ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2023 年第 4 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2023/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 78
- 較 2023 年第 3 季 +8 家
- 持有股數
- 539.3 萬
- 較 2023 年第 3 季 +45.1 萬 (+9.1%)
- 總市值
- $2.16 億
- 較 2023 年第 3 季 +$4,214 萬 (+24.2%)
- 新進機構
- 15
- 另有 22 家加碼
- 清倉機構
- 7
- 另有 23 家減碼
另有 2 家機構在 2023 年第 3 季持有、還沒有申報 2023 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2023 年第 4 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2023 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,189,802 | $8,779 萬 | 2.16% | +509,745+30.3% | 加碼 |
| Morgan Stanley | 624,829 | $2,505 萬 | 0.00% | −32,219−4.9% | 減碼 |
| Bank of America Corp | 250,161 | $1,003 萬 | 0.00% | −9,266−3.6% | 減碼 |
| Sit Investment Associates Inc | 227,787 | $913.2 萬 | 0.22% | +148,687+188.0% | 加碼 |
| Advisors Asset Management, Inc. | 209,896 | $841.5 萬 | 0.17% | +12,061+6.1% | 加碼 |
| Aristides Capital LLC | 193,475 | $775.6 萬 | 3.90% | 00.0% | 不變 |
| Wells Fargo & Company | 141,809 | $568.5 萬 | 0.00% | −3,964−2.7% | 減碼 |
| Terril Brothers, Inc. | 139,670 | $559.9 萬 | 1.98% | −13,150−8.6% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 127,013 | $509.2 萬 | 0.01% | −610−0.5% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 103,293 | $414.1 萬 | 1.52% | −6,751−6.1% | 減碼 |
| Commonwealth Equity Services, LLC | 84,655 | $339.4 萬 | 0.01% | −4,790−5.4% | 減碼 |
| UBS Group AG | 82,558 | $331.0 萬 | 0.00% | +5,136+6.6% | 加碼 |
| CSS LLC | 81,774 | $327.8 萬 | 0.26% | +70,673+636.6% | 加碼 |
| Alpine Global Management, LLC | 67,400 | $270.2 萬 | 0.74% | +34,200+103.0% | 加碼 |
| Royal Bank of Canada | 61,907 | $248.2 萬 | 0.00% | −2,222−3.5% | 減碼 |
| Goldman Sachs Group Inc | 57,008 | $228.5 萬 | 0.00% | +9,608+20.3% | 加碼 |
| Steward Partners Investment Advisory, LLC | 50,338 | $201.8 萬 | 0.03% | +14,600+40.9% | 加碼 |
| Ameriprise Financial Inc | 48,524 | $196.5 萬 | 0.00% | −564−1.1% | 減碼 |
| Woodline Partners LP | 48,233 | $193.4 萬 | 0.02% | −177,512−78.6% | 減碼 |
| Guggenheim Capital LLC | 39,070 | $156.6 萬 | 0.01% | −5,017−11.4% | 減碼 |
| Kayne Anderson Capital Advisors LP | 34,840 | $139.7 萬 | 0.04% | 00.0% | 不變 |
| Delphi Financial Group, Inc. | 33,150 | $132.9 萬 | 0.78% | +33,150 | 新進 |
| Edgemoor Investment Advisors, Inc. | 31,922 | $128.0 萬 | 0.13% | −6,277−16.4% | 減碼 |
| Sea Otter Advisors LLC | 30,300 | $121.5 萬 | 1.16% | +20,000+194.2% | 加碼 |
| JPMorgan Chase & Co | 29,335 | $117.6 萬 | 0.00% | +29,028+9,455.4% | 加碼 |
| Transcend Wealth Collective, LLC | 23,548 | $94.4 萬 | 0.08% | 00.0% | 不變 |
| Invesco Ltd. | 22,363 | $89.7 萬 | 0.00% | +13,061+140.4% | 加碼 |
| Clough Capital Partners L P | 20,850 | $83.6 萬 | 0.09% | +13,300+176.2% | 加碼 |
| Quarry LP | 20,850 | $83.6 萬 | 0.42% | +13,300+176.2% | 加碼 |
| Advisor Group Holdings, Inc. | 19,617 | $78.6 萬 | 0.00% | +1,490+8.2% | 加碼 |
| Raymond James & Associates | 17,448 | $69.9 萬 | 0.00% | −329−1.9% | 減碼 |
| M&T Bank Corp | 17,165 | $68.8 萬 | 0.00% | 00.0% | 不變 |
| LPL Financial LLC | 16,935 | $67.9 萬 | 0.00% | −275−1.6% | 減碼 |
| IFP Advisors, Inc | 16,226 | $65.0 萬 | 0.03% | +2,332+16.8% | 加碼 |
| Yakira Capital Management, Inc. | 15,535 | $62.3 萬 | 0.20% | +15,535 | 新進 |
| Blackstone Group Inc. | 14,754 | $59.1 萬 | 0.00% | 00.0% | 不變 |
| Quantedge Capital Pte Ltd | 14,478 | $58.0 萬 | 0.28% | −9,200−38.9% | 減碼 |
| Stifel Financial Corp | 12,672 | $50.8 萬 | 0.00% | +12,672 | 新進 |
