Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TRUE Private Wealth Advisors | 3,998 | $870.0K | 0.13% | +80+2.0% | Added |
| We Are One Seven, LLC | 4,003 | $871.0K | 0.12% | −116−2.8% | Reduced |
| Saybrook Capital | 4,000 | $871.0K | 0.24% | 00.0% | Unchanged |
| Fosun International Ltd | 4,070 | $875.0K | 0.05% | +1,445+55.0% | Added |
| Hancock Whitney Corp | 4,033 | $877.0K | 0.03% | +417+11.5% | Added |
| Baker Tilly Wealth Management, LLC | 4,061 | $884.0K | 0.14% | +422+11.6% | Added |
| Creegan & Nassoura Financial Group, LLC | 4,075 | $887.0K | 0.76% | −100−2.4% | Reduced |
| Charles Schwab Trust Co | 4,074 | $887.0K | 0.17% | +101+2.5% | Added |
| Campbell Capital Management Inc | 4,080 | $888.0K | 0.40% | +4,080 | New |
| Bridges Investment Management Inc | 4,090 | $890.0K | 0.03% | −10−0.2% | Reduced |
| Cim Investment Mangement Inc | 4,099 | $892.0K | 0.28% | −71−1.7% | Reduced |
| Nwam LLC | 4,100 | $892.0K | 0.08% | +77+1.9% | Added |
| Dixon Hubard Feinour & Brown Inc | 4,102 | $893.0K | 0.19% | +8+0.2% | Added |
| Southeast Asset Advisors Inc. | 4,114 | $895.0K | 0.15% | +506+14.0% | Added |
| PFG Advisors | 4,132 | $899.0K | 0.10% | +183+4.6% | Added |
| Birch Hill Investment Advisors LLC | 4,134 | $900.0K | 0.05% | −25−0.6% | Reduced |
| Chicago Capital, LLC | 4,135 | $900.0K | 0.04% | 00.0% | Unchanged |
| Clearbridge Investments, LLC | 4,139 | $901.0K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 4,150 | $903.2K | 0.33% | 00.0% | Unchanged |
| Adviser Investments LLC | 4,160 | $905.0K | 0.07% | +690+19.9% | Added |
| Fairview Capital Investment Management, LLC | 4,164 | $906.0K | 0.06% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 4,159 | $906.0K | 0.06% | +2,191+111.3% | Added |
| Kercheville Advisors, LLC | 4,170 | $908.0K | 0.42% | +770+22.6% | Added |
| BancorpSouth Bank | 4,173 | $909.0K | 0.13% | 00.0% | Unchanged |
| Lantz Financial LLC | 4,175 | $909.0K | 0.47% | +50+1.2% | Added |
| Amussen Hunsaker Associates LLC | 4,194 | $912.0K | 0.26% | 00.0% | Unchanged |
| Menard Financial Group LLC | 4,193 | $913.0K | 0.86% | +436+11.6% | Added |
| Coastal Investment Advisors, Inc. | 4,242 | $923.0K | 0.22% | −330−7.2% | Reduced |
| Arjuna Capital | 4,246 | $924.0K | 0.40% | +85+2.0% | Added |
| Intersect Capital LLC | 4,248 | $924.0K | 0.16% | +988+30.3% | Added |
| Cypress Capital Group | 4,275 | $930.0K | 0.13% | −1,040−19.6% | Reduced |
| Puzo Michael J | 4,275 | $930.0K | 0.29% | −125−2.8% | Reduced |
| Banque Pictet & Cie SA | 4,278 | $931.0K | 0.01% | 00.0% | Unchanged |
| Trust Co | 4,289 | $933.0K | 0.65% | −776−15.3% | Reduced |
| Toroso Investments, LLC | 4,316 | $939.0K | 0.04% | +2,083+93.3% | Added |
| Nations Financial Group Inc, | 4,328 | $942.0K | 0.16% | −90−2.0% | Reduced |
| Sit Investment Associates Inc | 4,346 | $946.0K | 0.02% | 00.0% | Unchanged |
| Burke & Herbert Bank & Trust Co | 4,358 | $948.0K | 0.61% | 00.0% | Unchanged |
| Allen Capital Group, LLC | 4,360 | $949.0K | 0.19% | +24+0.6% | Added |
| Parcion Private Wealth LLC | 4,372 | $951.0K | 0.10% | +200+4.8% | Added |
| Sonora Investment Management, LLC | 4,376 | $952.0K | 0.12% | +156+3.7% | Added |
| First Hawaiian Bank | 4,385 | $954.0K | 0.04% | −1,963−30.9% | Reduced |
| Investment Partners, Ltd. | 4,393 | $956.0K | 0.44% | −741−14.4% | Reduced |
| Biltmore Family Office, LLC | 4,412 | $960.0K | 0.27% | 00.0% | Unchanged |
| Nachman Norwood & Parrott, Inc | 4,423 | $963.0K | 0.10% | −762−14.7% | Reduced |
| Norris Financial Group, LLC | 4,435 | $965.2K | 0.65% | +46+1.0% | Added |
| Old West Investment Management, LLC | 4,458 | $970.0K | 0.39% | 00.0% | Unchanged |
| West Oak Capital, LLC | 4,460 | $971.0K | 0.38% | −185−4.0% | Reduced |
| EP Wealth Advisors, LLC | 4,492 | $978.0K | 0.03% | +375+9.1% | Added |
