ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2022 年第 1 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2022/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 74
- 較 2021 年第 4 季 +3 家
- 持有股數
- 436.1 萬
- 較 2021 年第 4 季 +19.4 萬 (+4.7%)
- 總市值
- $1.47 億
- 較 2021 年第 4 季 +$3,470 萬 (+30.9%)
- 新進機構
- 14
- 另有 20 家加碼
- 清倉機構
- 11
- 另有 22 家減碼
另有 2 家機構在 2021 年第 4 季持有、還沒有申報 2022 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2022 年第 1 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 691,023 | $2,330 萬 | 0.00% | +6,024+0.9% | 加碼 |
| Sit Investment Associates Inc | 521,292 | $1,758 萬 | 0.47% | +133,131+34.3% | 加碼 |
| Bank of America Corp | 457,361 | $1,542 萬 | 0.00% | +104,961+29.8% | 加碼 |
| McGowan Group Asset Management, Inc. | 382,236 | $1,289 萬 | 1.98% | −4,335−1.1% | 減碼 |
| Cornerstone Advisors, LLC | 280,545 | $946.0 萬 | 0.56% | −15,000−5.1% | 減碼 |
| Aristides Capital LLC | 216,852 | $731.2 萬 | 4.96% | 00.0% | 不變 |
| Terril Brothers, Inc. | 162,742 | $548.8 萬 | 1.29% | −1,660−1.0% | 減碼 |
| Quantedge Capital Pte Ltd | 141,261 | $476.3 萬 | 1.41% | +11,000+8.4% | 加碼 |
| Wolverine Asset Management LLC | 138,119 | $465.7 萬 | 0.06% | −15,742−10.2% | 減碼 |
| Wells Fargo & Company | 130,164 | $438.9 萬 | 0.00% | +3,534+2.8% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 124,797 | $420.8 萬 | 0.01% | +6,269+5.3% | 加碼 |
| UBS Group AG | 103,935 | $350.4 萬 | 0.00% | +1,121+1.1% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 82,665 | $278.7 萬 | 1.04% | +28,069+51.4% | 加碼 |
| Kayne Anderson Capital Advisors LP | 81,540 | $275.0 萬 | 0.07% | −3,402−4.0% | 減碼 |
| Royal Bank of Canada | 75,202 | $253.6 萬 | 0.00% | −3,917−5.0% | 減碼 |
| 1832 Asset Management L.P. | 74,659 | $248.3 萬 | 0.00% | +74,659 | 新進 |
| Guggenheim Capital LLC | 66,416 | $224.0 萬 | 0.01% | −8,020−10.8% | 減碼 |
| Clearbridge Investments, LLC | 61,560 | $207.6 萬 | 0.00% | 00.0% | 不變 |
| Commonwealth Equity Services, LLC | 60,592 | $204.3 萬 | 0.00% | +2,576+4.4% | 加碼 |
| Matisse Capital | 58,000 | $195.6 萬 | 1.80% | +1,474+2.6% | 加碼 |
| Ameriprise Financial Inc | 51,780 | $174.6 萬 | 0.00% | −2,769−5.1% | 減碼 |
| Edgemoor Investment Advisors, Inc. | 30,415 | $102.6 萬 | 0.11% | −10,760−26.1% | 減碼 |
| Transcend Wealth Collective, LLC | 29,348 | $99.0 萬 | 0.09% | +300+1.0% | 加碼 |
| Raymond James & Associates | 27,128 | $91.5 萬 | 0.00% | −1,850−6.4% | 減碼 |
| Invesco Ltd. | 23,781 | $80.2 萬 | 0.00% | −3,267−12.1% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 19,749 | $66.6 萬 | 0.00% | +187+1.0% | 加碼 |
| Hightower 6M Holding, LLC | 17,893 | $60.3 萬 | 0.05% | +17,893 | 新進 |
| M&T Bank Corp | 17,000 | $57.3 萬 | 0.00% | +17,000 | 新進 |
| J.W. Cole Advisors, Inc. | 16,072 | $54.2 萬 | 0.04% | −4,445−21.7% | 減碼 |
| Steward Partners Investment Advisory, LLC | 15,936 | $53.7 萬 | 0.01% | +4,260+36.5% | 加碼 |
| LPL Financial LLC | 14,658 | $49.4 萬 | 0.00% | −280−1.9% | 減碼 |
| Verus Capital Partners, LLC | 13,880 | $48.9 萬 | 0.08% | +13,880 | 新進 |
| Envestnet Asset Management Inc | 14,347 | $48.4 萬 | 0.00% | −601−4.0% | 減碼 |
| Clough Capital Partners L P | 12,800 | $43.2 萬 | 0.03% | +12,800 | 新進 |
| Truist Financial Corp | 11,731 | $39.5 萬 | 0.00% | 00.0% | 不變 |
| Proficio Capital Partners LLC | 0 | $37.6 萬 | 0.06% | 0 | 新進 |
| Segantii Capital Management Ltd | 10,432 | $35.2 萬 | 0.01% | −51,193−83.1% | 減碼 |
