | 00.0% | Unchanged |
| RB Capital Management, LLC | 8,015 | $1.74M | 0.67% | +491+6.5% | Added |
| Clear Street Markets LLC | 8,043 | $1.75M | 0.37% | +4,743+143.7% | Added |
| Columbia Trust Co 01012016 | 8,067 | $1.76M | 1.00% | −438−5.1% | Reduced |
| Signaturefd, LLC | 8,071 | $1.76M | 0.07% | +898+12.5% | Added |
| Stonnington Group, LLC | 8,350 | $1.77M | 0.39% | −5,754−40.8% | Reduced |
| Fruth Investment Management | 8,253 | $1.80M | 0.54% | 00.0% | Unchanged |
| Buckingham Strategic Wealth, LLC | 8,260 | $1.80M | 0.04% | +11+0.1% | Added |
| Centaurus Financial, Inc. | 8,294 | $1.80M | 0.15% | +2,318+38.8% | Added |
| Seeyond | 8,320 | $1.81M | 0.17% | −273−3.2% | Reduced |
| DHJJ Financial Advisors, Ltd. | 8,324 | $1.81M | 0.96% | −40.0% | Reduced |
| Lockheed Martin Investment Management Co | 8,386 | $1.82M | 0.10% | −61,530−88.0% | Reduced |
| Cadinha & Co LLC | 8,394 | $1.83M | 0.25% | −88,553−91.3% | Reduced |
| Park National Corp | 8,401 | $1.83M | 0.08% | 00.0% | Unchanged |
| Windsor Group LTD | 8,402 | $1.83M | 0.40% | +392+4.9% | Added |