| Flputnam Investment Management Co | 4,503 | $980.0K | 0.03% | +200+4.6% | Added |
| Am Investment Strategies LLC | 4,525 | $985.0K | 0.25% | +13+0.3% | Added |
| Patton Fund Management, Inc. | 4,538 | $988.0K | 0.52% | +9+0.2% | Added |
| RNC Capital Management LLC | 4,540 | $988.0K | 0.05% | +852+23.1% | Added |
| J. W. Coons Advisors, LLC | 4,546 | $992.0K | 0.35% | −245−5.1% | Reduced |
| Arrow Financial Corp | 4,568 | $994.0K | 0.13% | +1,458+46.9% | Added |
| Wharton Business Group, LLC | 4,575 | $996.0K | 0.08% | +1,005+28.2% | Added |
| Delos Wealth Advisors, LLC | 4,575 | $996.0K | 1.25% | +4,575 | New |
| Providence First Trust Co | 4,579 | $997.0K | 0.47% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 4,622 | $1.01M | 0.03% | −2,183−32.1% | Reduced |
| Ethic Inc. | 4,643 | $1.01M | 0.12% | −1,116−19.4% | Reduced |
| Patriot Investment Management Inc. | 4,692 | $1.02M | 0.09% | +16+0.3% | Added |
| Camarda Financial Advisors, LLC | 4,695 | $1.02M | 0.63% | +58+1.3% | Added |
| Resource Management, LLC | 4,697 | $1.02M | 0.12% | +518+12.4% | Added |
| Northwest Quadrant Wealth Management, LLC | 4,756 | $1.02M | 0.29% | −99−2.0% | Reduced |
| Capital CS Group, LLC | 4,705 | $1.02M | 0.84% | +4,705 | New |
| Eldridge Investment Advisors, Inc. | 4,712 | $1.02M | 0.37% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 4,715 | $1.03M | 0.22% | −120−2.5% | Reduced |
| Creative Financial Designs Inc | 4,715 | $1.03M | 0.18% | +190+4.2% | Added |
| Garde Capital, Inc. | 4,724 | $1.03M | 0.11% | 00.0% | Unchanged |
| River Wealth Advisors LLC | 4,733 | $1.03M | 0.18% | −200−4.1% | Reduced |
| Choate Investment Advisors | 4,757 | $1.03M | 0.06% | +1,857+64.0% | Added |
| Scott & Selber, Inc. | 4,804 | $1.04M | 0.40% | −5−0.1% | Reduced |
| Quattro Financial Advisors LLC | 5,000 | $1.05M | 0.28% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 4,839 | $1.05M | 0.06% | +3,229+200.6% | Added |
| Legacy Wealth Asset Management, LLC | 4,846 | $1.05M | 0.47% | −129−2.6% | Reduced |
| Summit Financial Group Inc | 4,857 | $1.06M | 0.40% | +1,090+28.9% | Added |
| Arkadios Wealth Advisors | 4,862 | $1.06M | 0.13% | +781+19.1% | Added |
| HYA Advisors, Inc | 4,871 | $1.06M | 0.44% | −217−4.3% | Reduced |
| Inspire Advisors, LLC | 4,870 | $1.06M | 0.35% | +116+2.4% | Added |
| FourThought Financial, LLC | 4,878 | $1.06M | 0.14% | −162−3.2% | Reduced |
| CoreFirst Bank & Trust | 4,875 | $1.06M | 0.72% | 00.0% | Unchanged |
| Adams Chetwood Wealth Management LLC | 4,882 | $1.06M | 0.75% | +250+5.4% | Added |
| RFG Advisory, LLC | 4,889 | $1.06M | 0.09% | −392−7.4% | Reduced |
| Hodges Capital Management Inc. | 4,890 | $1.06M | 0.12% | +375+8.3% | Added |
| Global Trust Asset Management, LLC | 4,892 | $1.06M | 0.51% | −1,085−18.2% | Reduced |
| Kovack Advisors, Inc. | 4,903 | $1.07M | 0.12% | −662−11.9% | Reduced |
| Woodstock Corp | 4,935 | $1.07M | 0.13% | 00.0% | Unchanged |
| Wade G W & Inc | 4,934 | $1.07M | 0.05% | +1,042+26.8% | Added |
| Ritholtz Wealth Management | 4,938 | $1.07M | 0.08% | +255+5.4% | Added |
| Graypoint LLC | 4,942 | $1.08M | 0.14% | −104−2.1% | Reduced |
| Heck Capital Advisors, LLC | 4,975 | $1.08M | 0.21% | +46+0.9% | Added |
| Csenge Advisory Group | 4,996 | $1.08M | 0.10% | +67+1.4% | Added |
| Precept Management LLC | 5,000 | $1.09M | 1.11% | +5,000 | New |
| Glaxis Capital Management, LLC | 5,000 | $1.09M | 1.37% | +5,000 | New |
| Core Wealth Advisors, Inc. | 5,028 | $1.09M | 0.73% | +5,028 | New |
| Zions Bancorporation, N.A. | 5,036 | $1.10M | 0.11% | +231+4.8% | Added |
| Legacy Wealth Partners, Inc. | 5,073 | $1.10M | 0.61% | −689−12.0% | Reduced |
| Park Avenue Securities LLC | 5,133 | $1.12M | 0.02% | +41+0.8% | Added |
| Eastern Bank | 5,177 | $1.13M | 0.06% | +10+0.2% | Added |
| Intellectus Partners, LLC | 5,177 | $1.13M | 0.25% | −560−9.8% | Reduced |