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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Korea Investment CORP294,836$68.4M0.22%––
Massachusetts Financial Services Co297,621$69.0M0.02%––
Pictet Asset Management Ltd297,714$69.0M0.08%––
First Republic Investment Management, Inc.301,156$69.8M0.23%––
Swedbank AB313,253$72.6M0.15%––
Natixis313,289$72.6M0.24%––
Asset Management One Co.,Ltd.320,309$74.3M0.29%––
Canada Pension Plan Investment Board323,661$75.0M0.10%––
State of New Jersey Common Pension Fund D325,256$75.4M0.26%––
BNP PARIBAS ASSET MANAGEMENT Holding S.A.328,164$76.1M0.31%––
First Trust Advisors LP331,430$76.8M0.09%––
Capitolis Advisors LLC333,284$77.3M1.34%––
Public Employees Retirement System of Ohio349,802$81.1M0.32%––
Toronto Dominion Bank350,416$81.3M0.14%––
The PNC Financial Services Group, Inc.351,826$81.6M0.08%––
Great West Life Assurance Co363,393$84.0M0.20%––
HighTower Advisors, LLC362,443$84.0M0.27%––
Zacks Investment Management364,224$84.5M1.50%––
State of Tennessee, Treasury Department366,606$85.0M0.35%––
Factory Mutual Insurance Co370,485$85.9M1.10%––
Chevy Chase Trust Holdings, Inc.373,213$86.5M0.31%––
Commonwealth Equity Services, LLC378,712$87.8M0.25%––
ARK Investment Management LLCSuperinvestorARK Invest381,967$88.6M0.18%––
Mitsubishi UFJ Trust & Banking Corp398,440$89.0M0.20%––
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.388,783$90.1M0.59%––
State of Wisconsin Investment Board395,130$91.6M0.20%––
Aviva PLC396,104$91.8M0.45%––
Southpoint Capital Advisors LP400,000$92.7M1.49%––
Victory Capital Management Inc411,493$95.4M0.10%––
Prudential PLC411,575$95.4M0.66%––
US Bancorp428,854$99.4M0.20%––
STRS Ohio444,159$103.0M0.39%––
Retirement Systems of Alabama455,459$105.6M0.40%––
Rothschild & Co Asset Management US Inc.463,510$107.5M1.33%––
CIBC Private Wealth Group, LLC478,702$111.0M0.28%––
Stifel Financial Corp484,146$112.3M0.19%––
Prudential Financial Inc505,469$117.2M0.18%––
Zurich Insurance Group Ltd529,614$122.8M1.76%––
AMF Pensionsforsakring AB537,619$124.7M0.93%––
Congress Asset Management Co538,270$124.8M1.13%––
Nan Shan Life Insurance Co., Ltd.540,099$125.2M2.43%––
Artemis Investment Management LLP550,881$127.8M1.21%––
Franklin Resources Inc561,626$130.2M0.05%––
LPL Financial LLC562,711$130.5M0.15%––
Old Republic International Corporation567,000$131.5M3.10%––
Raymond James & Associates576,953$133.8M0.14%––
Baird Financial Group, Inc.585,108$135.7M0.38%––
Mackenzie Financial Corp592,288$137.3M0.21%––
Envestnet Asset Management Inc624,503$144.8M0.09%––
APG Asset Management N.V.774,151$152.7M0.26%––
Adage Capital Partners GP, L.L.C.663,974$154.0M0.31%––
New York State Teachers Retirement System681,455$158.0M0.34%––
State Board of Administration of Florida Retirement System719,377$166.8M0.33%––
National Pension Service720,914$167.2M0.35%––
HSBC Holdings PLC794,967$184.7M0.25%––
Principal Financial Group Inc804,362$186.5M0.13%––
Barclays PLC804,660$186.6M0.18%––
ProShare Advisors LLC842,299$195.3M0.61%––
Rhumbline Advisers877,116$203.4M0.28%––
Allianz Asset Management GmbH922,972$214.0M0.22%––
Neuberger Berman Group LLC974,765$225.5M0.22%––
California State Teachers Retirement System994,645$230.6M0.30%––
Credit Suisse AG1,007,020$233.5M0.17%––
Bank of Montreal1,022,354$235.6M0.17%––
Lazard Asset Management LLC1,047,471$242.9M0.29%––
Citigroup Inc1,066,369$247.3M0.24%––
1832 Asset Management L.P.1,062,900$248.9M0.54%––
Alliancebernstein L.P.1,134,315$263.0M0.12%––
Diamond Hill Capital Management Inc1,138,030$263.9M1.07%––
Manufacturers Life Insurance Company, The1,153,695$267.5M0.23%––
Eaton Vance Management1,226,287$284.3M0.42%––
California Public Employees Retirement System1,242,707$288.1M0.22%––
New York State Common Retirement Fund1,266,036$293.6M0.32%––
JPMorgan Chase & Co1,318,186$305.6M0.04%––
Deutsche Bank AG1,417,915$328.8M0.18%––
TD Asset Management Inc1,524,505$353.5M0.40%––
UBS Group AG1,638,180$379.8M0.17%––
Harris Associates L PSuperinvestorHarris Associates (Oakmark)1,700,522$394.3M0.67%––
Parametric Portfolio Associates LLC1,747,903$405.3M0.23%––
Goldman Sachs Group Inc1,810,792$419.9M0.12%––
Ameriprise Financial Inc1,864,948$432.5M0.14%––
Boston Partners2,057,759$477.1M0.64%––
Sumitomo Mitsui Trust Holdings, Inc.2,083,443$483.1M0.30%––
Swiss National Bank2,089,242$484.4M0.32%––
Dimensional Fund Advisors LP2,457,609$569.9M0.19%––
Charles Schwab Investment Management Inc2,470,249$572.8M0.21%––
Wells Fargo & Company2,542,327$589.5M0.14%––
UBS Asset Management Americas Inc2,689,431$623.6M0.28%––
Royal Bank of Canada3,160,949$732.9M0.23%––
Amundi Asset Management US, Inc.3,184,826$738.5M0.57%––
Macquarie Group Ltd3,337,503$773.9M1.09%––
Legal & General Group Plc3,401,953$788.8M0.29%––
Primecap Management Co3,681,535$853.6M0.60%––
Invesco Ltd.3,843,269$891.1M0.24%––
Nuveen Asset Management, LLC3,942,470$914.1M0.29%––
Bank of America Corp4,040,980$937.0M0.11%––
Morgan Stanley4,349,010$1.01B0.15%––
Capital Research Global Investors4,587,295$1.06B0.26%––
Bank of New York Mellon Corp4,728,752$1.10B0.22%––
Wellington Management Group LLP4,937,960$1.14B0.20%––