ClearBridge MLP & Midstream Fund Inc.
CEM2024/9/9 下市- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. 已在 2024/9/9 下市；內部人最後一份 Form 4 在 2024/9/11 申報；2024 年第 2 季末有 51 家機構在 13F 申報持有，市值合計 $9,565 萬；沒有大師持有。
2021 年第 3 季 13F 持有人
ClearBridge MLP & Midstream Fund Inc. 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 72
- 較 2021 年第 2 季 0 家
- 持有股數
- 380.5 萬
- 較 2021 年第 2 季 +19.8 萬 (+5.5%)
- 總市值
- $1.03 億
- 較 2021 年第 2 季 −$204.6 萬 (−1.9%)
- 新進機構
- 4
- 另有 27 家加碼
- 清倉機構
- 4
- 另有 20 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CEM 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 1 | $245.2 萬 |
| 2024 年第 2 季 | 51 | $9,565 萬 |
| 2024 年第 1 季 | 76 | $2.54 億 |
| 2023 年第 4 季 | 78 | $2.16 億 |
| 2023 年第 3 季 | 72 | $1.75 億 |
| 2023 年第 2 季 | 69 | $1.69 億 |
| 2023 年第 1 季 | 69 | $1.50 億 |
| 2022 年第 4 季 | 75 | $1.50 億 |
| 2022 年第 3 季 | 72 | $1.32 億 |
| 2022 年第 2 季 | 74 | $1.25 億 |
| 2022 年第 1 季 | 74 | $1.47 億 |
| 2021 年第 4 季 | 73 | $1.13 億 |
| 2021 年第 3 季 | 72 | $1.03 億 |
| 2021 年第 2 季 | 72 | $1.05 億 |
| 2021 年第 1 季 | 67 | $8,373 萬 |
2021 年第 3 季持有機構
每家機構持有 ClearBridge MLP & Midstream Fund Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 704,121 | $1,912 萬 | 0.00% | +23,375+3.4% | 加碼 |
| McGowan Group Asset Management, Inc. | 396,885 | $1,078 萬 | 1.83% | −9,743−2.4% | 減碼 |
| Bank of America Corp | 326,165 | $885.5 萬 | 0.00% | −3,572−1.1% | 減碼 |
| Cornerstone Advisors, LLC | 266,982 | $724.9 萬 | 0.42% | +130,062+95.0% | 加碼 |
| Aristides Capital LLC | 216,852 | $588.8 萬 | 4.38% | 00.0% | 不變 |
| Sit Investment Associates Inc | 207,990 | $564.7 萬 | 0.15% | +10,000+5.1% | 加碼 |
| Wells Fargo & Company | 130,620 | $354.7 萬 | 0.00% | +13,677+11.7% | 加碼 |
| Quantedge Capital Pte Ltd | 124,717 | $338.6 萬 | 1.64% | +21,411+20.7% | 加碼 |
| Terril Brothers, Inc. | 106,759 | $289.9 萬 | 0.72% | −2,010−1.8% | 減碼 |
| Wolverine Asset Management LLC | 95,749 | $259.9 萬 | 0.03% | +66,170+223.7% | 加碼 |
| UBS Group AG | 93,519 | $253.9 萬 | 0.00% | −998−1.1% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 93,427 | $253.7 萬 | 0.01% | +833+0.9% | 加碼 |
| Kayne Anderson Capital Advisors LP | 84,840 | $230.3 萬 | 0.07% | 00.0% | 不變 |
| Royal Bank of Canada | 78,055 | $211.9 萬 | 0.00% | +3,113+4.2% | 加碼 |
| Guggenheim Capital LLC | 76,897 | $208.8 萬 | 0.01% | −6,426−7.7% | 減碼 |
| Landscape Capital Management, L.L.C. | 71,093 | $193.0 萬 | 0.27% | −23,975−25.2% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 64,191 | $174.3 萬 | 0.77% | −4,190−6.1% | 減碼 |
| Advisors Asset Management, Inc. | 62,945 | $170.9 萬 | 0.03% | −16,122−20.4% | 減碼 |
| Clearbridge Investments, LLC | 61,760 | $167.7 萬 | 0.00% | 00.0% | 不變 |
| Ameriprise Financial Inc | 56,494 | $153.2 萬 | 0.00% | −255−0.4% | 減碼 |
| Commonwealth Equity Services, LLC | 54,511 | $148.0 萬 | 0.00% | +3,954+7.8% | 加碼 |
| 6 Meridian | 49,184 | $133.5 萬 | 0.11% | −12,094−19.7% | 減碼 |
| Edgemoor Investment Advisors, Inc. | 40,045 | $108.7 萬 | 0.12% | −1,395−3.4% | 減碼 |
| HighTower Advisors, LLC | 38,203 | $104.8 萬 | 0.00% | −733−1.9% | 減碼 |
| Transcend Wealth Collective, LLC | 29,348 | $90.5 萬 | 0.08% | −3,160−9.7% | 減碼 |
| Raymond James & Associates | 31,300 | $85.0 萬 | 0.00% | +4,243+15.7% | 加碼 |
| J.W. Cole Advisors, Inc. | 19,656 | $53.4 萬 | 0.04% | −344−1.7% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 17,277 | $46.9 萬 | 0.00% | +7,725+80.9% | 加碼 |