| Susquehanna International Group, LLP | 11,888 | $47.7 萬 | 0.00% | +11,888 | 新進 |
| Verus Capital Partners, LLC | 11,450 | $45.9 萬 | 0.06% | −1,130−9.0% | 減碼 |
| Proficio Capital Partners LLC | 10,615 | $42.6 萬 | 0.05% | −730−6.4% | 減碼 |
| US Bancorp | 10,029 | $40.2 萬 | 0.00% | −57−0.6% | 減碼 |
| D.A. Davidson & Co. | 9,809 | $39.3 萬 | 0.00% | −734−7.0% | 減碼 |
| Integrated Wealth Concepts LLC | 9,728 | $39.0 萬 | 0.01% | 00.0% | 不變 |
| Blue Bell Private Wealth Management, LLC | 9,346 | $37.5 萬 | 0.09% | +9,346 | 新進 |
| Stephens Inc | 8,563 | $34.3 萬 | 0.01% | +915+12.0% | 加碼 |
| Oxbow Advisors, LLC | 8,530 | $34.2 萬 | 0.05% | 00.0% | 不變 |
| Bulldog Investors, LLP | 8,213 | $32.9 萬 | 0.11% | +8,213 | 新進 |
| InterOcean Capital Group, LLC | 8,000 | $32.1 萬 | 0.01% | 00.0% | 不變 |
| HighTower Advisors, LLC | 7,345 | $29.3 萬 | 0.00% | −635−8.0% | 減碼 |
| Icon Wealth Advisors, LLC | 6,788 | $27.2 萬 | 0.03% | +6,788 | 新進 |
| Millennium Management LLC | 6,348 | $25.4 萬 | 0.00% | −17,407−73.3% | 減碼 |
| Commonwealth Financial Services, LLC | 5,580 | $22.4 萬 | 0.05% | +5,580 | 新進 |
| Laidlaw Wealth Management LLC | 5,086 | $20.4 萬 | 0.07% | +5,086 | 新進 |
| Marathon Trading Investment Management LLC | 5,000 | $20.0 萬 | 0.04% | +5,000 | 新進 |
| Sunbelt Securities, Inc. | 4,600 | $18.4 萬 | 0.02% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 4,060 | $16.3 萬 | 0.00% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 3,576 | $14.3 萬 | 0.03% | −186−4.9% | 減碼 |
| Eagle Bay Advisors LLC | 2,900 | $11.6 萬 | 0.07% | 00.0% | 不變 |
| Richardson Capital Management LLC | 2,000 | $8.02 萬 | 0.08% | +2,000 | 新進 |
| Harbor Investment Advisory, LLC | 1,950 | $7.82 萬 | 0.01% | −105−5.1% | 減碼 |
| Northwestern Mutual Wealth Management Co | 1,907 | $7.65 萬 | 0.00% | +1,000+110.3% | 加碼 |
| Robinson Capital Management, LLC | 1,587 | $6.35 萬 | 0.02% | +1,587 | 新進 |
| Comerica Bank | 1,556 | $6.24 萬 | 0.00% | +144+10.2% | 加碼 |
| Hobbs Group Advisors, LLC | 1,392 | $5.58 萬 | 0.02% | +1,392 | 新進 |
| Covestor Ltd | 1,174 | $4.70 萬 | 0.03% | +195+19.9% | 加碼 |
| Bogart Wealth, LLC | 767 | $3.07 萬 | 0.00% | 00.0% | 不變 |
| NBC Securities, Inc. | 630 | $2.50 萬 | 0.00% | 00.0% | 不變 |
| Tradition Wealth Management, LLC | 579 | $2.30 萬 | 0.00% | +11+1.9% | 加碼 |
| Highlander Capital Management, LLC | 290 | $1.16 萬 | 0.00% | 00.0% | 不變 |
| Piscataqua Savings Bank | 214 | $8,579 | 0.01% | 00.0% | 不變 |
| Avion Wealth | 200 | $8,000 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 175 | $6,997 | 0.00% | +4+2.3% | 加碼 |
| Clear Point Advisors Inc. | 145 | $5,815 | 0.01% | +145 | 新進 |
| Creative Financial Designs Inc | 104 | $4,169 | 0.00% | 00.0% | 不變 |
| Larson Financial Group LLC | 99 | $3,969 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 55 | $2,209 | 0.00% | +1+1.9% | 加碼 |
| Global Retirement Partners, LLC | 2 | $81 | 0.00% | +2 | 新進 |
| McGowan Group Asset Management, Inc. | 0 | $0 | 0.00% | −121,791−100.0% | 清倉 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −86,354−100.0% | 清倉 |
| Matisse Capital | 0 | $0 | 0.00% | −58,000−100.0% | 清倉 |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −6,341−100.0% | 清倉 |
| Private Trust Co NA | 0 | $0 | 0.00% | −544−100.0% | 清倉 |
| Cambridge Trust Co | 0 | $0 | 0.00% | −193−100.0% | 清倉 |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −105−100.0% | 清倉 |
| First Republic Investment Management, Inc. | – | – | – | – | 本季未申報 |
| Icon Wealth Partners, LLC | – | – | – | – | 本季未申報 |