ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2022 年第 4 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2022/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 75
- 較 2022 年第 3 季 +7 家
- 持有股數
- 458.2 萬
- 較 2022 年第 3 季 −6.96 萬 (−1.5%)
- 總市值
- $1.50 億
- 較 2022 年第 3 季 +$1,777 萬 (+13.5%)
- 新進機構
- 16
- 另有 20 家加碼
- 清倉機構
- 9
- 另有 20 家減碼
另有 4 家機構在 2022 年第 3 季持有、還沒有申報 2022 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2022 年第 4 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 922,884 | $3,079 萬 | 0.52% | +342,691+59.1% | 加碼 |
| Morgan Stanley | 686,310 | $2,290 萬 | 0.00% | +17,980+2.7% | 加碼 |
| Bank of America Corp | 332,413 | $1,109 萬 | 0.00% | −34,906−9.5% | 減碼 |
| McGowan Group Asset Management, Inc. | 276,833 | $923.5 萬 | 1.47% | −96,785−25.9% | 減碼 |
| Aristides Capital LLC | 216,852 | $723.4 萬 | 4.46% | 00.0% | 不變 |
| Terril Brothers, Inc. | 175,159 | $584.3 萬 | 2.86% | +14,112+8.8% | 加碼 |
| Wells Fargo & Company | 171,972 | $573.7 萬 | 0.00% | −7,897−4.4% | 減碼 |
| 1832 Asset Management L.P. | 165,359 | $551.6 萬 | 0.01% | 00.0% | 不變 |
| UBS Group AG | 152,347 | $508.2 萬 | 0.00% | +44,124+40.8% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 130,039 | $433.8 萬 | 1.78% | −3,028−2.3% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 125,070 | $417.2 萬 | 0.01% | −1,463−1.2% | 減碼 |
| Advisors Asset Management, Inc. | 104,509 | $348.6 萬 | 0.07% | +11,071+11.8% | 加碼 |
| Woodline Partners LP | 169,106 | $288.0 萬 | 0.04% | +169,106 | 新進 |
| Commonwealth Equity Services, LLC | 74,832 | $249.6 萬 | 0.01% | +5,303+7.6% | 加碼 |
| Kayne Anderson Capital Advisors LP | 74,440 | $248.3 萬 | 0.07% | 00.0% | 不變 |
| Quantedge Capital Pte Ltd | 71,546 | $238.7 萬 | 0.80% | −48,515−40.4% | 減碼 |
| Royal Bank of Canada | 61,666 | $205.7 萬 | 0.00% | −5,599−8.3% | 減碼 |
| Matisse Capital | 58,000 | $193.5 萬 | 1.72% | 00.0% | 不變 |
| Clearbridge Investments, LLC | 56,360 | $188.0 萬 | 0.00% | −700−1.2% | 減碼 |
| Cornerstone Advisors, LLC | 52,518 | $175.2 萬 | 0.09% | −240,527−82.1% | 減碼 |
| Ameriprise Financial Inc | 47,518 | $158.5 萬 | 0.00% | −1,477−3.0% | 減碼 |
| Sit Investment Associates Inc | 41,736 | $139.2 萬 | 0.04% | −3,000−6.7% | 減碼 |
| Guggenheim Capital LLC | 35,049 | $116.9 萬 | 0.01% | +8,375+31.4% | 加碼 |
| Steward Partners Investment Advisory, LLC | 33,821 | $112.8 萬 | 0.02% | +2,438+7.8% | 加碼 |
| Edgemoor Investment Advisors, Inc. | 32,525 | $108.5 萬 | 0.14% | −1,600−4.7% | 減碼 |
| Almitas Capital LLC | 30,444 | $101.6 萬 | 0.47% | +30,444 | 新進 |
| Transcend Wealth Collective, LLC | 24,048 | $80.2 萬 | 0.09% | +500+2.1% | 加碼 |
| Raymond James & Associates | 19,045 | $63.5 萬 | 0.00% | −5,981−23.9% | 減碼 |
| M&T Bank Corp | 17,165 | $57.3 萬 | 0.00% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 15,270 | $50.9 萬 | 0.00% | −301−1.9% | 減碼 |
| HighTower Advisors, LLC | 15,155 | $50.3 萬 | 0.00% | +15,155 | 新進 |
| LPL Financial LLC | 13,928 | $46.5 萬 | 0.00% | +170+1.2% | 加碼 |
| Verus Capital Partners, LLC | 13,880 | $46.3 萬 | 0.09% | +400+3.0% | 加碼 |
| Advisor Group Holdings, Inc. | 13,120 | $43.7 萬 | 0.00% | +3,043+30.2% | 加碼 |
| Weiss Asset Management LP | 12,688 | $42.3 萬 | 0.02% | +12,688 | 新進 |
| US Bancorp | 12,500 | $41.7 萬 | 0.00% | +9,800+363.0% | 加碼 |
| Invesco Ltd. | 10,782 | $36.0 萬 | 0.00% | −4,905−31.3% | 減碼 |
| D.A. Davidson & Co. | 10,070 | $33.6 萬 | 0.00% | +17+0.2% | 加碼 |