| D.A. Davidson & Co. | 10,188 | $34.4 萬 | 0.00% | +242+2.4% | 加碼 |
| Oxbow Advisors, LLC | 9,925 | $33.5 萬 | 0.03% | 00.0% | 不變 |
| Laurel Wealth Advisors, Inc. | 9,728 | $32.8 萬 | 0.03% | 00.0% | 不變 |
| Laidlaw Wealth Management LLC | 9,598 | $32.4 萬 | 0.05% | 00.0% | 不變 |
| Icon Wealth Partners, LLC | 7,439 | $25.1 萬 | 0.03% | 00.0% | 不變 |
| Stifel Financial Corp | 7,330 | $24.7 萬 | 0.00% | −6,318−46.3% | 減碼 |
| Cetera Advisor Networks LLC | 7,282 | $24.6 萬 | 0.00% | −207−2.8% | 減碼 |
| First Republic Investment Management, Inc. | 6,959 | $23.5 萬 | 0.00% | +6,959 | 新進 |
| Glassy Mountain Advisors, Inc. | 6,375 | $21.5 萬 | 0.11% | +6,375 | 新進 |
| IFP Advisors, Inc | 13,142 | $18.4 萬 | 0.00% | +13,142 | 新進 |
| Rockefeller Capital Management L.P. | 4,800 | $16.1 萬 | 0.00% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 4,060 | $13.7 萬 | 0.00% | +760+23.0% | 加碼 |
| TCWP LLC | 3,040 | $10.2 萬 | 0.02% | +3,040 | 新進 |
| US Bancorp | 2,700 | $9.10 萬 | 0.00% | 00.0% | 不變 |
| FourThought Financial, LLC | 2,087 | $7.00 萬 | 0.01% | −1,398−40.1% | 減碼 |
| Harbor Investment Advisory, LLC | 2,052 | $6.90 萬 | 0.01% | −62−2.9% | 減碼 |
| Ellis Investment Partners, LLC | 1,896 | $6.30 萬 | 0.01% | +7+0.4% | 加碼 |
| GPS Wealth Strategies Group, LLC | 1,637 | $5.50 萬 | 0.01% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 1,600 | $5.40 萬 | 0.00% | 00.0% | 不變 |
| Tradition Wealth Management, LLC | 765 | $2.60 萬 | 0.00% | +12+1.6% | 加碼 |
| Northwestern Mutual Wealth Management Co | 672 | $2.30 萬 | 0.00% | −818−54.9% | 減碼 |
| Avion Wealth | 500 | $1.70 萬 | 0.00% | +500 | 新進 |
| Bessemer Group Inc | 279 | $9,000 | 0.00% | −734−72.5% | 減碼 |
| JPMorgan Chase & Co | 200 | $7,000 | 0.00% | 00.0% | 不變 |
| Cambridge Trust Co | 193 | $7,000 | 0.00% | +193 | 新進 |
| Caldwell Trust Co | 200 | $6,744 | 0.00% | 00.0% | 不變 |
| Capital Analysts, LLC | 152 | $5,000 | 0.00% | 00.0% | 不變 |
| Bogart Wealth, LLC | 134 | $5,000 | 0.00% | +1+0.8% | 加碼 |
| SOA Wealth Advisors, LLC. | 153 | $5,000 | 0.00% | +3+2.0% | 加碼 |
| Wolff Wiese Magana LLC | 105 | $4,000 | 0.00% | 00.0% | 不變 |
| Spire Wealth Management | 70 | $2,000 | 0.00% | −1,264−94.8% | 減碼 |
| Herold Advisors, Inc. | 50 | $1,686 | 0.00% | +50 | 新進 |
| Geneos Wealth Management Inc. | 50 | $1,000 | 0.00% | 00.0% | 不變 |
| Strategic Asset Management, LLC | 20 | $1,000 | 0.00% | 00.0% | 不變 |
| Tower Research Capital LLC (TRC) | 15 | $1,000 | 0.00% | +15 | 新進 |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 7,301 | – | – | +1,131+18.3% | 加碼 |
| Proequities, Inc. | 0 | $0 | 0.00% | −481−100.0% | 清倉 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −54,363−100.0% | 清倉 |
| Walleye Capital LLC | 0 | $0 | 0.00% | −36,312−100.0% | 清倉 |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,719−100.0% | 清倉 |
| Bank of Montreal | 0 | $0 | 0.00% | −19,551−100.0% | 清倉 |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −2,400−100.0% | 清倉 |
| Assetmark, Inc | 0 | $0 | 0.00% | −1,634−100.0% | 清倉 |
| Paragon Capital Management Ltd | 0 | $0 | 0.00% | −902−100.0% | 清倉 |
| Amplius Wealth Advisors, LLC | 0 | $0 | 0.00% | −167−100.0% | 清倉 |
| Eaton Vance Management | 0 | $0 | 0.00% | −18−100.0% | 清倉 |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −20−100.0% | 清倉 |
| 6 Meridian | – | – | – | – | 本季未申報 |
| Harbour Investments, Inc. | – | – | – | – | 本季未申報 |