| Advisor Group Holdings, Inc. | 16,140 | $44.0 萬 | 0.00% | +2,656+19.7% | 加碼 |
| Invesco Ltd. | 15,818 | $42.9 萬 | 0.00% | +704+4.7% | 加碼 |
| US Bancorp | 14,700 | $39.9 萬 | 0.00% | 00.0% | 不變 |
| Stifel Financial Corp | 13,648 | $37.1 萬 | 0.00% | −50−0.4% | 減碼 |
| LPL Financial LLC | 12,723 | $34.5 萬 | 0.00% | +12,723 | 新進 |
| Envestnet Asset Management Inc | 12,468 | $33.9 萬 | 0.00% | +966+8.4% | 加碼 |
| Icon Wealth Partners, LLC | 12,089 | $32.8 萬 | 0.04% | 00.0% | 不變 |
| Black Maple Capital Management LP | 11,297 | $30.7 萬 | 0.46% | 00.0% | 不變 |
| Truist Financial Corp | 11,098 | $30.2 萬 | 0.00% | +505+4.8% | 加碼 |
| Steward Partners Investment Advisory, LLC | 10,181 | $27.6 萬 | 0.00% | +2,289+29.0% | 加碼 |
| Laurel Wealth Advisors, Inc. | 10,048 | $27.3 萬 | 0.05% | 00.0% | 不變 |
| Oxbow Advisors, LLC | 9,925 | $26.9 萬 | 0.03% | +1,395+16.4% | 加碼 |
| D.A. Davidson & Co. | 9,844 | $26.7 萬 | 0.00% | +122+1.3% | 加碼 |
| Cetera Advisor Networks LLC | 7,854 | $21.3 萬 | 0.00% | 00.0% | 不變 |
| FourThought Financial, LLC | 5,977 | $16.2 萬 | 0.02% | −632−9.6% | 減碼 |
| Rockefeller Capital Management L.P. | 4,800 | $13.0 萬 | 0.00% | +2,000+71.4% | 加碼 |
| Eagle Bay Advisors LLC | 4,800 | $13.0 萬 | 0.08% | +2,700+128.6% | 加碼 |
| Northwestern Mutual Wealth Management Co | 3,932 | $10.7 萬 | 0.00% | −10,218−72.2% | 減碼 |
| Cullen/Frost Bankers, Inc. | 3,300 | $9.00 萬 | 0.00% | 00.0% | 不變 |
| Harbor Investment Advisory, LLC | 2,203 | $6.00 萬 | 0.01% | +241+12.3% | 加碼 |
| Arkadios Wealth Advisors | 2,055 | $5.50 萬 | 0.01% | 00.0% | 不變 |
| Ellis Investment Partners, LLC | 1,873 | $5.00 萬 | 0.01% | +7+0.4% | 加碼 |
| FNY Investment Advisers, LLC | 1,774 | $4.80 萬 | 0.02% | −226−11.3% | 減碼 |
| GPS Wealth Strategies Group, LLC | 1,637 | $4.40 萬 | 0.01% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 1,600 | $4.30 萬 | 0.00% | 00.0% | 不變 |
| Tradition Wealth Management, LLC | 740 | $2.00 萬 | 0.00% | +13+1.8% | 加碼 |
| Jacobi Capital Management LLC | 540 | $1.50 萬 | 0.00% | +10+1.9% | 加碼 |
| Proequities, Inc. | 481 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 440 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Citigroup Inc | 300 | $8,000 | 0.00% | −924−75.5% | 減碼 |
| Ellevest, Inc. | 268 | $7,000 | 0.00% | 00.0% | 不變 |
| Caldwell Trust Co | 200 | $5,430 | 0.00% | 00.0% | 不變 |
| Eukles Asset Management | 135 | $4,000 | 0.00% | 00.0% | 不變 |
| Bogart Wealth, LLC | 130 | $4,000 | 0.00% | +2+1.6% | 加碼 |
| SOA Wealth Advisors, LLC. | 148 | $4,000 | 0.00% | +3+2.1% | 加碼 |
| Harbour Investments, Inc. | 109 | $3,000 | 0.00% | 00.0% | 不變 |
| West Branch Capital LLC | 114 | $3,000 | 0.00% | +2+1.8% | 加碼 |
| Wolff Wiese Magana LLC | 105 | $3,000 | 0.00% | 00.0% | 不變 |
| Tower Research Capital LLC (TRC) | 100 | $3,000 | 0.00% | +100 | 新進 |
| Spire Wealth Management | 70 | $2,000 | 0.00% | +70 | 新進 |
| Geneos Wealth Management Inc. | 50 | $1,000 | 0.00% | 00.0% | 不變 |
| Herold Advisors, Inc. | 50 | $1,000 | 0.00% | +50 | 新進 |
| Eaton Vance Management | 18 | $0 | 0.00% | 00.0% | 不變 |
| Cribstone Capital Management, LLC | 1 | $0 | 0.00% | −1−50.0% | 減碼 |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −7,597−100.0% | 清倉 |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −7,003−100.0% | 清倉 |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −1,042−100.0% | 清倉 |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −200−100.0% | 清倉 |