| Laurel Wealth Advisors, Inc. | 9,728 | $32.5 萬 | 0.03% | 00.0% | 不變 |
| Oxbow Advisors, LLC | 8,530 | $28.5 萬 | 0.05% | 00.0% | 不變 |
| Laidlaw Wealth Management LLC | 8,179 | $27.3 萬 | 0.06% | +8,179 | 新進 |
| Stephens Inc | 8,062 | $26.9 萬 | 0.01% | +327+4.2% | 加碼 |
| InterOcean Capital Group, LLC | 8,000 | $26.7 萬 | 0.01% | 00.0% | 不變 |
| Icon Wealth Advisors, LLC | 7,439 | $24.8 萬 | 0.03% | 00.0% | 不變 |
| Coastal Investment Advisors, Inc. | 7,418 | $24.7 萬 | 0.06% | +7,418 | 新進 |
| First Republic Investment Management, Inc. | 6,522 | $21.8 萬 | 0.00% | +6,522 | 新進 |
| Stifel Financial Corp | 6,047 | $20.2 萬 | 0.00% | +6,047 | 新進 |
| IFP Advisors, Inc | 12,716 | $17.8 萬 | 0.01% | −3,661−22.4% | 減碼 |
| Rockefeller Capital Management L.P. | 4,800 | $16.0 萬 | 0.00% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 4,060 | $13.5 萬 | 0.00% | 00.0% | 不變 |
| Eagle Bay Advisors LLC | 2,900 | $9.67 萬 | 0.05% | +100+3.6% | 加碼 |
| Harbor Investment Advisory, LLC | 2,061 | $6.88 萬 | 0.01% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 1,600 | $5.34 萬 | 0.00% | 00.0% | 不變 |
| GWM Advisors LLC | 1,164 | $3.88 萬 | 0.00% | +1,164 | 新進 |
| Northwestern Mutual Wealth Management Co | 616 | $2.06 萬 | 0.00% | −180−22.6% | 減碼 |
| Avion Wealth | 700 | $2.00 萬 | 0.01% | 00.0% | 不變 |
| Tradition Wealth Management, LLC | 535 | $1.80 萬 | 0.00% | −257−32.4% | 減碼 |
| Private Trust Co NA | 544 | $1.80 萬 | 0.00% | 00.0% | 不變 |
| Freedom Wealth Alliance, LLC | 516 | $1.72 萬 | 0.02% | +516 | 新進 |
| JPMorgan Chase & Co | 480 | $1.60 萬 | 0.00% | +480 | 新進 |
| Cribstone Capital Management, LLC | 401 | $1.34 萬 | 0.01% | +400+40,000.0% | 加碼 |
| Lakewood Asset Management LLC | 200 | $7,000 | 0.01% | +200 | 新進 |
| Caldwell Trust Co | 200 | $6,672 | 0.00% | 00.0% | 不變 |
| Robinson Capital Management, LLC | 200 | $6,340 | 0.00% | 00.0% | 不變 |
| Cambridge Trust Co | 193 | $6,000 | 0.00% | 00.0% | 不變 |
| Bessemer Group Inc | 175 | $6,000 | 0.00% | −2−1.1% | 減碼 |
| SOA Wealth Advisors, LLC. | 161 | $5,382 | 0.00% | +3+1.9% | 加碼 |
| Bogart Wealth, LLC | 142 | $4,732 | 0.00% | +3+2.2% | 加碼 |
| Lansing Street Advisors | 112 | $3,736 | 0.00% | +112 | 新進 |
| Wolff Wiese Magana LLC | 105 | $3,503 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 104 | $3,469 | 0.00% | +54+108.0% | 加碼 |
| Accurate Wealth Management, LLC | 100 | $3,431 | 0.00% | +100 | 新進 |
| Harbour Investments, Inc. | 28 | $934 | 0.00% | −60−68.2% | 減碼 |
| FMR LLC | 1 | $33 | 0.00% | +1 | 新進 |
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% | +1 | 新進 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −39,434−100.0% | 清倉 |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −33,999−100.0% | 清倉 |
| Proficio Capital Partners LLC | 0 | $0 | 0.00% | −15,401−100.0% | 清倉 |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −10,593−100.0% | 清倉 |
| Truist Financial Corp | 0 | $0 | 0.00% | −9,071−100.0% | 清倉 |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −215,000−100.0% | 清倉 |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −1,910−100.0% | 清倉 |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −1,703−100.0% | 清倉 |
| HM Payson & Co | 0 | $0 | 0.00% | −700−100.0% | 清倉 |
| Hightower 6M Holding, LLC | – | – | – | – | 本季未申報 |
| FourThought Financial, LLC | – | – | – | – | 本季未申報 |
| American Portfolios Advisors | – | – | – | – | 本季未申報 |
| Strategic Asset Management, LLC | – | – | – | – | 本季未申報 |